My objective is to help my clients gain a sense of clarity about their future, build a financial plan to get there and then implement by investing in the future. We care deeply about our clients - it is so much more than business to us. We take their success personally.
Trust is essential for every relationship to be prosperous which is why I take the time to get to know the people I work with personally. As an independent advisor, the client is my sole consideration. I am committed to my candor, empathy, and dedication when prioritizing values and creating a holistic long-term plan.
|Firm Start Year:||2019|
|No. of Employees:||5-9|
|States Licensed in:||AR, CA, CO, FL, GA, IL, IN, KY, LA, MA, MI, MN, MO, NJ, NY, NC, OH, SC, TN, TX, VA, WV, WI|
|Number of Years with Current Firm:||3|
|Work Experience:||In my 17 years of tenure at Northwestern Mutual I worked my way from Associate Advisor through Home Office Underwriter, Client Relations Center Director, to become a fee-based planning Advisor and Wealth Management Advisor, earning 9 designations starting with Certified Financial Planner® (CFP®) and Chartered Life Underwriter® (CLU®) in 2007, followed by Chartered Financial Consultant® (ChFC®), Certification in Long Term Care® (CLTC®), Chartered Advisor for Senior Living® (CASL®), Retirement Income Certified Professional® (RICP®), Chartered Special Needs Consultant® (ChSNC®), Accredited Estate Planner® (AEP®), and Chartered Advisor in Philanthropy® (CAP®). Most recently I completed a Masters of Science in Financial Services® (MSFS®) in 2020. In my 7th year at NM I qualified as a Top 3% Advisor or "Forum" and maintained that status for 5 consecutive years. I'm a member of the Financial Planning Association (FPA), Certified Financial Planner Board of Standards (CFP), National Association of Insurance and Financial Advisors (NAIFA), and Million Dollar Round Table - Top of the Table (MDRT) as well as a number of local organizations like Cincinnati Estate Planning Council (CEPC) and Financial Planners Association of Southwestern Ohio.|
|Work with the following types of clients:||Businesses, Individual Investors|
|Advisory Services Provided:||Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Money Management, Risk Management, Education Funding and Planning, Tax Advice and Services, Financial Planning for Businesses, Financial Planning for Individuals|
|Investment Types:||Exchange Traded Funds (ETFs), Bonds, Alternative Investments, Stocks, Annuities, Mutual Funds, Commodities|
|Can meet clients in the following ways:||Your Home, Our Office, Phone, Your Office, Video Conference|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Health, Life|
Compensation and Fees
|Minimum Portfolio Size for New Managed Accounts:||$500,000|
|Compensation Methods:||Based on Assets|
WiserAdvisor provides referrals to financial professionals of LPL Financial, LLC (LPL). WiserAdvisor is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay WiserAdvisor cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
Additional Detailed Disclosures
Registered Investment Advisor:
Investment Advisor Representative:
Compliance Disclosures in Last 5 years:
I have a clean record
Criminal Disclosures in Last 5 years:
I have a clean record
|Mon.||8:30 AM - 5:00 PM|
|Tue.||8:30 AM - 5:00 PM|
|Wed.||8:30 AM - 5:00 PM|
|Thu.||8:30 AM - 5:00 PM|
|Fri.||8:30 AM - 5:00 PM|
LPL Director's Club for Outstanding Service
We are humbled and honored to have been named to the LPL Director's Club with an award for Outstanding Service to Clients in 2021. While it's always nice to be recognized, our business is intentionally built upon a set of values we live by every day, with EXCEPTIONAL SERVICE at the top of the list.
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