Find Top Financial Advisors in Providence, Rhode Island

Advisor Match Advisor Match

There are hundreds of financial professionals in your area. However, choosing the right advisor that understands your financial situation and meets your needs may be quite daunting. WiserAdvisor has a network of vetted financial advisors and advisory firms and has listed them below. You can find the details of each advisor, such as their qualifications, service offerings, etc. that you could use while searching for the financial advisor that best suits your financial and investment goals.

We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards.

Finding the Top Financial Advisor in Providence, Rhode Island
Last Updated - 20-Mar-2023

Providence has 4 WiserAdvisor vetted Financial Planners and Advisors for you to choose from and 82 non-vetted advisors in your local area. These financial advisors in Providence, Rhode Island have an average of 24 years of experience.

NOTE: The list of financial advisors in Providence, Rhode Island mentioned below do not include all the advisors in our network due to their compliance listing restrictions. More vetted advisors may be available when you use our free match service to compare financial advisors near you in Providence, Rhode Island.

Qualified Financial Advisors in Providence, Rhode Island
Financial Advisor Experience AUM Minimum Assets Fee Structure
Shaun Jones
32 Paris St,
Pawtucket, RI 02860
Not Disclosed Not Specified Not Specified Not Specified
John Finn
Chartered Financial Consultant (ChFC®), CLU®, ChFC®
850 Aquidneck Ave,
Ste A4,
Middletown, RI 02842
30 $200,000,000 250000 Fee-Based
Josh Darwin
669 South St,
Needham, MA 02492
30 Not Specified $100,000.00 Fee-Based
Michael MacLean
255 Park Ave,
STE 1000,
Worcester, MA 01609
14 Not Specified Not Specified Fee-Based

Information on Qualified Financial Advisors in Providence

Qualifications CRD# 4376850
Firm CRD# 311956

Office Location 32 Paris St,
Phone Number 401-406-8090

About Jones Fiduciary Wealth Management

Shaun M. Jones has advised clients on all aspects of investment strategy, portfolio risk, and wealth management for more than two decades. His clients include affluent individuals and families primarily in the legal, medical, and executive fields. A contributing author to the book Real Life Financial Planning for Physicians, Shaun has conducted research in the field of personal wealth management and contributes to articles for major financial outlets like CNBC online. As the son of an engineer, Shaun picked up the need and value for numbers at a young age and has enjoyed running his own calculations to disprove widely accepted concepts. He has nurtured that desire throughout his career and has used it to conduct his own research related to viewing taxation as an investment expense ratio. Shaun even obtained several copyrights related to his research, including The Life-Cycle of Taxation© and Asset Location Strategy B©. After his first five years in the industry, Shaun became frustrated with the tools available to financial advisors because they were too simplified and usually biased towards whatever product they were built to measure. It was then that he fell back on his love of all things mathematical, making his own calculators and hiring actuaries to help build his own tools so he could produce unbiased comparisons. Armed with these tools, Shaun began to test the theories and assumptions that he had been taught to take for granted early in his career. The results led Shaun to recognize the faults of the investment and advising industry and to dedicate his life to proclaiming the truth about investing.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Tax Advice and Services

Qualifications CRD# 1505858
Firm CRD# 6413
Series 6, 7, 22, 24, 63, 65

Compensation/Fee Fee-Based, Hourly, Flat Fee, Based on Assets

Office Location 850 Aquidneck Ave,
Ste A4,
Phone Number 401-848-4579

Since 1986, John has helped people plan for their retirement goals. After spending eleven years developing his practice at Connecticut Mutual Life Insurance Company, he later built a financial services operation at Braman and White, where he pioneered the integration of this department with BankNewport. John became affiliated with LPL Financial in 1997. While providing objective and independent advice, John adheres to a methodical, rigorous process that seeks to deliver the highest degree of economic predictability. He works diligently with his clients to seek to improve the overall quality of their lives, both in the financial world and beyond it. Working alongside Sharon Meehan, they make it their mission to help clients feel confident knowing their financial house is in order. Above all, John believes they have one primary purpose: to build relationships with clients based on our core values of integrity, honesty, and perseverance. To continually fulfill that commitment, he has integrated a capable support staff with the technology, resources, and expertise of LPL Financial.

About Finn and Meehan Wealth Management

At Finn & Meehan Wealth Management, LLC, we strive to deliver a truly personal planning experience. We believe that effective wealth management encourages clarity, not confusion. By simplifying the complexities often associated with financial planning, we inspire clients to pursue their most valued goals. In working towards their financial and lifetime objectives, our clients can achieve renewed confidence. With this newfound confidence in their financial strategies, they can address their concerns about their financial future and return their focus to the things they enjoy most. Through all chapters of life, we strive to provide the financial guidance needed to seek your enhanced quality of life. We build relationships on our core values of honesty, integrity, and perseverance. Genuine connection and chemistry are key to success, and we work strive to create a truly comfortable environment for clients to enjoy. By uniting the capacity of a major brokerage firm with the personal touch of a boutique practice, we can build disciplined financial plans tailored to your unique goals. While large enough to access leading resources and relationships across the industry, our firm remains intimate enough so we can truly know our clients and continue developing lasting relationships.

Advisory Services Provided:

Financial Advice & Consulting

Qualifications CRD# 2153443
Firm CRD# 125004
Series 63, 65

Compensation/Fee Fee-Based

Office Location 669 South St,
Phone Number 617-281-2721

Josh Darwin is a Registered Investment Advisor who helps investors of all sizes and experince levels. Josh has been helping investors in the markets since he graduated from Tufts in 1991. Josh beleives in holistic investing that starts with sound asset allocation and securities selection. Josh communicates well and provides a high touch advisory service. Josh lives in Needham and Fairhaven MA with his wife Ricki and sons Jack (18) and George (16). Josh enjoys following Boston Sports, golfing, boating, cooking, gardening and following markets of all types.

About Regal Financial

Regal Investment Advisors focuses on the client relationship to understand your risk tolerance, time horizons, and objectives. We want to know your goals and dreams, and apply our expertise to help you achieve your desired outcome. Our goal is to help you become a better investor and create a financial plan that is right for you.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management

Qualifications CRD# 5457640
Firm CRD# 5457640
Series 7, 66

Compensation/Fee Fee-Based, Commissions, Based on Assets

Office Location 255 Park Ave,
STE 1000,
Phone Number 774-239-1862

As a seasoned Certified Financial Planner® with over 13 years of industry experience, Mike brings objective insight to help his clients effectively address their most important financial priorities. He provides customized advice and investment strategies to affluent individuals, multi-generational families, and small business owners in Massachusetts and across the country. His holistic approach to financial management includes a thorough planning process and personalized strategies for his clients. Mike is a graduate of UMASS-Dartmouth, where he earned a Bachelor of Science in Finance. Prior to forming Mercantile Private Wealth Management, Mike was a Vice President of Investments at Morgan Stanley. Mike has been recognized by Forbes as a Next-Gen Best-In-State Wealth Advisor in 2019. He is actively involved in the community, serving on the Board of Directors for Canines for Disabled Kids, as well as coaching youth Baseball.

About Mercantile Private Wealth Management

Mercantile Private Wealth Management was founded with a determination to provide informed, unbiased, and customized advice to help clients reach their goals. We believe forging long-term relationships that serve you well is at the heart of everything we do.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Investment Advice & Management, Estate Planning & Trusts

Top Financial Advisor Firms in Providence, Rhode Island (Ranked by AUM)

Firm Name AUM No. of Clients Fee Structure
10 Weybosset Street, Ste 1000,
Providence, RI 2903
$1,859,565,019 1690 A percentage of AUM
Fixed fees
50 Park Row West , Suite 113,
Providence, RI 2903
$1,252,646,454 872 A percentage of AUM
Fixed fees
101 Dyer Street 4th Floor,
Providence, RI 02903-7104
$1,203,964,021 766 A percentage of AUM
790 North Main Street,
Providence, RI 2904
$1,014,384,154 647 A percentage of AUM
Hourly charges
Fixed fees
294 West Exchange Street,
Providence, RI 02903-1004
$751,788,800 1937 A percentage of AUM
Hourly charges
56 Exchange Terrace , Suite 200,
Providence, RI 2903
$606,286,541 1119 A percentage of AUM
Hourly charges
Fixed fees
155 Westminster Street , Suite 1100,
Providence, RI 2903
$500,080,991 482 A percentage of AUM
Fixed fees
50 Holden St,
Providence, RI 02908-5757
$433,145,184 1009 A percentage of AUM
Hourly charges
Fixed fees
42 Weybosset Street,
Providence, RI 02903-2855
$369,284,849 493 A percentage of AUM
40 Westminster Street , Suite 202,
Providence, RI 2903
$344,604,919 770 A percentage of AUM
Fixed fees
One Turks Head Place , Suite 800,
Providence, RI 2903
$263,932,400 142 A percentage of AUM
Fixed fees
275 Promenade Street , Suite 122,
Providence, RI 2908
$162,707,200 264 A percentage of AUM
Hourly charges
Fixed fees
100 Westminster St. , Suite 1202,
Providence, RI 2903
$126,015,288 238 A percentage of AUM
Hourly charges
Fixed fees
326 Taber Ave,
Providence, RI 2906
$122,367,787 97 A percentage of AUM
171 Chestnut Street , Suite 200,
Providence, RI 2903
$3,141,093 123 A percentage of AUM

    List of Additional Advisors in Providence, Rhode Island*

    * Additional advisors listing is provided in partnership with Yext

    Financial Advisor Office Location Phone Number
    Oliver Brady & Associates
    Inquire with Oliver
    1 Citizens Plz, Ste 610, Providence, RI  02903 401-824-2523
    Brendan M. McIsaac
    Inquire with Brendan
    1 Financial Plaza 19th, Fl, Providence, RI  02903 401-276-5915
    Morgan Stanley Financial Advisors
    Inquire with Morgan
    One Financial Plaza, 19th Floor, Providence, RI  02903 401-863-8400
    Roger Lapierre
    Inquire with Roger
    1 Citizens Plz, Ste 610, Providence, RI  02903 401-824-2528
    Frank Salvatore
    Inquire with Frank
    1 Citizens Plz, Ste 610, Providence, RI  02903 401-824-2524
    Ted Trafton
    Inquire with Ted
    1 Citizens Plz, Ste 610, Providence, RI  02903 401-824-2540
    Oliver Brady
    Inquire with Oliver
    1 Citizens Plz, Ste 610, Providence, RI  02903 401-824-2523
    John F Poulton
    Inquire with John
    1 Citizens Plz, Ste 610, Providence, RI  02903 401-824-2558
    George Buchholz
    Inquire with George
    1 Citizens Plz, Ste 610, Providence, RI  02903 401-824-2536
    Gene Lonergan
    Inquire with Gene
    1 Citizens Plz, Ste 610, Providence, RI  02903 401-824-2529
      Talk to an advisor
      • Find pre-screened advisors
      • Review matched profiles
      • Receive free initial consultation

      Are You A Financial Advisor
      in Rhode Island?

      Grow your AUM with pre-qualified leads!


      Select other cities around Providence, Rhode Island to broaden your search for a financial advisor

      Customer Reviews

      Frequently Asked Questions

      Financial advisors help their client by providing financial advice and strategy to build wealth and eliminate risk. They assess the client's risk appetite, their unique needs and requirements, their short-term and long-term goals and guide them towards adopting the right financial plan, retirement plan, estate plan or education plan etc. as necessary. Learn more about the roles & benefits of a financial advisor.

      Financial advisors strategize financial planning and help you make the right decision about your investments. They weigh the pros and cons, and are abreast with the latest industry updates regarding tax issues and investment vehicles. These valuable insights guide you to make investments that meet your financial requirements and goals such as buying a house, education, having a baby or securing your retirement. Learn more about the cost of a financial advisor?.

      A financial advisor can help you manage your finances especially when you don't have the time to do it yourself or when there are major changes in your life, such as getting married or having a baby. Even if you've managed your investment on your own, the best financial planners can vet your plan and assess it from a different perspective, to add surety to your decisions. Learn more about the best time to hire a financial advisor.

      While choosing a financial planner to help you with your investment decisions, it's important to do some spadework. Meet different consultants and compare and contrast their advice. Pick up clues that demonstrate their experience and integrity. It is also important to verify the credentials of an independent financial planner before making a decision. Read the guide on choosing the best financial advisor.

      Finding the right person or a financial advisory firm to help with your retirement planning might take some effort, but the effort is worth it. Financial advisors might have different specializations, look for one who has had past experience in retirement planning. Also, this could translate to a long - term relationship, so it's important to find someone whom you like, trust and respect. Read here the importance of retirement planning.

      A fiduciary is any person or firm who acts on behalf of another individual or firm to manage their assets. Fiduciary financial advisors provide their client the highest quality of care while maintaining 'good faith', meaning they wouldn't act in favor of anyone else's interests, including their own. The best way to be certain that a financial advisor is a fiduciary is to simply ask. Learn more about what is a fiduciary financial advisor.

      A financial advisor is any person who helps their client manage their money by giving valuable investment insights to help financial decision making. A financial planner is also a financial advisor but specializes in creating comprehensive plans for their clients to match their specific goals. Learn more about financial advisor vs financial planner: Who do you need?