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Personalized advice for
Portfolio Size of 100K and
above
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Accuracy: We match you to vetted advisors that closely align with your needs.
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Your service helped us connect with Brian who had clients similar to our situation.
Former advisor put our cash in a cookie-cutter investment plan and we wanted to find alternative options...
Susan, a Retired Executive from New York
Personalized advice for portfolio size
of 100K & above
There are hundreds of financial professionals in your area. However, choosing the right advisor that understands your financial situation and meets your needs may be quite daunting. WiserAdvisor has a network of vetted financial advisors and advisory firms and has listed them below. You can find the details of each advisor, such as their qualifications, service offerings, etc., that you could use while searching for the financial advisor that best suits your financial and investment goals.
We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards.
Greensboro
has
3
WiserAdvisor vetted Financial Planners and Advisors on the online list below for you to
choose from. These financial advisors in
Greensboro,
North Carolina
have an average of
25
years of experience.
NOTE: The list of vetted financial
advisors in
Greensboro,
North Carolina
mentioned below does not include all the advisors in our network due
to their compliance listing restrictions. More vetted advisors may
be available when you use our free match service
to compare financial advisors near you in
Greensboro, North Carolina.
| Financial Advisor | Experience | AUM | Minimum Assets | Fee Structure |
|---|---|---|---|---|
| 25 Years | Not Specified | Not Specified | Fee-Based | |
|
Tom Morris
CASL®, CFP®, RICP®, RMA®, MBA, CLU®, ChFC® NORTHWESTERN MUTUAL -TOM MORRIS 240 Leigh Farm Rd, Ste 400, Durham, NC 27707 |
Not Disclosed | Not Specified | $500,000 | Fee-Based |
| Not Disclosed | $10,000,000,000 | Not Specified | Fee-Based |
Qualifications
CRD# 2779252
Firm CRD# 14977
Series 7, 9, 10, 31, 63, 65
Compensation/Fee Fee-Based
Office Location
6340 Quadrangle Drive 3rd Floor,
Chapel Hill,
NC
27517
Phone Number
919-490-7120
Deeply influenced by her parents and grandparents, who taught her the power of financial independence and the importance of a strong work ethic, Autumn is dedicated to making a significant impact on the lives of her clients and their families by helping them plan and prepare for all of life's transitions. Autumn has over twenty years of experience in the Financial Services Industry, beginning her career as a Financial Advisor in 1996 for Morgan Stanley Wealth Management. She has held a variety of positions at the firm including: Financial Advisor: Branch Manager, Regional Business Services Officer, and Regional Business Development Manager. She was one of the first Vice Presidents in Banking & Lending Services and was awarded the title of Senior Vice President in 2011. Autumn was named to the 2015 MAKERS class, an award that honors women leaders within the firm and the industry. Autumn also holds the Morgan Stanley Family Wealth Advisor (FWA) designation. In attaining the FWA designation, she completed an accreditation program focused on the skills needed to deliver comprehensive, family-centric wealth management advice and services. Autumn also serves on the National Diversity & Inclusion (D&I) Alumni Council for Morgan Stanley and previously chaired the Business Development Committee for the D&I Council. She and her husband Eugene make their home in Holly Springs NC, with their children: daughter Noah- Bell, born in 2007, joined by son R-JAY in 2009. Active in their church, the family also participates in a variety of activities - basketball, baseball, and soccer. They also enjoy entertaining and hosting game nights for family and friends.
Investors choose to work with Morgan Stanley because the firm and its Financial Advisors mirror the values that instill their own success: a commitment to perform at the highest level, with no shortcuts, compromises or excuses. For nearly 80 years, our firm has been a leader, innovator and partner for successful individuals and their families, as well as corporations, foundations and endowments. Our Financial Advisors work from an extensive knowledge base built on diverse skills, experience, training and professional interests. They take time to understand your most important goals and have the resources to help you navigate volatile markets and changing life circumstances. They can help select the insights that are most meaningful for your portfolio from the daily barrage of market data and opinion. Behind every Financial Advisor stands Morgan Stanley. In planning and executing strategies that can help you attain your objectives, our Financial Advisors can draw on our resources and intellectual strength as a global financial services leader. Whatever your financial goals, and however you prefer to pursue them, Morgan Stanley offers you insights and a wide range of capabilities to help meet your unique needs.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Qualifications
CRD# 5052940
Firm CRD# 2881
Series 7
Compensation/Fee Fee-Based, Commissions, Flat Fee, Based on Assets
Office Location
240 Leigh Farm Rd,
Ste 400,
Durham,
NC
27707
Phone Number
919-401-0331
I live in Durham, North Carolina, in the heart of the Research Triangle. I have a wonderful wife of 37 years, Lynn, and a daughter and son. My favorite activities involve spending time with friends and family. I love to ski, play golf, camp, and I walk with my father most every day. Service has always been a part of my family history. My parents were physicians, my grandparents missionaries in China and small business owners. My other relatives are college professors, business owners, estate attorneys, missionaries and foundation executives, and my two grown children are both educators. Most of my family went to Wake Forest University, though my loyalty lies with UNC and Duke. I earned an undergraduate degree with focus on Economics, Business, and Psychology from UNC in Chapel Hill, NC. Not realizing that would be a perfect background for financial planning, I kept reinventing myself as an executive to create value in 14 high-growth startups. In my spare time while running the IT group for a highly profitable 24/7/365 manufacturing facility (part of a Fortune 20 company), I earned a Duke MBA. In 2005 I decided to start a financial planning practice, garnering my CERTIFIED FINANCIAL PLANNER™ professional designation three years later. Since then I've accumulated another 7 planning designations, and I still attend upwards of 15 conferences and industry events a year: I believe it's my obligation to clients to keep on top of current research, changes in policy, and thought leadership so I can serve them better and get them to the best possible outcomes. I specialize in financial independence, life, and legacy planning for clients in or near retirement, as well as business owners and executives.
You have decisions in your financial picture, you're the CEO of your financial life. Your job is to take all these ideas and decisions and make sure there's no gaps or overlaps. You have an asset management, risk management, and tax management divisions in your business management. One question: when you think about your whole financial picture, when was the last time someone besides you saw the whole thing in one place? Our team is going to do a deep dive on the whole picture and report back to you about what you're doing that's really well-aligned, and typically find a few areas to talk about. And more importantly, there are going to be some strategy things that you didn't know you didn't know. At the end of the day, financial planning is not just about the numbers -- how much you have and how much you need -- but about why the things you want are important to you. We go into much, much deeper planning than the math alone would dictate because we want to help people live focused on the joy in their lives. It's about the finances supporting your life, not your life supporting the finances.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Qualifications
Firm CRD# 111167
Compensation/Fee Fee-Based
Office Location
3917 University Drive Suite 200,
Durham,
NC
27707
Phone Number
888-242-6766
Allworth Financial has been providing transparent, straightforward, and honest financial advice to individuals and families for more than 26 years. They are a fiduciary, fee-based firm that focuses on helping people achieve financial confidence. The advisors at Allworth are not salespeople, so their sole interest is providing the recommendations and advice people need to hear. During your free consultation, the advisor will listen to your goals, answer your questions, and lay out a series of next steps for success.
Advisory Services Provided:
Retirement Planning, Tax Advice and Services, Estate Planning & Trusts
The client testimonials appearing above may not necessarily be representative of all client experiences with WiserAdvisor. You may click on the number of total reviews hyperlinked above to review the entirety of the reviews WiserAdvisor has received. WiserAdvisor did not pay any compensation in consideration of such reviews.
| Firm Name | No. of Advisors | No. of Clients | AUM | Fee Structure |
|---|---|---|---|---|
| 17 | 2136 | $2,709,592,506 | A Percentage of AUM
|
|
| 11 | 25 | $911,329,944 | A Percentage of AUM, Fixed Fees, Performance Based
|
|
| 19 | 2470 | $863,132,435 | A Percentage of AUM, Other (FEE FOR MONITORING 3RD PARTY MANAGERS)
|
|
| 9 | 13 | $533,117,068 | A Percentage of AUM
|
|
| 7 | 350 | $500,000,000 | A Percentage of AUM
|
|
| 6 | 546 | $346,670,964 | A Percentage of AUM, Hourly charges, Fixed Fees
|
|
| 4 | 502 | $285,585,841 | A Percentage of AUM, Hourly charges, Fixed Fees
|
|
| 2 | 685 | $264,353,235 | A Percentage of AUM, Hourly charges, Fixed Fees
|
|
| 6 | 817 | $256,800,084 | A Percentage of AUM, Hourly charges, Fixed Fees
|
|
| 3 | 642 | $218,643,303 | A Percentage of AUM
|
|
| 6 | 463 | $165,298,960 | A Percentage of AUM, Hourly charges, Fixed Fees
|
|
| 6 | 311 | $159,991,361 | A Percentage of AUM, Performance Based
|
|
| 4 | 537 | $139,660,790 | A Percentage of AUM, Hourly charges, Fixed Fees
|
|
| 2 | 23 | $118,935,941 | A Percentage of AUM, Hourly charges, Fixed Fees
|
|
| 13 | 254 | $100,407,396 | A Percentage of AUM, Fixed Fees
|
When choosing a financial advisor in North Carolina, it's best to look for information about an advisor's experience, credentials (CFP, ChFCs, CFAs, etc.), education, compensation method, and adherence to ethics. For more information, refer to this guide on choosing the best financial advisor in North Carolina.
Financial advisors in North Carolina utilize different compensation methods such as charging a percentage of assets under management (AUM), hourly fees, flat fees, or commissions from product sales. Understanding your advisor's compensation structure is crucial and being aware of potential conflicts of interest that could impact their advice. To gain a better understanding of how financial advisors charge, read more on the costs of hiring a financial advisor.
Yes, financial advisors can provide valuable guidance and support regardless of the size of your portfolio. Even with a small amount to invest, an advisor can help you develop a tailored plan to reach your financial goals, mitigate risks, and make informed financial decisions. To explore how financial advisors can assist with investment management and grow your portfolio, read more about the impact of asset allocation on your portfolio.
Financial advisors listed on our directory for the state of North Carolina offer a range of services, including retirement planning, investment management, estate planning, tax planning, insurance planning, and wealth management. They help clients set financial goals, create a budget, make investment decisions, and manage their wealth. Read on to better understand how financial advisors can assist you with the various services they provide.
When choosing a financial advisor in North Carolina, it's important to research their experience thoroughly, credentials (such as CFP, ChFCs, CFAs), education, compensation method, and commitment to ethical practices. To further research financial advisors, follow our guide on the the FINRA BrokerCheck tool. For more information, refer to this guide on choosing the best financial advisor in North Carolina.
In North Carolina, financial advisors are typically required to have qualifications that comply with state and federal regulations, such as holding licenses as investment advisor representatives (IARs) and often having credentials such as Certified Financial Planners (CFP), Chartered Financial Analysts (CFA), Chartered Financial Consultants (ChFC), and more. Click the "View Full Profile" button of each advisor listed in the directory to further explore a specific financial advisor's qualifications.
Financial advisors in North Carolina can be compensated through fees, commissions, or a mix of both. Fee-only advisors charge fees solely for their services and don't earn commissions from product sales. Fee-based advisors may follow a hybrid model, combining commissions and fees. Commission-based advisors earn their income solely by selling financial products and receive a percentage of the sale. To learn more about financial advisor fees and the factors affecting them, explore the costs of hiring a financial advisor.
