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Find Top Financial Advisors in Charlotte, North Carolina

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Charlotte, North Carolina is the second most populated city in the Southeast and continues to grow. As the third fastest growing city in the United States, it's not surprising that Charlotte is a bustling business hub, key financial hub and home to many universities. Having a well educated population, subtropical climate and a cost of living 5% lower than the national average, Charlotte is considered to be a great place to live, go to school, and retire. There are about 4,000 financial advisors working in the Charlotte area and finding a financial advisor that works best with your specific financial means could be challenging. WiserAdvisor is here to help make this decision less difficult. We can help people like you connect with 2-3 financial fiduciary financial advisors that suit your own particular financial requirements and can help meet your financial goals.


We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards. You need a financial advisor who will understand your specific financial situation, and has the relevant financial qualifications in Charlotte, North Carolina.

Finding the Top Financial Advisor in Charlotte, North Carolina
Last Updated - 12-Aug-2022

Charlotte has 4 WiserAdvisor vetted Financial Planners and Advisors for you to choose from and 269 non-vetted advisors in your local area. These financial advisors in Charlotte, North Carolina have an average of 19 years of experience.

NOTE: The list of financial advisors in Charlotte, North Carolina mentioned below do not include all the advisors in our network due to their compliance listing restrictions. More vetted advisors may be available when you use our free match service to compare financial advisors near you in Charlotte, North Carolina.

Qualified Financial Advisors in Charlotte, North Carolina
Financial Advisor Experience AUM Minimum Assets Fee Structure
TONY MONTANARI
CIMA®
ACM WEALTH MANAGEMENT
1927 S. Tryon Street,
Suite 205,
Charlotte, NC 28203
24 $135,000,000 $500,000 Fee-Based
Alex Calott and Austin Powell
CFP®
BLUE FINANCIAL
5970 Fairview Road Suite 712,
Charlotte, NC 28210
Not Disclosed Not Specified Not Specified Fee-Based
Mike Allison
BLACKBRIDGE FINANCIAL
4777 Sharon Road,
Suite 540,
Charlotte, NC 28270
16 Not Specified Not Specified Not Specified
Antonio V. Porretta
Accredited Asset Management Specialist (AAMS®), AAMS®
BLACKBRIDGE FINANCIAL
*,
Harrisburg, NC 28075
19 Not Specified $250,000 Not Specified

Information on Qualified Financial Advisors in Charlotte

Qualifications CRD# 3089483
Firm CRD# 10740
Series 7, 31, 63, 65

Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


Office Location 1927 S. Tryon Street,
Suite 205,
Charlotte,
NC
28203
Phone Number 877-707-5429

Tony is the founder of ACM Wealth Management and Vice President of Business Development for Prospera Financial Services, a seven-time Independent Broker Dealer of the year by Investment Advisor Magazine. Tony is a Registered Investment Advisor and currently holds Series 7, 63, 65 and 31 licenses as well as life, health and long-term care insurance licenses. Additionally, he is a Certified Investment Management Analyst (CIMA) professional, a designation that is earned in conjunction with the Wharton School of Business and the Investments & Wealth Institute. Tony has been named a Five Star Wealth Manager seven times by Charlotte Magazine for Best in Client Satisfaction. He has also been interviewed and quoted by local TV and print as well as national publications like The Wall Street Journal, FOX Business, Dow Jones News, Thomson Reuters, Registered Rep Magazine and FUNDfire. Tony is a member of the UNC Rams Club and is a life member of the UNC Alumni Association. He is a former member of Verdict Ridge Country Club, and an active member of the Investments & Wealth Institute and the Financial Services Institute. Tony is also a past board member of Sally's YMCA and East Lincoln Betterment Association. He resides in the Steele Creek/Lake Wylie area of Charlotte with his wife Lesley, and their three children, Evan, Logan and Emma.

About ACM Wealth Management

As a fee-based independent advisor, ACM Wealth Management creates unbiased, customized investment strategies to help build, protect and transfer client's wealth. We take a comprehensive and customized approach to your financial situation. Understanding what is most important to you, we then develop a clear long term plan that considers your needs, your goals, and your priorities. After the initial plan is developed we take an active role in your pursuit of these goals.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities


Qualifications CRD# 6604736 6911348
Firm CRD# 124583
Series 65

Compensation/Fee Fee-Based, Based on Assets, Commissions


Office Location 5970 Fairview Road Suite 712,
Charlotte,
NC
28210
Phone Number 704-302-1141

The Blue Financial team believes you deserve a financial plan built on a foundation of smart simplicity. Our 5-step proprietary "Retirement Blueprint Process" starts with a dream, followed by a plan to make it happen. Our methods are focused on achieving your goals because that's the only benchmark that matters.

About Blue Financial

We work for our CLIENTS not a company. Blue Financial is built upon developing a stable, independent retirement for you. It's not just our job--it's our passion. Putting clients first and setting ourselves apart from industry norms is our number one priority. We take a look at one aspect most advisors rarely do: taxes. At Blue, we take a distinctly unique approach to investment management and financial planning centered on strategies for creating potentially tax-free investments and efficient distribution of income in retirement. This specialized focus puts us in the position to work with and advise individuals, even those who already have an advisor without affecting their current relationship. If a majority of your money is in retirement plans like 401(k)s or IRAs then your income at retirement is taxable. Our attention to critical tax strategies helps our clients prepare to have tax free assets at retirement thus further protecting their life's work and savings. Our methods are focused on achieving your goals because that's the only benchmark that matters!


Qualifications CRD# 5200617
Firm CRD# 168267


Office Location 4777 Sharon Road,
Suite 540,
Charlotte,
NC
28270
Phone Number 980-288-5477

For the past 16 years, Mike has been helping high net worth private clients navigate the confusing landscape of financial services, investments and retirement planning, while ensuring they have proper guidance and management. One of Mike's greatest strengths is his ability to explain, in simple terms, complex and often confusing financial subjects. This focus on education quickly puts clients at ease and establishes a level of trust and confidence that leads to long-lasting relationships.

About Blackbridge Financial

We are a fee-only private wealth management practice that acts as a fiduciary for our clients. Our typical client is a business owner or professional that needs to achieve a monthly income goal in retirement and our team builds a customized portfolio to exceed this goal while taking the least amount of risk. We also provide financial planning, retirement planning and tax-efficient investing.


Qualifications CRD# 4141550
Firm CRD# 6413
Series 7, 63, 65


Office Location *,
Harrisburg,
NC
28075
Phone Number 704-960-9646

Antonio V. Porretta, MBA, AAMS® Independent Wealth Manager Blackbridge Financial Antonio is an Independent Wealth Manager who specializes in helping people create, distribute, and preserve their wealth. Mr. Porretta has spent nearly 18 years working with individuals and is currently accepting new clients that can benefit from his services. Antonio currently manages investment portfolios in several states across the country and is devoted to helping local families grow their wealth and focus on making their money last. Services include but are not limited to: *Retirement Income Planning *Portfolio/Investment Management *Asset Allocation *401(k) Distribution Strategies *Insurance/Long Term Care Planning Clients that work with Antonio benefit from a level of personal service, communication, and attention that is often reserved for only the ultra-wealthy. By carefully listening to each person, Antonio is able to construct unique and effective strategies tailored specially for you. Personal Service. Tailored Advice. Securities offered through LPL Financial, Member FINRA/SIPC. Investment Advice offered through Independent Advisor Alliance, a registered investment advisor. Independent Advisor Alliance and Blackbridge Financial are separate entities from LPL Financial.

About Blackbridge Financial

Antonio V. Porretta, MBA, AAMS® Independent Wealth Manager Blackbridge Financial Antonio is an Independent Wealth Manager who specializes in helping people create, distribute, and preserve their wealth. Mr. Porretta has spent nearly 18 years working with individuals and is currently accepting new clients that can benefit from his services. Antonio currently manages investment portfolios in several states across the country and is devoted to helping local families grow their wealth and focus on making their money last. Services include but are not limited to: *Retirement Income Planning *Portfolio/Investment Management *Asset Allocation *401(k) Distribution Strategies *Insurance/Long Term Care Planning Clients that work with Antonio benefit from a level of personal service, communication, and attention that is often reserved for only the ultra-wealthy. By carefully listening to each person, Antonio is able to construct unique and effective strategies tailored specially for you. Personal Service. Tailored Advice. Securities offered through LPL Financial, Member FINRA/SIPC. Investment Advice offered through Independent Advisor Alliance, a registered investment advisor. Independent Advisor Alliance and Blackbridge Financial are separate entities from LPL Financial.

Advisory Services Provided:

Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Estate Planning & Trusts, Insurance Planning


Top Financial Advisor Firms in Charlotte, North Carolina (Ranked by AUM)

Firm Name AUM No. of Clients Fee Structure
Gulf Stream Asset Management
4350 Congress Street,
Charlotte, NC 28209
$2,512,086,668 7 A percentage of AUM
Performance Based
Ally Invest Advisors
601 S. Tryon Street , Suite 100,
Charlotte, NC 28202
$1,081,027,231 77195 A percentage of AUM
Mbl Wealth, Llc
1017 E. Morehead Street, Ste 100,
Charlotte, NC 28204
$722,167,671 630 A percentage of AUM
Fixed fees
Providence Capital Advisors, Llc
4500 Cameron Valley Parkway , Suite 270,
Charlotte, NC 28211
$681,032,169 1809 A percentage of AUM
Hourly charges
Fixed fees
Quantitative Process, Llc
10700 Sikes Place , Suite 395,
Charlotte, NC 28277
$465,798,831 286 A percentage of AUM
Fixed fees
Auctus Advisors Llc
325 Arlington Avenue , Suite 625,
Charlotte, NC 28203
$343,676,559 550 A percentage of AUM
Fixed fees
Eastover Capital Management
509 Fenton Place,
Charlotte, NC 28207
$301,372,067 476 A percentage of AUM
Ip Financial Advisory Services Llc
5950 Fairview Road, Suite 140,
Charlotte, NC 28210
$240,700,876 1483 A percentage of AUM
Fixed fees
Other (RECURRING FEES)
Tannin Capital, Llc
1026 Jay Street , Suite B153,
Charlotte, NC 28208
$207,203,335 375 A percentage of AUM
Hourly charges
Investor Advisory Group
421 South Sharon Amity Road , Suite A,
Charlotte, NC 28211
$154,544,746 426 A percentage of AUM
Fixed fees
Cannon Advisors
2108 South Boulevard , Suite 200,
Charlotte, NC 28203
$129,263,512 597 A percentage of AUM
Fixed fees
Hayden Harper Wealth Advisory, Llc
828 East Boulevard,
Charlotte, NC 28203
$124,477,430 228 A percentage of AUM
Fixed fees
Tricapital Wealth Management, Inc.
Three South Executive Park , 6115 Park South Drive, Suite 330,
Charlotte, NC 28210
$101,274,994 183 A percentage of AUM
Hourly charges
Commision Based
Jhh Wealth, Llc
112 South Tryon Street , Suite 1220,
Charlotte, NC 28284
$91,816,190 154 A percentage of AUM
Fixed fees
Maven Asset Partners
2813 Coltsgate Rd. , Suite 200,
Charlotte, NC 28211
$11,869,128 42 A percentage of AUM
Fixed fees

    List of Additional Advisors in Charlotte, North Carolina*

    * Additional advisors listing is provided in partnership with Yext

    Financial Advisor Office Location Phone Number
    Alexandra Naranjo-Myrick - Morgan Stanley
    Inquire with Alexandra
    6805 Morrison Blvd, Ste 400, Charlotte, NC  28211 704-442-3476
    Ash Minor
    Inquire with Ash
    6805 Morrison Blvd, Ste 400, Charlotte, NC  28211 704-442-3438
    Benjamin Horn
    Inquire with Benjamin
    6805 Morrison Blvd, Ste 400, Charlotte, NC  28211 704-442-3418
    Bret Urbanski
    Inquire with Bret
    4521 Sharon Rd, Ste 300, Charlotte, NC  28211 704-916-6895
    Antonich & Associates
    Inquire with Antonich
    8832 Blakeney Professional Dr, Ste 302, Charlotte, NC  28277 704-944-2080
    Andy Young
    Inquire with Andy
    6805 Morrison Blvd, Ste 400, Charlotte, NC  28211 704-442-3412
    Brandon Whelan
    Inquire with Brandon
    6805 Morrison Blvd, Ste 400, Charlotte, NC  28211 704-571-3224
    Brian C Battle
    Inquire with Brian
    6100 Fairview Rd, Ste 1105, Charlotte, NC  28210 704-556-9250
    Brolen Davis
    Inquire with Brolen
    8832 Blakeney Professional Drive, Suite 200, Charlotte, NC  28277 704-441-3300
    Bradley Thompson
    Inquire with Bradley
    6805 Morrison Blvd, Ste 400, Charlotte, NC  28211 704-442-3490
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