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Personalized advice for
Portfolio Size of 100K and
above
FINRA/SEC Registered Advisors
Quality: All Advisors undergo strict screening to be part of our match network.
Accuracy: We match you to vetted advisors that closely align with your needs.
Simplicity: Our matching system is free and easy to use and takes less than 5 minutes to complete your request.
Confidentiality: Your privacy is important to us. Your information will only be provided to the advisors matched to you.
Your service helped us connect with Brian who had clients similar to our situation.
Former advisor put our cash in a cookie-cutter investment plan and we wanted to find alternative options...
Susan, a Retired Executive from New York
Personalized advice for portfolio size
of 100K & above
Charlotte, North Carolina is the second most populated city in the Southeast and continues to grow. As the third fastest growing city in the United States, it's not surprising that Charlotte is a bustling business hub, key financial hub and home to many universities. Having a well educated population, subtropical climate and a cost of living 5% lower than the national average, Charlotte is considered to be a great place to live, go to school, and retire. There are about 4,000 financial advisors working in the Charlotte area and finding a financial advisor that works best with your specific financial means could be challenging. WiserAdvisor is here to help make this decision less difficult. We can help people like you connect with 2-3 financial fiduciary financial advisors that suit your own particular financial requirements and can help meet your financial goals.
We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards. You need a financial advisor who will understand your specific financial situation, and has the relevant financial qualifications in Charlotte, North Carolina.
Charlotte
has
2
WiserAdvisor vetted Financial Planners and Advisors on the online list below for you to
choose from and
286
non-vetted advisors in your local area. These financial advisors in
Charlotte,
North Carolina
have an average of
24
years of experience.
NOTE: The list of vetted financial
advisors in
Charlotte,
North Carolina
mentioned below does not include all the advisors in our network due
to their compliance listing restrictions. More vetted advisors may
be available when you use our free match service
to compare financial advisors near you in
Charlotte, North Carolina.
| Financial Advisor | Experience | AUM | Minimum Assets | Fee Structure |
|---|---|---|---|---|
| 24 Years | $120,000,000 | $500,000 | Fee-Based | |
| Not Disclosed | Not Specified | Not Specified | Fee-Based |
Qualifications
CRD# 3089483
Firm CRD# 10740
Series 7, 31, 63, 65
Compensation/Fee Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
Office Location
1927 S. Tryon Street,
Suite 205,
Charlotte,
NC
28203
Phone Number
877-707-5429
Tony is the founder of ACM Wealth Management and Vice President of Business Development for Prospera Financial Services, a seven-time Independent Broker Dealer of the year by Investment Advisor Magazine. Tony is a Registered Investment Advisor and currently holds Series 7, 63, 65 and 31 licenses as well as life, health and long-term care insurance licenses. Additionally, he is a Certified Investment Management Analyst (CIMA) professional, a designation that is earned in conjunction with the Wharton School of Business and the Investments & Wealth Institute. Tony has been named a Five Star Wealth Manager seven times by Charlotte Magazine for Best in Client Satisfaction. He has also been interviewed and quoted by local TV and print as well as national publications like The Wall Street Journal, FOX Business, Dow Jones News, Thomson Reuters, Registered Rep Magazine and FUNDfire. Tony is a member of the UNC Rams Club and is a life member of the UNC Alumni Association. He is a former member of Verdict Ridge Country Club, and an active member of the Investments & Wealth Institute and the Financial Services Institute. Tony is also a past board member of Sally's YMCA and East Lincoln Betterment Association. He resides in the Steele Creek/Lake Wylie area of Charlotte with his wife Lesley, and their three children, Evan, Logan and Emma.
As a fee-based independent advisor, ACM Wealth Management creates unbiased, customized investment strategies to help build, protect and transfer client's wealth. We take a comprehensive and customized approach to your financial situation. Understanding what is most important to you, we then develop a clear long term plan that considers your needs, your goals, and your priorities. After the initial plan is developed we take an active role in your pursuit of these goals.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities
Qualifications
CRD# 6604736 6911348
Firm CRD# 124583
Series 65
Compensation/Fee Fee-Based, Commissions, Based on Assets
Office Location
5970 Fairview Road Suite 712,
Charlotte,
NC
28210
Phone Number
704-302-1141
The Blue Financial team believes you deserve a financial plan built on a foundation of smart simplicity. Our 5-step proprietary "Retirement Blueprint Process" starts with a dream, followed by a plan to make it happen. Our methods are focused on achieving your goals because that's the only benchmark that matters.
We work for our CLIENTS not a company. Blue Financial is built upon developing a stable, independent retirement for you. It's not just our job--it's our passion. Putting clients first and setting ourselves apart from industry norms is our number one priority. We take a look at one aspect most advisors rarely do: taxes. At Blue, we take a distinctly unique approach to investment management and financial planning centered on strategies for creating potentially tax-free investments and efficient distribution of income in retirement. This specialized focus puts us in the position to work with and advise individuals, even those who already have an advisor without affecting their current relationship. If a majority of your money is in retirement plans like 401(k)s or IRAs then your income at retirement is taxable. Our attention to critical tax strategies helps our clients prepare to have tax free assets at retirement thus further protecting their life's work and savings. Our methods are focused on achieving your goals because that's the only benchmark that matters!
| Firm Name | No. of Advisors | No. of Clients | AUM | Fee Structure |
|---|---|---|---|---|
| 1019 | 329 | $307,360,918,170 | A percentage of AUM, Fixed fees, Performance Based
|
|
| 68 | 29 | $13,167,403,572 | A percentage of AUM, Fixed fees, Performance Based
|
|
| 30 | 263 | $10,186,000,000 | A percentage of AUM
|
|
| 14 | 7 | $2,512,086,668 | A percentage of AUM, Performance Based
|
|
| 15 | 77195 | $1,081,027,231 | A percentage of AUM
|
|
| 11 | 1809 | $681,032,169 | A percentage of AUM, Hourly charges, Fixed fees
|
|
| 3 | 286 | $465,798,831 | A percentage of AUM, Hourly charges, Fixed fees
|
|
| 3 | 550 | $343,676,559 | A percentage of AUM, Fixed fees
|
|
| 5 | 476 | $301,372,067 | A percentage of AUM
|
|
| 6 | 375 | $207,203,335 | A percentage of AUM
|
|
| 4 | 426 | $154,544,746 | A percentage of AUM, Hourly charges, Fixed fees
|
|
| 4 | 597 | $129,263,512 | A percentage of AUM, Hourly charges, Fixed fees
|
|
| 6 | 228 | $124,477,430 | A percentage of AUM, Hourly charges, Fixed fees
|
|
TRICAPITAL WEALTH MANAGEMENT, INC.
Three South Executive Park, 6115 Park South Drive, Suite 330, Charlotte, NC 28210 |
3 | 183 | $101,274,994 | A percentage of AUM, Hourly charges, Commision Based
|
| 6 | 154 | $91,816,190 | A percentage of AUM, Fixed fees
|
* Additional advisors listing is provided in partnership with Yext
| Financial Advisor | Office Location | Phone Number |
|---|---|---|
| 6805 Morrison Blvd, Ste 400, Charlotte, NC 28211 | 704-442-3476 | |
| 6805 Morrison Blvd, Ste 400, Charlotte, NC 28211 | 704-442-3438 | |
| 6805 Morrison Blvd, Ste 400, Charlotte, NC 28211 | 704-442-3418 | |
| 4521 Sharon Rd, Ste 300, Charlotte, NC 28211 | 704-916-6895 | |
| 8832 Blakeney Professional Dr, Ste 302, Charlotte, NC 28277 | 704-944-2080 | |
| 6805 Morrison Blvd, Ste 400, Charlotte, NC 28211 | 704-442-3412 | |
| 6805 Morrison Blvd, Ste 400, Charlotte, NC 28211 | 704-571-3224 | |
| 6100 Fairview Rd, Ste 1105, Charlotte, NC 28210 | 704-556-9250 | |
| 8832 Blakeney Professional Drive, Suite 200, Charlotte, NC 28277 | 704-441-3300 | |
| 6805 Morrison Blvd, Ste 400, Charlotte, NC 28211 | 704-442-3490 |
When choosing a financial advisor in North Carolina, it's best to look for information about an advisor's experience, credentials (CFP, ChFCs, CFAs, etc.), education, compensation method, and adherence to ethics. For more information, refer to this guide on choosing the best financial advisor in North Carolina.
Financial advisors in North Carolina utilize different compensation methods such as charging a percentage of assets under management (AUM), hourly fees, flat fees, or commissions from product sales. Understanding your advisor's compensation structure is crucial and being aware of potential conflicts of interest that could impact their advice. To gain a better understanding of how financial advisors charge, read more on the costs of hiring a financial advisor.
Yes, financial advisors can provide valuable guidance and support regardless of the size of your portfolio. Even with a small amount to invest, an advisor can help you develop a tailored plan to reach your financial goals, mitigate risks, and make informed financial decisions. To explore how financial advisors can assist with investment management and grow your portfolio, read more about the impact of asset allocation on your portfolio.
Financial advisors listed on our directory for the state of North Carolina offer a range of services, including retirement planning, investment management, estate planning, tax planning, insurance planning, and wealth management. They help clients set financial goals, create a budget, make investment decisions, and manage their wealth. Read on to better understand how financial advisors can assist you with the various services they provide.
When choosing a financial advisor in North Carolina, it's important to research their experience thoroughly, credentials (such as CFP, ChFCs, CFAs), education, compensation method, and commitment to ethical practices. To further research financial advisors, follow our guide on the the FINRA BrokerCheck tool. For more information, refer to this guide on choosing the best financial advisor in North Carolina.
In North Carolina, financial advisors are typically required to have qualifications that comply with state and federal regulations, such as holding licenses as investment advisor representatives (IARs) and often having credentials such as Certified Financial Planners (CFP), Chartered Financial Analysts (CFA), Chartered Financial Consultants (ChFC), and more. Click the "View Full Profile" button of each advisor listed in the directory to further explore a specific financial advisor's qualifications.
Financial advisors in North Carolina can be compensated through fees, commissions, or a mix of both. Fee-only advisors charge fees solely for their services and don't earn commissions from product sales. Fee-based advisors may follow a hybrid model, combining commissions and fees. Commission-based advisors earn their income solely by selling financial products and receive a percentage of the sale. To learn more about financial advisor fees and the factors affecting them, explore the costs of hiring a financial advisor.
