WiserAdvisor has over 20 years experience in matching the right financial advisor that is best suited to individuals like you in Charlotte, North Carolina. You need a financial advisor who will understand your financial situation and have the relevant financial qualifications to provide you with the right financial guidance and an insightful edge towards your financial journey.
Each and every financial advisor in our network from large Fortune 500 companies to small independent financial firms are pre-screened for industry experience, disclosures and registrations with SEC and FINRA. Collectively, our Pre-Screened advisors, serve thousands of happy clients, managing billions of dollars and providing financial freedom and security for families and individuals like you.
| Qualified Financial Advisors in Charlotte, North Carolina | ||
|---|---|---|
| Financial Advisor | Office Location | Phone Number |
| TONY MONTANARI, CIMA® ACM Wealth Management |
1927 S. Tryon Street, Charlotte, NC 28203 |
(877) 707-5429 |
| Alex Calott & Austin Powell Blue Financial |
5970 Fairview Road Suite 712, Charlotte, NC 28210 |
(704) 302-1141 |
| Michael Black E.K. Riley Investments, LLC |
11118 Travis Gulch Dr, Charlotte, NC 28277 |
(704) 584-9363 |
| Glen McLaughlin Buoyant Financial |
14311 Reese Blvd, Suite A2 #341, Huntersville, NC 28078 |
(704) 756-0315 |
| Antonio V. Porretta Blackbridge Financial |
*, Harrisburg, NC 28075 |
(704) 960-9646 |
| Leonard Brecken Brecken Capital Advisors, LLC |
657 Santolina Ct, Weddington NC, Weddington, NC 28173 |
(917) 701-5231 |
Qualifications
CRD# 3089483
FirmCRD# 10740
Series 7, 31, 63, 65
Compensation/Fee
Fee-Based (Fee and Commissions), Based on Assets, Commissions, Flat Fee
Office Location
1927 S. Tryon Street,
Suite 205,
Charlotte,
NC 28203
Phone Number
(877) 7075429
Tony is the founder of ACM Wealth Management and Vice President of Business Development for Prospera Financial Services, a Five-time Independent Broker Dealer of the year by Investment Advisor Magazine. Tony is a Registered Investment Advisor and currently holds Series 7, 63, 65 and 31 licenses as well as life, health and long-term care insurance licenses. Additionally, he has held the Accredited Asset Management Specialist (AAMS) designation from the College of Financial Planning since 2003 and is a Certified Investment Management Analyst (CIMA) professional, a designation that is earned in conjunction with the Wharton School of Business and the Investments & Wealth Institute. Tony has been named a Five Star Wealth Manager by Charlotte Magazine in 2017, 2016, 2015, 2014, 2013, 2012, 2011 & 2010 for Best in Client Satisfaction. He has also been interviewed and quoted by local TV and print as well as national publications like The Wall Street Journal, FOX Business, Dow Jones News, Thomson Reuters, Registered Rep Magazine and FUNDfire. Tony is a member of the UNC Rams Club and is a life member of the UNC Alumni Association. He is an active member of Verdict Ridge Country Club, the Investments & Wealth Institute and the Financial Services Institute. Tony is also a board member of Sally's YMCA and East Lincoln Betterment Association. He resides in the Lake Norman area with his wife Lesley, and their three children, Evan, Logan and Emma.
As a fee-based independent advisor, ACM Wealth Management creates unbiased, customized investment strategies to help build, protect and transfer client's wealth. We take a comprehensive and customized approach to your financial situation. Understanding what is most important to you, we then develop a clear long term plan that considers your needs, your goals, and your priorities. After the initial plan is developed we take an active role in your pursuit of these goals.
Qualifications
CRD# 6604736 6911348
FirmCRD# 124583
Series 65
Compensation/Fee
Fee-Based (Fee and Commissions), Based on Assets, Commissions
Office Location
5970 Fairview Road Suite 712,
Charlotte,
NC 28210
Phone Number
(704) 3021141
The Blue Financial team believes you deserve a financial plan built on a foundation of smart simplicity. Our 5-step proprietary "Retirement Blueprint Process" starts with a dream, followed by a plan to make it happen. Our methods are focused on achieving your goals because that's the only benchmark that matters.
We work for our CLIENTS not a company. Blue Financial is built upon developing a stable, independent retirement for you. It's not just our job--it's our passion. Putting clients first and setting ourselves apart from industry norms is our number one priority. We take a look at one aspect most advisors rarely do: taxes. At Blue, we take a distinctly unique approach to investment management and financial planning centered on strategies for creating potentially tax-free investments and efficient distribution of income in retirement. This specialized focus puts us in the position to work with and advise individuals, even those who already have an advisor without affecting their current relationship. If a majority of your money is in retirement plans like 401(k)s or IRAs then your income at retirement is taxable. Our attention to critical tax strategies helps our clients prepare to have tax free assets at retirement thus further protecting their life's work and savings. Our methods are focused on achieving your goals because that's the only benchmark that matters!
Qualifications
CRD# 2891368
FirmCRD# 121003
Series 7, 9, 10, 24, 63, 66
Compensation/Fee
Fee-Based (Fee and Commissions), Based on Assets, Flat Fee, Hourly
Office Location
11118 Travis Gulch Dr,
Charlotte,
NC 28277
Phone Number
(704) 5849363
Mike Black, native of Massachusetts, has lived in the Charlotte area for over 20 years. He has been in the financial industry for more than 22 years. He started his career in 1997 as a stockbroker in New York, and then moved to Charlotte in 1999 with DLJdirect to open an online trading office. After four years as a trading manager, Mike joined First Union in 2002, which became Wachovia and now Wells Fargo. He now works as an independent advisor with E.K. Riley, based out of Seattle WA. Services include but are not limited to wealth accumulation, retirement planning, risk management, college planning - 529s, stocks, bonds, & mutual Funds, Traditional, Roth, & Sep IRAs, 401(k) & 403(b) rollovers, and life, & disability insurance. His focus is to help his clients build and maintain an investment portfolio based on their specific needs and risk tolerance while keeping regular communication and building a long-term relationship. He has always enjoyed helping others succeed and loves treating each client as if they were his only client. He holds Series 7, 9, 10, 24, 63, 66, Life, Health, and Annuity licenses. Mike enjoys sports, coffee, his dog, and riding his motorcycles in his spare time.
Services include but are not limited to wealth accumulation, retirement planning, risk management, college planning - 529s, stocks, bonds, & mutual Funds, Traditional, Roth, & Sep IRAs, 401(k) & 403(b) rollovers, and life, & disability insurance.
Qualifications
CRD# 3074883
FirmCRD# 289156
Series 63, 65
Compensation/Fee
Fee Only, Flat Fee
Office Location
14311 Reese Blvd, Suite A2 #341,
Huntersville,
NC 28078
Phone Number
(704) 7560315
I fell in love with finance and investing 21 years ago, when I accepted my first role in banking. Along the way I've had the opportunity to work across the spectrum of the investment and securities space, from retail to institutional, and with nearly every type of traded product in a variety of contexts. I received my MBA from Queens University of Charlotte with a concentration in finance, and served as a Senior Vice President at Bank of America and a Senior Director at Ally Financial. While I love the world of finance and investments, I always struggled with how these tools were delivered to the retail investor. In creating Buoyant Financial as a truly independent financial advisory, I can provide clients with smart, seasoned, conflict-free (and cost efficient) financial planning and management services. By creating my own platform utilizing best-in-class technology, and taking advantage of low-cost instruments to precisely capture the performance of virtually any asset class, I'm able to deliver these services at some of the lowest costs available today. Being able to minimize the long term drag of costs is vitally important because of its impact on long term returns. I've always enjoyed discussing personal finance with people, and seeing how a simple conversation may help them think about their personal situation differently. My hope is that a conversation might help you think differently about your finances, serve as a check that you are on the right path, or lead to a long term relationship with us.
Buoyant offers end-to-end, holistic financial management through a process that will grow, change, and flex as you and your financial situation evolve. We begin by establishing a relationship, sitting down to map out your current financial life as well as your short- and long-term goals and needs. From there we look forward, building a solid plan to help you achieve a strong financial future. Our approach is based on the belief that a client's interests should always come first. As a Registered Investment Advisor we have a fiduciary obligation to place the interests of the client first. But, to us, it's more than an obligation. Putting the client first is why we were established. We're not paid commissions, and there are no conflicts of interest within the firm. Some large banks and investment firms function with "dual hats;" simultaneously working as both investment advisor and broker or insurance salesperson, while claiming potential conflicts are disclosed. Buoyant Financial purposely steers clear of these murky waters. Life is all about personal connections. Establishing and enriching connections with our clients as we guard their wealth is what puts a smile on our face at the end of the day. We engage mindfully with our clients as people, not merely as account numbers. Our job is to understand our clients, and their hopes, dreams, and fears. With that understanding comes a trusting relationship that is imperative to formulating a successful financial plan.
Qualifications
CRD# 4141550
Series 7, 63, 65
Office Location
*,
Harrisburg,
NC 28075
Phone Number
(704) 9609646
Antonio V. Porretta, MBA, AAMS® Independent Wealth Manager Blackbridge Financial Antonio is an Independent Wealth Manager who specializes in helping people create, distribute, and preserve their wealth. Mr. Porretta has spent nearly 18 years working with individuals and is currently accepting new clients that can benefit from his services. Antonio currently manages investment portfolios in several states across the country and is devoted to helping local families grow their wealth and focus on making their money last. Services include but are not limited to: *Retirement Income Planning *Portfolio/Investment Management *Asset Allocation *401(k) Distribution Strategies *Insurance/Long Term Care Planning Clients that work with Antonio benefit from a level of personal service, communication, and attention that is often reserved for only the ultra-wealthy. By carefully listening to each person, Antonio is able to construct unique and effective strategies tailored specially for you. Personal Service. Tailored Advice. Securities offered through LPL Financial, Member FINRA/SIPC. Investment Advice offered through Independent Advisor Alliance, a registered investment advisor. Independent Advisor Alliance and Blackbridge Financial are separate entities from LPL Financial.
Antonio V. Porretta, MBA, AAMS® Independent Wealth Manager Blackbridge Financial Antonio is an Independent Wealth Manager who specializes in helping people create, distribute, and preserve their wealth. Mr. Porretta has spent nearly 18 years working with individuals and is currently accepting new clients that can benefit from his services. Antonio currently manages investment portfolios in several states across the country and is devoted to helping local families grow their wealth and focus on making their money last. Services include but are not limited to: *Retirement Income Planning *Portfolio/Investment Management *Asset Allocation *401(k) Distribution Strategies *Insurance/Long Term Care Planning Clients that work with Antonio benefit from a level of personal service, communication, and attention that is often reserved for only the ultra-wealthy. By carefully listening to each person, Antonio is able to construct unique and effective strategies tailored specially for you. Personal Service. Tailored Advice. Securities offered through LPL Financial, Member FINRA/SIPC. Investment Advice offered through Independent Advisor Alliance, a registered investment advisor. Independent Advisor Alliance and Blackbridge Financial are separate entities from LPL Financial.
Qualifications
CRD# 2183276
FirmCRD# 300728
Series 7, 66
Compensation/Fee
Fee-Based (Fee and Commissions), Based on Assets, Flat Fee
Office Location
657 Santolina Ct, Weddington NC,
Weddington,
NC 28173
Phone Number
(917) 7015231
Brecken Capital Advisors, LLC (BCA) was founded based on the delivering transparency & accountability to clients. Our founder, Leonard Brecken, lives and works in Weddington, NC after growing up in Queens, NY. He understands the value of money and investments not only from growing up with modest means, but also through extensive background in serving large institutional investors through research and portfolio management in the past as an Equity Analyst & Hedge Fund portfolio manager. After working for 2 different financial advisory firms and working as an institutional portfolio manager & analyst for 25 years on Wall Street our founder Leonard Brecken knows his way around professionally managing money. For over a decade, Mr. Brecken was a Senior Equity Research Analyst providing research to large institutional investors on public companies. In addition, he was responsible for overseeing $200M plus investments for a $1B plus NY based hedge fund. Further, he has over 15 years experience in portfolio management via founding Brecken Capital, LLC a hedge fund in NY. This 25 years of Wall Street experience provides the foundation to uncover value through conducting deep fundamental in house research on individual investments and the economy as a whole. This facilitates the development of our 7 proprietary model portfolios offered to clients. Leonard over the last 3 decades has made numerous media appearances on CNBC as well as printed media which can found on Brecken Capital Advisors website.
Brecken Capital Advisors, LLC offers seamless financial management & planning across business & individuals lives whose goal is protect & growth assets by actively managing risk. At BCA we build client trust through being accountable & transparent about cost & performance. Further, by NOT redistributing client money to be managed, but managing it ourselves. With over 30 years of Wall Street experience and backed by TD Ameritrades Institutional platform we bring accountability and transparency to investing. Driven by the passion of investing as well as finding value/growth and conducting in house asset management including research, we deliver a full range of investment services. We pride ourselves in providing the level of detail to our investment selections to every client much like large institutional investors expect. Our basic services are Asset Management, Financial/ Retirement Planning, Insurance, Business Services & Business Consulting. The cornerstone of our investment philosophy is by offering portfolios designed by us we can potentially provide a level of insight & risk management that potentially protects & grows wealth. Essentially, we bring personal portfolio management to clients vs through funds managed by a third-party. Our financial & retirement planning is geared towards not only achieving stated client goals such as retirement, but also assisting in increasing household cash flow. We draw on our experience through our affiliate, Charlotte Consultant Services, LLC which we offers Exit Planning & Valuation services for business owners (generally more complex than personal plans) that focus on profit & value improvement.
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Financial advisors help their client by providing financial advice and strategy to build wealth and eliminate risk. They assess the client's risk appetite, their unique needs and requirements, their short-term and long-term goals and guide them towards adopting the right financial plan, retirement plan, estate plan or education plan etc. as necessary. Learn more about the roles & benefits of a financial advisor.
Financial advisors strategize financial planning and help you make the right decision about your investments. They weigh the pros and cons, and are abreast with the latest industry updates regarding tax issues and investment vehicles. These valuable insights guide you to make investments that meet your financial requirements and goals such as buying a house, education, having a baby or securing your retirement. Learn more about the cost of a financial advisor?.
A financial advisor can help you manage your finances especially when you don't have the time to do it yourself or when there are major changes in your life, such as getting married or having a baby. Even if you've managed your investment on your own, the best financial planners can vet your plan and assess it from a different perspective, to add surety to your decisions. Learn more about the best time to hire a financial advisor.
While choosing a financial planner to help you with your investment decisions, it's important to do some spadework. Meet different consultants and compare and contrast their advice. Pick up clues that demonstrate their experience and integrity. It is also important to verify the credentials of an independent financial planner before making a decision. Read the guide on choosing the best financial advisor.
Finding the right person or a financial advisory firm to help with your retirement planning might take some effort, but the effort is worth it. Financial advisors might have different specializations, look for one who has had past experience in retirement planning. Also, this could translate to a long - term relationship, so it's important to find someone whom you like, trust and respect. Read here the importance of retirement planning.
A fiduciary is any person or firm who acts on behalf of another individual or firm to manage their assets. Fiduciary financial advisors provide their client the highest quality of care while maintaining 'good faith', meaning they wouldn't act in favor of anyone else's interests, including their own. The best way to be certain that a financial advisor is a fiduciary is to simply ask. Learn more about what is a fiduciary financial advisor.
A financial advisor is any person who helps their client manage their money by giving valuable investment insights to help financial decision making. A financial planner is also a financial advisor but specializes in creating comprehensive plans for their clients to match their specific goals. Learn more about financial advisor vs financial planner: Who do you need?
