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Portfolio Size of 100K and
above
FINRA/SEC Registered Advisors
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Accuracy: We match you to vetted advisors that closely align with your needs.
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Your service helped us connect with Brian who had clients similar to our situation.
Former advisor put our cash in a cookie-cutter investment plan and we wanted to find alternative options...
Susan, a Retired Executive from New York
Personalized advice for portfolio size
of 100K & above
Raleigh, North Carolina, is a part of the Research Triangle, known for its booming tech industry, research, education, and high quality of life. With a 5% lower cost of living than the national average, retirees are also exempt from paying state income tax on Social Security benefits in Raleigh.
With over 1700+ financial advisors in Raleigh, NC, to choose from, finding the right financial advisor for your particular situation can be overwhelming. WiserAdvisor simplifies this process by connecting you with 2-3 financial advisors that could help you meet your specific financial goals. The service is free, and you have no obligation to hire.
For over two decades, we have maintained a trusted directory of fiduciary advisors who meet strict industry standards. Every Raleigh, NC financial advisor in our network is screened for experience and maintains clean records with FINRA and SEC. Let us help you find a financial planner in Raleigh, NC, who understands your unique financial situation and can help you build, protect, and grow your wealth for long-term financial success.
Raleigh
has
5
WiserAdvisor vetted Financial Planners and Advisors on the online list below for you to
choose from. These financial advisors in
Raleigh,
North Carolina
have an average of
25
years of experience.
NOTE: The list of vetted financial
advisors in
Raleigh,
North Carolina
mentioned below does not include all the advisors in our network due
to their compliance listing restrictions. More vetted advisors may
be available when you use our free match service
to compare financial advisors near you in
Raleigh, North Carolina.
| Financial Advisor | Experience | AUM | Minimum Assets | Fee Structure |
|---|---|---|---|---|
| Not Disclosed | $205,600,000,000 | Not Specified | Fee-Only | |
|
Kenneth Nelson
AIFA®, CRPS®, CRPC®, AIF® NELSON WEALTH ADVISORS 10604 Bent Twig Drive, Raleigh, NC 27613 |
35 Years | Not Specified | $0 | Fee-Based |
|
Coach Pete D'Arruda
RFC®, RICP®, MRFC CAPITAL FINANCIAL ADVISORY GROUP, LLC 1500 Town Side Drive, Suite 200, Apex, NC 27502 |
32 Years | Not Specified | Not Specified | Fee-Based |
|
Tom Morris
CASL®, CFP®, RICP®, RMA®, MBA, CLU®, ChFC® NORTHWESTERN MUTUAL -TOM MORRIS 240 Leigh Farm Rd, Ste 400, Durham, NC 27707 |
Not Disclosed | Not Specified | $500,000 | Fee-Based |
|
Jacob Rice
CFP®, RICP®, CLU®, ChFC® PIEDMONT CAPITAL ADVISORS 701 Green Valley Rd Suite 100 #210, Greensboro, NC 27408 |
10 Years | $100,000,000 | $100,000 | Fee-Based |
Qualifications
Firm CRD# 104510
Compensation/Fee Fee-Only, Based on Assets
Office Location
4700 Falls of Neuse Road,
Suite 275,
Raleigh,
NC
27609
Phone Number
877-208-7414
Since 1986, Edelman Financial Engines has been committed to always acting in the best interests of our clients. We were founded on the belief that all investors - not just the wealthy - deserve access to personal, comprehensive financial planning and investment advice. Today, we are America's top independent investment advisory firm as recognized by Barron's1 (September 2024, based on data within a 12-month period). With 143+ offices across the country and 1.3 million clients (as of September 30, 2024), we manage more than $300 billion in assets. 1.The Barron's 2024 Top 100 RIA Firms list, a ninth-year ranking of independent advisory firms, is qualitative and quantitative, including assets managed by the firms, technology spending, staff diversity, succession planning and other metrics. Firms elect to participate but do not pay to be included in the ranking. Ranking awarded each September based on data within a 12-month period. Investor experience and returns are not considered.
Qualifications
CRD# 1780923
Firm CRD# 30613
Series 7, 9, 10, 24, 63, 65
Compensation/Fee Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
Office Location
10604 Bent Twig Drive,
Raleigh,
NC
27613
Phone Number
919-845-3339
Ken Nelson started in the investment industry in Manhattan immediately after the crash of 1987. He earned an Engineering degree from Tufts University and has very strong quantitative skills as evidenced by his perfect Math SAT score, and State Chess Championship. He became a branch manager of a major brokerage firm at age 26, one of the youngest in his firms history. Ken has provided economic commentary on TV and radio since 1990. He can be heard in the Triangle on 680AM. Ken earned his MBA (3.9 GPA) from Duke University in 2001. At graduation, Ken was asked by his Professors to return and guest lecture. Ken has guest lectured at Duke in the MBA program and Olli Program. Prior to the Covid pandemic in 2020, Ken taught a class on "The History of Money and Financial Markets" in the Olli Program. He is in the process of turning his course into a book. Ken has utilized Duke, UNC,and NC State Phd candidates, Masters candidates and undergraduates as interns since 1991. They help Ken with his academic research in the financial markets. Ken and his fiance' have 10 children and 6 grandchildren. Ken coached boys and girls soccer at the recreational, Challenge and Classic level periodically from 1992 - 2012 (mostly with CASL). Ken loves soccer, chess, skiing, history, and investments. While Ken has 35 years in the industry, he hopes to work 35 more. His investment practice is a family affair. His fiance' and son also work in the investment practice.
We are a committed group of professionals dedicated to providing superior investment advice to our corporate and high net worth clients. We average over 30 years of experience in the financial industry. We strive to provide the best, most professional and personalized service possible. We act honestly, with pride and integrity, and always in the best interest of our clients. We earn our clients trust and respect. We believe our knowledge, combined with the exceptional service we provide, ensure our clients are proud to recommend us to their family members, colleagues and friends. Also located at 9121 Anson Way, Suite #204, Raleigh NC, 27615
Qualifications
CRD# 2756672
Firm CRD# 144374
Series 6, 65
Compensation/Fee Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
Office Location
1500 Town Side Drive, Suite 200,
Apex,
NC
27502
Phone Number
919-657-4201
Known as "Coach Pete" on the radio, Mr. D'Arruda has over 32 years in the financial arena with NO complaints. Coach Pete is also a SMARTVESTOR PRO with Dave Ramsey. He has authored 8 books and co-authored 8. Two of his books have reached the best-sellers list on Amazon. The most noteworthy book, Successonomics, is one that Coach Pete co-authored with Steve Forbes. But, by far, his favorite book just happens to be his most recent, 7 Baby Steps to a ridiculously Reliable Retirement Income. His newest book, AMERICA ASKS COACH is a great read as well. He has just been named to the prestigious Forbes Leadership Council and will be submitting at least 6 articles a year to Forbes. He is a graduate of The University of North Carolina. He is a proud father of daughter, Caroline, age 19 with his wife, Kim. A+ rating with the BBB (Better Business Bureau) and the National Ethics Association.
Known as "Coach Pete" to his listeners and clients, Coach Pete and his firm are a committed group of professional fiduciaries dedicated to providing superior investment advice to their high networth clients. Coach Pete is also a SMARTVESTOR PRO with Dave Ramsey. A fiduciary is any person or institution that has the power to act on behalf of another in situations that require great trust, honesty, and loyalty. His radio show, "The Financial Safari" first aired in 2005 and can be heard weekly on more than 50 stations nationwide. Other Shows founded and hosted by Coach Pete are AMERICA'S 401K SHOW, ROCK ON RETIREMENT, and A+ RETIREMENT. All these shows are heard weekly throughout North Carolina and much of the nation. Also known as the King of Income Planning, Coach Pete's approach to systematic, lifetime income planning is followed by many who wish to reduce retirement worries. The firm provides personalized investment and income strategies as well as tax and estate evaluation for all sizes of portfolios and estates. Call today and see if this is the family atmosphere you've always wanted.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Qualifications
CRD# 5052940
Firm CRD# 2881
Series 7
Compensation/Fee Fee-Based, Commissions, Flat Fee, Based on Assets
Office Location
240 Leigh Farm Rd,
Ste 400,
Durham,
NC
27707
Phone Number
919-401-0331
I live in Durham, North Carolina, in the heart of the Research Triangle. I have a wonderful wife of 37 years, Lynn, and a daughter and son. My favorite activities involve spending time with friends and family. I love to ski, play golf, camp, and I walk with my father most every day. Service has always been a part of my family history. My parents were physicians, my grandparents missionaries in China and small business owners. My other relatives are college professors, business owners, estate attorneys, missionaries and foundation executives, and my two grown children are both educators. Most of my family went to Wake Forest University, though my loyalty lies with UNC and Duke. I earned an undergraduate degree with focus on Economics, Business, and Psychology from UNC in Chapel Hill, NC. Not realizing that would be a perfect background for financial planning, I kept reinventing myself as an executive to create value in 14 high-growth startups. In my spare time while running the IT group for a highly profitable 24/7/365 manufacturing facility (part of a Fortune 20 company), I earned a Duke MBA. In 2005 I decided to start a financial planning practice, garnering my CERTIFIED FINANCIAL PLANNER™ professional designation three years later. Since then I've accumulated another 7 planning designations, and I still attend upwards of 15 conferences and industry events a year: I believe it's my obligation to clients to keep on top of current research, changes in policy, and thought leadership so I can serve them better and get them to the best possible outcomes. I specialize in financial independence, life, and legacy planning for clients in or near retirement, as well as business owners and executives.
You have decisions in your financial picture, you're the CEO of your financial life. Your job is to take all these ideas and decisions and make sure there's no gaps or overlaps. You have an asset management, risk management, and tax management divisions in your business management. One question: when you think about your whole financial picture, when was the last time someone besides you saw the whole thing in one place? Our team is going to do a deep dive on the whole picture and report back to you about what you're doing that's really well-aligned, and typically find a few areas to talk about. And more importantly, there are going to be some strategy things that you didn't know you didn't know. At the end of the day, financial planning is not just about the numbers -- how much you have and how much you need -- but about why the things you want are important to you. We go into much, much deeper planning than the math alone would dictate because we want to help people live focused on the joy in their lives. It's about the finances supporting your life, not your life supporting the finances.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Qualifications
CRD# 6478580
Firm CRD# 6413
Series 7, 63
Compensation/Fee Fee-Based, Commissions, Flat Fee, Based on Assets
Office Location
701 Green Valley Rd Suite 100 #210,
Greensboro,
NC
27408
Phone Number
336-816-3801
Jacob leads a nationally known wealth management practice serving clients in search of holistic financial planning. Jacob has a desire for helping his successful clients reach their financial goals and protect their legacy by designing a fully optimized plan focusing on tax efficiency, estate/creditor protection, and efficient accumulation/decumulation methods. If this peeks your interest, reach out to our team for a consultation. jacob.rice@nm.com Core Values: 1. Faith 2. Family 3. Excellence 4. Transparency 5. Generosity
Securities and Advisory services offered through LPL Financial, a Registered Investment Advisor. Member FINRA & SIPC. The LPL Financial representatives associated with this website may discuss and/or transact securities business only with residents of the following states: NC, SC, VA, GA, AL, AZ, CA, FL, IL, KY, MD
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities
The client testimonials appearing above may not necessarily be representative of all client experiences with WiserAdvisor. You may click on the number of total reviews hyperlinked above to review the entirety of the reviews WiserAdvisor has received. WiserAdvisor did not pay any compensation in consideration of such reviews.
| Firm Name | No. of Advisors | No. of Clients | AUM | Fee Structure |
|---|---|---|---|---|
| 1554 | 100603 | $852,173,054,617 | A percentage of AUM, Hourly charges, Fixed fees, Performance Based
|
|
| 22 | 9 | $2,727,552,000 | A percentage of AUM, Other (CARRIED INTEREST)
|
|
| 106 | 8913 | $1,965,083,259 | A percentage of AUM, Hourly charges, Fixed fees
|
|
| 26 | 40 | $1,765,002,000 | A percentage of AUM, Other (CARRIED INTEREST)
|
|
| 235 | 6086 | $1,729,333,096 | A percentage of AUM, Fixed fees
|
|
| 45 | 13 | $1,692,644,750 | A percentage of AUM, Performance Based, Other (BUSINESS ADVISORY SERVICES)
|
|
| 38 | 3670 | $1,660,902,219 | A percentage of AUM, Hourly charges, Fixed fees
|
|
| 28 | 6 | $1,629,393,167 | A percentage of AUM, Performance Based
|
|
| 16 | 7 | $1,570,095,198 | A percentage of AUM, Performance Based, Other (CONSULTING)
|
|
| 15 | 1150 | $1,202,394,950 | A percentage of AUM
|
|
| 29 | 4599 | $1,004,433,560 | A percentage of AUM, Hourly charges, Fixed fees
|
|
| 6 | 1411 | $805,142,431 | A percentage of AUM
|
|
| 27 | 11 | $709,788,151 | A percentage of AUM, Fixed fees, Performance Based
|
|
| 28 | 3033 | $700,896,438 | A percentage of AUM, Hourly charges, Fixed fees
|
|
| 9 | 1077 | $691,452,923 | A percentage of AUM, Hourly charges, Fixed fees, Commission Based
|
To find a trustworthy financial advisor in Raleigh, NC, start by verifying their credentials, such as CFP (Certified Financial Planner) or CFA (Chartered Financial Analyst). Use regulatory resources like FINRA's BrokerCheck or the SEC's Investment Adviser Public Disclosure website to check for any disciplinary actions or complaints. It is advised to go for a fiduciary financial advisor in Raleigh, NC, as they are legally obligated to act in your best interest.
You may use WiserAdvisor's match tool to find suitable advisors that matches you with pre-screened advisors who meet your needs. Do note that all advisors in WiserAdvisor's network are pre-screened for experience and hold clean records with FINRA and the SEC. Additionally, you can ask for referrals from friends or family, read online reviews, and schedule an initial consultation to gauge whether they would be a right fit for you.
When selecting a financial planner in Raleigh, NC, consider their qualifications, experience, and areas of specialization. Look for certifications like CFP or CPA (Certified Public Accountant) if you require professional help with taxes. Additionally, check their fee structure-whether they are fee-only, fee-based, or commission-based. Fee-only Raleigh, NC financial advisors are often preferred for their unbiased advice. Also, verify their fiduciary status to ensure they prioritize your best interests.
A financial advisor in Raleigh, NC can be invaluable for retirement planning. They assess your current financial situation, estimate your retirement income needs, and create a personalized savings strategy tailored to your future goals and lifestyle. This includes selecting the right tax-advantaged retirement accounts such as 401(k)s, IRAs, or Roth IRAs. They also advise on tax-efficient investment strategies to maximize your savings. Additionally, when it comes to retirement planning in Raleigh, NC, it is important to calculate withdrawal strategies to ensure sustainable income throughout retirement, considering your lifestyle and cost of living in the city.
It is recommended to meet with your financial advisor in Raleigh, NC at least once a year for a comprehensive review of your financial plan and investments. However, you should schedule additional meetings if you experience significant life events, such as marriage, divorce, birth of a child, or a job change. Regular check-ins also help you stay on track with your financial goals and adjust strategies based on market conditions or changes in local financial regulations in Raleigh, NC.
Working with a local financial advisor in Raleigh, NC offers several advantages. Local advisors often have valuable connections with professionals like tax experts and estate planners. They have in-depth knowledge of North Carolina's tax laws and economic landscape, which allows for more tailored financial strategies. Additionally, they understand local real estate trends and investment opportunities specific to Raleigh, NC. A local advisor may also be able to create a tailored financial plan based on your goals.
Yes, financial advisors in Raleigh, NC can assist with estate planning by creating an effective estate plan to efficiently transfer wealth to heirs, including wills and trusts. They work closely with estate attorneys to minimize estate taxes and ensure that your beneficiaries receive the maximum inheritance. Choosing a financial planner in Raleigh, NC with expertise in estate planning can help you effectively manage your legacy.
Financial advisors in Raleigh, NC adopt several investment strategies tailored to clients' financial goals and risk tolerance. Common strategies include diversified portfolios that mix stocks, bonds, and alternative investments to balance risk and return. Some Raleigh, NC financial advisors may also recommend dividend growth investing for steady income or employ tax-efficient strategies, such as investing in municipal bonds, Certificates of Deposits (CDs), treasury bonds, and more. They may also use a combination of passive and active management depending on market conditions and client preferences.
To prepare for retirement planning in Raleigh, NC, first, clearly define your retirement goals, including desired lifestyle, travel plans, and healthcare needs. Be ready to discuss your risk tolerance and investment preferences with your advisor. It's also useful to have an understanding of your current expenses and any expected changes post-retirement. Do evaluate if your retirement corpus would be enough to sustain your retirement lifestyle. If not, you may need to look for part-time work to support your expenses. This will help your Raleigh, NC financial advisor create a personalized and effective retirement strategy tailored to your needs.
