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Find Top Financial Advisors in Folsom, California

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There are hundreds of financial professionals in your area. However, choosing the right advisor that understands your financial situation and meets your needs may be quite daunting. WiserAdvisor has a network of vetted financial advisors and advisory firms and has listed them below. You can find the details of each advisor, such as their qualifications, service offerings, etc. that you could use while searching for the financial advisor that best suits your financial and investment goals.

We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards.

Finding the Top Financial Advisor in Folsom, California
Last Updated - 25-Jun-2022

Folsom has 5 WiserAdvisor vetted Financial Planners and Advisors for you to choose from and 39 non-vetted advisors in your local area. These financial advisors in Folsom, California have an average of 9 years of experience.

NOTE: The list of financial advisors in Folsom, California mentioned below do not include all the advisors in our network due to their compliance listing restrictions. More vetted advisors may be available when you use our free match service to compare financial advisors near you in Folsom, California.

Qualified Financial Advisors in Folsom, California
Financial Advisor Experience AUM Minimum Assets Fee Structure
Brian Malkinson
HBW ADVISORY SERVICES
3017 Douglas Blvd,
Ste 100,
Roseville, CA 95661
10 Not Specified $250,000 Fee-Only
Tad Doughty
ChFC®, CFS®
ALLWORTH FINANCIAL
3017 Douglas Blvd,
Roseville, CA 95661
Not Disclosed Not Specified Not Specified Fee-Based
Zach Lindemann
CFP®
EDELMAN FINANCIAL ENGINES, LLC
1112 Galleria Boulevard Suite 1602901 Douglas Blvd Suite 250,
Roseville, CA 95661
8 Not Specified Not Specified Fee-Based
Kevin Duffy
CFP®, MSF
ALLWORTH FINANCIAL
8775 Folsom Blvd Suite 100,
Sacramento, CA 95826
Not Disclosed Not Specified Not Specified Fee-Based
Ted Smalling
CFP®, MBA
ALLWORTH FINANCIAL
8775 Folsom Blvd Suite 100,
Sacramento, CA 95826
Not Disclosed Not Specified Not Specified Fee-Based

Information on Qualified Financial Advisors in Folsom

Qualifications CRD# 6952754
Firm CRD# 143665
Series 65

Compensation/Fee Fee-Only, Based on Assets


Office Location 3017 Douglas Blvd,
Ste 100,
Roseville,
CA
95661
Phone Number 916-509-3231

Brian's devotion to helping people is what has driven him throughout his career. A career with more than a decade of experience in financial advisement, planning, and management. It is his diversified experience that has shaped Brian's approach to wealth management, asset management, and retirement planning. This knowledge along with his commitment to understanding every client's needs ensures a unique experience for both clients and businesses looking to plan for their future. The advisor to client relationship is extremely important for Brian's business as he believes investment decisions should be driven by more than just risk tolerance or suitability but by a sound financial plan that is specific to each client's goals and values. Outside of his career as a financial advisor with HBW, Brian has owned multiple businesses as both a sole proprietor and corporate executive. As a former educator, Brian has taught at multiple universities and developed certification programs for multiple organizations. A father of four children, Brian understands the importance of planning for the future and protecting what matters most.

About HBW Advisory Services

HBW has been a family-owned business since its founding in 1991. The financial world has changed a lot since then. But since our first day we have tried to treat every client as part of the family. That has not changed. HBW's most basic belief and guiding principle is in providing our advisors and clients the tools they need to stay the course, to stick to their financial plans, to seek control of the factors that form the basis of all other investment success: saving, asset protection through insurance, and tax planning. We also believe our clients relationship with their advisor is among their most important assets when times are challenging. Quite simply, we believe advice from most independent financial advisors will be better than advice from anywhere else. Our view is that products are products. Real solutions are based on values and goals, not hypothetical investment returns, fear-based sales tactics or big company guarantees crippled by the fine print. Why deal with some firm's inherent conflict of interest if you do not have to? We are committed to people and families: committed to helping our clients fulfill hopes, accomplish goals, and realize dreams. HBW Advisory Services LLC, is a Registered Investment Advisory Services Company entrusted with over $1 billion in client assets under management.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


Qualifications CRD# 4890912
Firm CRD# 111167

Compensation/Fee Fee-Based


Office Location 3017 Douglas Blvd,
Roseville,
CA
95661
Phone Number 888-242-6766

Tad Doughty holds the Certified Fund Specialist (CFS) and Chartered Financial Consultant (ChFC) designations, and has been with Allworth Financial for 15 years. A native of Sacramento, CA, he is a direct descendant of Declaration of Independence signee, John Hart. Tad lives with his wife Stephanie in Sacramento, California.

About Allworth Financial

Based out of Sacramento, California, Allworth Financial is an independent financial advisory firm that specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth delivers long- and short-term investment planning solutions and advice to help clients achieve their goals and plan strategically for retirement. The firm, which was founded in 1993, has grown to serve more than 12,000 clients and manages over $10 billion in client assets.

Advisory Services Provided:

Retirement Planning, Tax Advice and Services, Estate Planning & Trusts


Qualifications CRD# 6154134
Firm CRD# 104510
Series 66

Compensation/Fee Fee-Based


Office Location 1112 Galleria Boulevard Suite 1602901 Douglas Blvd Suite 250,
Roseville,
CA
95661
Phone Number 916-462-5220

I'm a dedicated financial planner who loves to educate my clients and help them achieve their financial goals. My entire family lives in Northern California, and even though I've lived and worked in California and Arizona, Northern California has always been my home. Im happily married to my wife, Belinda, and we welcomed our first child, Lukas, in 2021.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisory firm, recognized by Barron's,1 awarded September 2021 based on data within a 12-month period. Compensation paid for use and distribution of rating. We have 145+ offices across the country and are entrusted by more than 1.3 million clients to manage more than $291 billion in assets.2 Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1The 2021 Top 100 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, revenue generated, regulatory record, staffing levels and diversity, technology spending and succession planning. Firms elect to participate but do not pay to be included in the ranking. Compensation is paid for use and distribution of rating. Investor experience and returns are not considered. 2Data as of Dec. 31, 2021.


Qualifications CRD# 2673236
Firm CRD# 111167

Compensation/Fee Fee-Based


Office Location 8775 Folsom Blvd Suite 100,
Sacramento,
CA
95826
Phone Number 888-242-6766

Kevin Duffy is a CERTIFIED FINANCIAL PLANNERprofessional with over 25 years of financial sector and advisory experience. He holds a Master of Science degree in Finance from George Washington University in Washington, DC. In his spare time, Kevin skis, plays the violin, and volunteers in the Sacramento region at various community organizations.

About Allworth Financial

Based out of Sacramento, California, Allworth Financial is an independent financial advisory firm that specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth delivers long- and short-term investment planning solutions and advice to help clients achieve their goals and plan strategically for retirement. The firm, which was founded in 1993, has grown to serve more than 12,000 clients and manages over $10 billion in client assets.

Advisory Services Provided:

Retirement Planning, Tax Advice and Services, Estate Planning & Trusts


Qualifications CRD# 5981078
Firm CRD# 111167

Compensation/Fee Fee-Based


Office Location 8775 Folsom Blvd Suite 100,
Sacramento,
CA
95826
Phone Number 888-242-6766

Ted Smalling is a CERTIFIED FINANCIAL PLANNER™ professional, and holds an MBA from the Keller Graduate School of Management. A native of Sacramento, CA, before embarking on an advisory career, Ted spent 25 years as a small business owner. An avid golfer, Ted lives with his family in Elk Grove, California.

About Allworth Financial

Based out of Sacramento, California, Allworth Financial is an independent financial advisory firm that specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth delivers long- and short-term investment planning solutions and advice to help clients achieve their goals and plan strategically for retirement. The firm, which was founded in 1993, has grown to serve more than 12,000 clients and manages over $10 billion in client assets.

Advisory Services Provided:

Retirement Planning, Tax Advice and Services, Estate Planning & Trusts


Top Financial Advisor Firms in Folsom, California (Ranked by AUM)

Firm Name AUM No. of Clients Fee Structure
Allworth Financial, L.P.
340 Palladio Pkwy. , Suite 501,
Folsom, CA 95630
$13,782,219,676 69528 A percentage of AUM
Hourly charges
Fixed fees
Prudent Investor Advisors, Llc
101 Parkshore Drive, Suite 100,
Folsom, CA 95630
$1,248,040,236 125 A percentage of AUM
Hourly charges
Fixed fees
Planned Solutions, Inc.
1130 Iron Point Road #170,
Folsom, CA 95630-8310
$423,026,607 1861 A percentage of AUM
Hourly charges
Fixed fees
Veripax Wealth Management, Inc.
101 Parkshore Dr., Ste 100,
Folsom, CA 95630
$221,297,995 971 A percentage of AUM
Fixed fees
Gasber Financial Advisors, Inc
81 Blue Ravine Road , Suite 250,
Folsom, CA 95630-4157
$151,754,998 142 A percentage of AUM
Hourly charges
Fixed fees
Fairchild Financial Advisors, Inc.
193 Blue Ravine Road , Suite 130,
Folsom, CA 95630
$107,018,657 483 A percentage of AUM
Aw Securities
340 Palladio Pkwy. , Suite 501,
Folsom, CA 95630
$0 0 Other (FEES BASED ON MARKETING SERVICES TO OTHER ADVISORS.)

    List of Additional Advisors in Folsom, California*

    * Additional advisors listing is provided in partnership with Yext

    Financial Advisor Office Location Phone Number
    Andrew T Dunnigan
    Inquire with Andrew
    2365 Iron Point Road, Ste 235, Folsom, CA  95630 916-984-3322
    Blake Freeman
    Inquire with Blake
    2365 Iron Point Road, Ste 235, Folsom, CA  95630 916-984-3318
    Trinity Wealth Advisors
    Inquire with Trinity
    1130 Iron Point Rd, Ste 150, Folsom, CA  95630 916-351-0000
    Catherine Heath
    Inquire with Catherine
    1130 Iron Point Rd, Ste 150, Folsom, CA  95630 916-351-0000
    Russel L Phelps
    Inquire with Russel
    1130 Iron Point Rd, Ste 150, Folsom, CA  95630 916-351-0000
    Morgan Stanley Financial Advisors
    Inquire with Morgan
    2365 Iron Point Road, Ste 235, Folsom, CA  95630 916-983-8888
    Capstone Financial Group
    Inquire with Capstone
    620 Coolidge Drive, #165, Folsom, CA  95630 916-467-8850
    Timothy Chafin, CFP
    Inquire with Timothy
    116 Elkins Cir, Folsom, CA  95630 916-358-9990
    Horizon Wealth Group
    Inquire with Horizon
    530 Plaza Drive, Suite 100, Folsom, CA  95630 925-244-6600
    ECKLUND/MARTINEZ
    Inquire with ECKLUND/MARTINEZ
    2365 Iron Point Road, Ste 235, Folsom, CA  95630 916-983-8888
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