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Find Top Financial Advisors in Florida


WiserAdvisor has over 20 years experience in matching the right financial advisor that is best suited to individuals like you in Florida. You need a financial advisor who will understand your financial situation and have the relevant financial qualifications to provide you with the right financial guidance and an insightful edge towards your financial journey.

Qualifications of Financial Advisor in Florida

Each and every financial advisor in our network from large Fortune 500 companies to small independent financial firms are pre-screened for industry experience, disclosures and registrations with SEC and FINRA. Collectively, our Pre-Screened advisors, serve thousands of happy clients, managing billions of dollars and providing financial freedom and security for families and individuals like you.

List of Financial Advisors in Florida
Financial Advisor Office Location Phone Number
Brandon Barile CFP® CRPC®,
RockPort Global Advisors, LLC
8309 Gunn Hwy.,
Tampa, FL  33626
(813) 448-6766
Joseph Bert, CFP,
Certified Financial Group, Inc.
1111 Douglas Ave.,
Altamonte Springs, FL  32714
(407) 869-9800
Michael Kalisch,
Kalisch Wealth
5550 Glades Rd Suite 500,
Boca Raton, FL  33431
(561) 475-5400
William Smathers,
Smathers Financial Group, Inc.
8564 East CR 466,
The Villages, FL  32162
(352) 561-3060
Evan R. Guido,
The Evan Guido Group- Private Wealth Management
One Sarasota Tower - 12th Floor,
Sarasota, FL  34236
(941) 906-2829
Tom McDermott,
A.P.A. F L.
3010 3rd Street South,
Jacksonville, FL  32250
(904) 222-8491
Paul Savona,
Savona Financial & Insurance Agency
Serving Fort Myers-Cape Coral,
Cape Coral, FL  33914
(860) 388-9560
Brian Glickman,
Brian E Glickman CPA, RFC, PFS
2975 Bee Ridge Rd Suite C Room 4,
Sarasota, FL  34239
(941) 922-3772
Matthew Myland,
Solomon API
1129 S. Hwy Us1 Suite 101,
Rockledge, FL  32955
(321) 508-3911
Joshua Keyes,
Capital Financial Strategies
10199 Southside Blvd, Suite 200,
Jacksonville, FL  32256
(904) 530-0020
Jonathon Kollra,
Financial Engines Advisors, LLC
2 S. University Dr. Suite 231,
Davie, FL  33324
201 South Biscayne Blvd. 28th Floor,
Miami, FL  33131
9100 S Dadeland Blvd. Suite 1500,
Miami, FL  33156
2255 Glades Rd. Suite 324A,
Boca Raton, FL  33431
(954) 741-7775
Barry Cantrell II,
Financial Engines Advisors, LLC
4350 West Cypress St, Meridian One Suite 101,
Tampa, FL  33607
6151 Lake Osprey Drive Suite 313,
Sarasota, FL  34240
(813) 661-1717
(941) 360-2727
Sam Mazzola,
Financial Engines Advisors, LLC
4851 Tamiami Trail North,
Naples, FL  34103
9160 Forum Corporate Parkway,
Fort Myers, FL  33905
(877) 857-3030
Jason Heinzelmann,
Provident Wealth Management Group
3030 North Rocky Point Drive West, Suite 700,
Tampa, FL  33607
(813) 240-6655
Jarrod Rutledge, CFP®,
Provident Wealth Management Group
3030 North Rocky Point Drive West, Suite 700,
Tampa, FL  33607
(813) 283-8413
Robert Harwood,
Harwood Financial Group
13191 Starkey Rd,
Tampa, FL  33609
(727) 524-1427
Richard Reyes, CFP,
Wealth and Business Planning Group, LLC
125 S. Swoope Ave,
Maitland, FL  32751
(407) 622-6669
D. Michael Burleigh,
Peak Capital Management
953 NE Jensen Beach Blvd,
Jensen Beach, FL  34957
(772) 334-9592
Samuel Dedio,
Patrumin Investors
3811 Airport Road North Suite 201A,
Naples, FL  34110
(973) 767-8337
Dwight Pendola CFP®,
Horizon Wealth Advisors
9040 Town Center Parkway,
Lakewood Ranch, FL  34202
(910) 352-0751
Dr.Jeff Camarda,
Camarda Wealth Advisors, LLC
166 A1a,
Fleming Island & Ponte Vedra, FL  32082
(800) 262-1083
David I. Strunc, CRPC® - Founding Partner,
Sunrise Wealth Advisors
6052 Turkey Lake Rd. Ste. 101,
Orlando, FL  32819
(407) 237-0116
David H. Morgan MSFS, CEP®, CFF,
R.E.A.P., Llc
4651 salisbury Road,
Jacksonville, FL  32256
(352) 433-6565
Wealth Enhancement Group,
Wealth Enhancement Group
165 Wells Rd,
Orange Park, FL  32073
(888) 236-7777
Paul Porter,CFP®,
LPL Financial
808 Polk Street,
Hollywood, FL  33019
(954) 920-6644
Jason Dynan,
Executive Planning LLC
6919 SW 18th Street,
Boca Raton, FL  33443
(561) 292-0510
Jason Kohut,
Signet Financial Management, LLC
4851 Tamiami Trail North, Suite 200,
Naples, FL  34103
(239) 302-1715
Armand Atkinson, MS, CFP, CIMA, AIF,
NBC Securities, Inc.
5426 Bay Center Dr, Ste 575,
Tampa, FL  33609
(727) 623-0346
Andy Gentile, CFP®, CLU, ChFC, CLTC,
Ascend Wealth Management, LLC.
200 Ocean Trail Way,
Jupiter, FL  33477
(561) 529-2671
Al Baker, CFP®,
Security Financial Management
2420 S Lakemont Ave,
Orlando, FL  32814
(407) 644-4686
Nick J. Russell, CRPC® Founding Partner,
Sunrise Wealth Advisors
6052 Turkey Lake Rd, Ste. 101,
Orlando, FL  32819
(407) 237-0117
Troy Garcia CFP®,
Allen & Company
1401 S. Florida Ave.,
Lakeland, FL  33803
(863) 616-6021
Steve Crossett,
Financial Engines Advisors, LLC
4651 Sallsbury Road,
Jacksonville, FL  32256
4865 North Wickham Road Suite 108,
Melbourne, FL  32940
(904) 642-3939
(321) 751-6162

Information on Qualified Financial Advisors in Florida

Qualifications CRD# 2554323
Series 7, 65, 66

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Commissions, Flat Fee


Office Location 8309 Gunn Hwy.,
Tampa,
FL 
33626
Phone Number (813) 4486766

About RockPort Global Advisors, LLC

Driven solely by client goals, we keep you on track toward your success, no hype, no sales pitches, no pressure. The 21 point check list ensures that! You may have a big list of questions about your money and how to handle it moving forward. As an Independent Advisor who enjoys client relationships, the answers to these questions don't lie in high-cost products with overly optimistic growth projections. Through objective financial guidance and proactive wealth management, we help you leverage your finances as the tool they are intended to be: for happiness, peace of mind and the lifestyle you want. Your long-term happiness is the destination, your money is the vehicle. At RockPort Global Advisors, LLC, we approach our relationship differently. By understanding your story, aspirations, and preferences, we identify opportunities you may not see for yourself, agree on a way forward, and keep you on track, making changes when necessary along the way. Acting in the best interest of you and your Family, we empower you to pursue your short and long-term financial goals on your own terms. Our 21 point check list shows you....we are not the "usual" Advisory Group. No pressure, no obligation. Call us today at (813) 448-6766 for a free consultation to see how the 21 point check list can help you.



Qualifications CRD# 827053
Series 63

Compensation/Fee I am a Fee-Only financial professional, Based on Assets, Flat Fee, Hourly


Office Location 1111 Douglas Ave.,
Altamonte Springs,
FL 
32714
Phone Number (407) 8699800

About Certified Financial Group, Inc.

Providing fee-based investment advice through our SEC-registered investment advisory firm, CFG has grown to be the largest independent firm in Central Florida having 10 Certified Financial Planner professionals under one roof. Listen to us on 96.5 FM, WDBO Radio every Saturday morning at 9 and come experience The Certified Difference!



Qualifications CRD# 4444873
Series 7, 24, 63, 65


Office Location 5550 Glades Rd Suite 500,
Boca Raton,
FL 
33431
Phone Number (561) 4755400

About Kalisch Wealth

KPW's wealth management model encompasses a multidisciplinary approach towards financial planning. Our ideal clients are physicians and affluent families that want to gain control of their financial lives, keep more of what they earn, and expose themselves less to litigation risk, taxes, and under-performing investments. Our firm's mission is to empower our clients by providing independent and objective advice. We strive to build strong relationships with our clients throughout the consultative process. Our best clients understand that comprehensive planning is a continual and dynamic process, and value unbiased and independent advice above all else. KPW prides itself on having a unique understanding of the complexities, challenges, and rewards, doctors and affluent families face. Through our multidisciplinary approach, we work closely with clients on their journey towards successful, long term financial success.



Qualifications CRD# 2185120
FirmCRD# 130349
Series 4, 7, 24, 31, 63, 65 Registered Investment Advisor

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Commissions, Flat Fee, Hourly


Office Location 8564 East CR 466,
Suite 205,
The Villages,
FL 
32162
Phone Number (352) 5613060

William (Will) H. Smathers graduated at Florida State University in 1966. He enlisted in the Officer's Candidate Program in the Marine Corps at Quantico, Virginia and was commissioned a Second Lieutenant. While serving in Vietnam as Company Commander of A Company, First Shore Party Battalion in 1969, First Lieutenant Smathers was decorated with the Navy Commendation Medal with V for his meritorious service and actions under fire. He was given a field promotion to the rank of Captain. At wars end, he resigned his commission as a Major for a role in the private world. Mr. Smathers served on the Board of Directors for Waterman Hospital; was Lake County Coordinator for the Leukemia Society and served as master of ceremonies for two years; founded the Mount Dora Art Festival; and worked with the March of Dimes in preventing child birth defects. While at Dean Witter, Mr. Smathers received the National Sales Directors Award for finishing number one in his class; was voted Account Executive of the year in 1993; and was in the President's Club for six consecutive years.

About Smathers Financial Group, Inc.

Smathers Financial Group, Inc.(SFG) is a Independent Wealth Management Company that caters to a wide range of clients that are looking for advise on their investments and estate planning. The main office for SFG is located in The Villages in The Santa Fe Professional Building located at 8465 East CR 466, Suite 205, The Villages, FL 32162 SFG has other offices located in Tavares, Mount Dora, and Winter Park Florida



Qualifications CRD# 4418691
FirmCRD# 39-1236032
Series 7, 63, 65

Compensation/Fee I am a fee-based financial professional, Based on Assets, Commissions


Office Location One Sarasota Tower - 12th Floor,
Sarasota,
FL 
34236
Phone Number (941) 9062829

Who we serve, what we do for you and how we do it. Who We help hard working individuals and families prepare and transition into retirement from the working years. Many would consider themselves the Millionaire Next Door, by accumulating assets through prudence and hard work. Our services help many people with a focus on the needs of retirees or (those about to retire). What We provide comprehensive, unbiased financial strategies, straightforward portfolio management, all customized to your individual needs. You will be presented a plan to determine your needed growth rate, tax-impacts, portfolio stress testing, investment income planning and comfort level. How We deliver your services in a high-touch service model using a regular client review process, straight forward portfolio management process, top-tier financial planning / reporting tools, & educational client events. Find out more at: evanguidogroup. com List of Services Client Experience Sample Client Reports

About The Evan Guido Group- Private Wealth Management

We focus on retirement planning and Rising Dividend Portfolios. Baird is an employee-owned, fully independent international wealth management, capital markets, private equity and asset management firm with offices in the United States, Europe and Asia. Combining deep expertise, long-term perspective and a belief that integrity is irreplaceable, we focus on achieving Great outcomes. Done well. for our individual, corporate, institutional and municipal clients. From 2004 - 2015, Baird has been recognized as one of the FORTUNE 100 Best Companies to Work For. Baird has $135 billion in client assets as of March 31, 2015. Baird Financial Advisors have been recognized in Barron's and other publications among the nation's top financial advisors.



Qualifications CRD# 4369434
FirmCRD# 149414
Series 65

Compensation/Fee I am a Fee-Based financial professional, Based on Assets


Office Location 3010 3rd Street South,
Suite A,
Jacksonville,
FL 
32250
Phone Number (904) 2228491

TOM MCDERMOTT entered the insurance and financial industry in 1988. His desire and passion was to help others prepare for their long term income needs in retirement. He started in the little town of Cookeville, TN and was asked to move to Raleigh, NC a short time later to help with a struggling office. Tom accepted the challenge and turned the office around to be productive in a very short time. As a result of his hard work and his 'putting others first attitude,' he became one of the top five advisors with a national insurance company. In 1993, Tom decided to go independent. That meant Tom could always put the clients interest in front of a companys interest. This created an even better opportunity for his clients. The independence allowed him to become one of the top advisors in the nation. Tom, in addition to working with clients, also works with agents and advisors around the United States. He has been described as 'The Advisor to the Advisor.' Tom focuses on staying current with the issues and concerns that plague his clients. He has dedicated himself and his staff to staying current with issues and solutions available to better work with his clients. Tom has a team of attorneys and CPA's at his disposal to help with any legal and tax issue.

About A.P.A. F L.

We are committed to maintaining the highest standards of integrity and professionalism in our relationship with you, our client. We endeavor to know and understand your financial situation and provide you with only the highest quality information, services, and products to help you reach your goals.



Qualifications CRD# 1079940
Series 7, 63

Compensation/Fee I am a fee-based financial professional, Based on Assets


Office Location Serving Fort Myers-Cape Coral,
Cape Coral,
FL 
33914
Phone Number (860) 3889560

Paul began his career working for a "Big Eight" accounting firm, he was then recruited by a large insurance company where he was quickly promoted to Major Market Manager. Paul spent 35 years in the insurance industry building strong relationships with his clients managing over seventy advisors and employees, providing cost effective solutions for businesses and individuals. In 2005, Paul retired and soon after launched his own firm, Savona Financial & Insurance Agency. Paul continues to pride his career on his client relations and is dedicated to keeping Savona Financial & Insurance small enough to provide a one on one relationship with each client. Paul is a graduate of Bentley College where he earned his degree in Accounting and Finance.

About Savona Financial & Insurance Agency

We believe our teamwork approach adds a broader perspective to all we do and provides increased benefits to our clients. Our team of financial professionals can help you address: Investing principles and strategies Retirement investing and distribution strategies Estate conservation issues Risk management We also can answer your questions, including: Can I retire early? Are my investments working hard enough? What's the best approach for college savings? What are the elements of a sound estate strategy? Do I have enough life insurance for my family? Our experienced professionals have helped many people just like you with similar issues and concerns. We specialize in creating an approach that is designed to address your individual situation.



Qualifications CRD# 2757895
FirmCRD# 17839
Series 6, 7, 24, 26, 63

Compensation/Fee I am a fee-based financial professional, Based on Assets, Commissions


Office Location 2975 Bee Ridge Rd Suite C Room 4,
Sarasota,
FL 
34239
Phone Number (941) 9223772

My belief is that every client has their own financial goals and prospective on how to reach them. I take great care to understand my clients so that I can provide them with financial solutions that will address their unique needs.

About Brian E Glickman CPA, RFC, PFS

The focus of my practice is working with small business owners and individuals to plan for their retirement using the most tax efficient methods to meet their current and future goals. All Securities Offered Through The Investment Center, Inc. Bedminster, NJ Member FINRA/SIPC. Advisory Services Provided Through IC Advisory Services, Inc. - An SEC Registered Investment Advisor Tax planning and accounting services are provided by Brian E. Glickman Certified Public Accountant. Such services are not affiliated with the Investment Center Inc or IC Advisory Services, Inc What is your approach to financial planning? Holistic approach through the integration of tax and investment planning to help maximize benefits of investing to potentially reduce tax liabilities



Qualifications CRD# 2912931
FirmCRD# 159471
Series 63, 66

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Flat Fee, Hourly


Office Location 1129 S. Hwy Us1 Suite 101,
Rockledge,
FL 
32955
Phone Number (321) 5083911

Matthew E. Myland is an investment adviser representative (IAR) and the founder of Solomon API a registered investment advisory firm, (RIA) Matthew is recognized as a leading financial educator and is the author of the books, ?Twelve Financial Pitfalls Seniors Should Avoid? and ?Annuity Lies?. He is an adviser to advisers and trains throughout the country, educating advisers on their role in helping clients build a solid financial future based on an honest assessment of their situation and the best use of the financial tools available to meet their needs and objectives. Matthew has been in the financial industry for more than twenty years, and he is passionate about helping consumers understand all of the options available to them. Matthew has been married to his wife, Kelli, for more than twenty years, and they have a beautiful daughter, Mary. Kelli graduated from the University of Miami School of Music and has sung on the Norwegian Cruise Lines and with celebrities such as Rosemary Clooney.

About Solomon API

This pursuit of understanding of the global economy and financial markets, and translating that into great portfolios has help build a distinct track record of success. Part of what makes us unique is the value found in our approach of focusing on highly-quantitative modeling. We combine massive amounts of data; world-class computing power and financial expertise to develop sophisticated trading models. And we use technology to constantly refine our investment process and our insight into how the markets will behave. This approach to risk management and having systems in place helps us to find distinctive opportunities, which continues to fuel our growth as a company. We embrace internally that our work in meaningful to the relationships that have entrusted us. We require internally a fierce focus on striving together for the highest levels of truth and excellence, so that our work is simply not just realized, but felt in our relationships. We believe that creating excellent outcomes require applying our understanding of how the world works, as reflected in our principles.



Qualifications CRD# 6343100
FirmCRD# 31955
Series 7, 63, 66

Compensation/Fee I am a fee-based financial professional, Based on Assets, Commissions, Flat Fee, Hourly


Office Location 10199 Southside Blvd, Suite 200,
Jacksonville,
FL 
32256
Phone Number (904) 5300020

Joshua A. Keyes, has been involved in the asset management and general finance business since 2014. He began his journey as a financial professional at Fidelity Investments where he held many roles as a trader. Additionally, Mr. Keyes worked as a Vice President of Wealth Management in the Jacksonville area for a Fee-only Fiduciary asset management institution and had also been employed as an Investment Consultant with, Bank of America Merrill Lynch. Josh is a Registered Representative and Investment Advisory Representative through Securian Financial Services, Inc. His securities registrations include series 7, 66, 63 and as well as the FL 215 Health & Life (Including Annuities & Variable Contracts) Insurance licenses. Mr. Keyes received his undergraduate degree in Sociology, graduating from Jacksonville University. He is also currently an active member of the United States Army Reserves. Other organizations Mr. Keyes has been affiliated with include: Wounded Warriors Project - Supporter; US Veterans Foundation - Supporter; Gratitude America - Supporter; National Association of Personal Financial Advisors  Member; Financial Planning Association - Member; Jacksonville University GOLD Phin Society - Member Josh's additional hobbies include golf and recreational target shooting. He is an advocate of charity golf events and most recently he attended the Nolan Carroll Foundation's 2018 Kids Classic event at Eagle Landing Golf Club in Orange Park, FL. This fundraiser was created to continue to help guide youth and bring more awareness to the foundation's overall mission.

About Capital Financial Strategies

We are a full-service financial firm serving North Florida and South Georgia and we serve our clients with a commitment to provide a positive client experience. As an independent firm, you benefit from working with an independently owned and operated firm with strong community ties and local relationships, while having access to the resources typical of much larger firms. This is because we are aligned with Securian Financial Services, Inc., a strong financial services firm with over 135 years of history in the financial services industry. Because of our relationship with Securian, we have the ability to provide the same level of service and products many of the large, captive firms do, but maintain a truly objective approach to our advice and recommendations. This is because we work with many different insurance and financial institutions, which allows us to provide you with the products and services that address your unique financial needs. Our company is based on the principle that education and understanding of your current financial situation is vital to successfully make prudent decisions concerning your future financial condition. We take a "hands-on" approach and embrace the opportunity to work with other professionals who may provide counsel in other areas of your life, such as attorneys and CPAs.



Qualifications CRD# 3047006
FirmCRD# 104510
Series 7, 9, 10, 63, 66

Compensation/Fee I am a Fee-Based financial professional


Office Location 2 S. University Dr. Suite 231,
Davie,
FL 
33324
Phone Number (954) 7417775

Office Location 201 South Biscayne Blvd. 28th Floor,
Miami,FL  33131

Office Location 9100 S Dadeland Blvd. Suite 1500,
Miami,FL  33156

Office Location 2255 Glades Rd. Suite 324A,
Boca Raton,FL  33431

Joined Financial Engines in 2016. Began his career in the financial services industry in 1997. Successfully completed the Series 7, 9, 10, 63, and 66 examination(s) administered by FINRA. Master's degree in Finance from Nova Southeastern University and Bachelor's degree in International Finance and Marketing from the University of Miami. Hometown is Coral Springs, FL. Jonathon enjoys vacations with family, golfing, and anything University of Miami sports.

About Financial Engines Advisors, LLC

Financial Engines is America's largest investment advisor1. We help people achieve greater financial clarity by providing professional investment management, comprehensive financial planning and advice for everyday Americans. Financial Engines was co-founded in 1996 by a Nobel Prize- winning economist and we currently offer financial help to millions of people. Our unique approach, combined with powerful online services, dedicated advisors and personal attention both in and outside of the workplace, promotes greater financial wellness and helps more Americans get on track to meet their financial goals. 1For independence methodology and ranking, see InvestmentNews RIA Data Center. (http://data.investmentnews.com/ria).



Qualifications CRD# 2959892
FirmCRD# 104510
Series 7, 9, 10, 63, 65

Compensation/Fee I am a Fee-Based financial professional


Office Location 4350 West Cypress St, Meridian One Suite 101,
Tampa,
FL 
33607
Phone Number (813) 6611717

Office Location 6151 Lake Osprey Drive Suite 313,
Sarasota,FL  34240
Phone Number (941) 3602727

Joined Financial Engines in 2014. Began his career in the financial services industry in 1999. Successfully completed the Series 7, 9, 10, 63, and 65 examination(s) administered by FINRA. Master's degree in Business Administration from the University of Miami and Bachelor's degree in Finance from Fordham University. Married to Asha. They have three children.

About Financial Engines Advisors, LLC

Financial Engines is America's largest investment advisor1. We help people achieve greater financial clarity by providing professional investment management, comprehensive financial planning and advice for everyday Americans. Financial Engines was co-founded in 1996 by a Nobel Prize- winning economist and we currently offer financial help to millions of people. Our unique approach, combined with powerful online services, dedicated advisors and personal attention both in and outside of the workplace, promotes greater financial wellness and helps more Americans get on track to meet their financial goals. 1For independence methodology and ranking, see InvestmentNews RIA Data Center. (http://data.investmentnews.com/ria).



Qualifications CRD# 4227548
FirmCRD# 104510
Series 6, 7, 63, 65

Compensation/Fee I am a Fee-Based financial professional


Office Location 4851 Tamiami Trail North,
Suite 200,
Naples,
FL 
34103
Phone Number (877) 8573030

Office Location 9160 Forum Corporate Parkway,
Suite 350,
Fort Myers,FL  33905

Joined Financial Engines in 2011. Began his career in the financial services industry in 1996. Successfully completed the Series 6, 7, 63, and 65 examination(s) administered by FINRA. Earned the Certified Fund Specialist (CFSý) certification(s). Associates degree in Accounting from Monroe Community College. Hometown is Pittsford, NY. Married with two children: Adam and Alexa.

About Financial Engines Advisors, LLC

Financial Engines is America's largest investment advisor1. We help people achieve greater financial clarity by providing professional investment management, comprehensive financial planning and advice for everyday Americans. Financial Engines was co-founded in 1996 by a Nobel Prize- winning economist and we currently offer financial help to millions of people. Our unique approach, combined with powerful online services, dedicated advisors and personal attention both in and outside of the workplace, promotes greater financial wellness and helps more Americans get on track to meet their financial goals. 1For independence methodology and ranking, see InvestmentNews RIA Data Center. (http://data.investmentnews.com/ria).



Office Location 3030 North Rocky Point Drive West, Suite 700,
Tampa,
FL 
33607
Phone Number (813) 2406655

Jason Heinzelmann is a Founding Partner of Provident Wealth Management Group and a Registered Representative with LPL Financial. He holds the designation of Chartered Retirement Planning Counselor (CRPC®) from The College for Financial Planning. Jason brings a broad range of experience gained over many years in financial services, first as a Market Maker and Proprietary Trader, and then as a Financial Advisor. As a business owner himself Jason understands the importance of having objective, professional help in developing and implementing a comprehensive, fully integrated financial plan. Jason specializes in helping business owners and professionals work towards their financial goals using advanced financial planning techniques. LPL Financial offers no investment products of its own and doesn’t engage in investment banking activities. This enables Jason to devote his energies not to product quotas, but to understanding and pursuing each client’s individual financial objectives using unbiased investment recommendations. Jason has lived in the Tampa Bay area since 1993, having attended and graduated from the University of South Florida. Jason and his wife Emily are the proud parents of three children, Kaitlyn, Ben, and Ella.

About Provident Wealth Management Group

"The mission of Provident Wealth Management Group is to provide each of our clients with unbiased well researched advice, industry leading products, and exceptional personalized service, while acting in their best interest at all times."We are independent financial advisors with LPL Financial. We focus on the preservation of wealth, investment growth, maintaining income during retirement years, and our client’s protection needs. We provide our clients with ongoing advice and support, periodic face-to-face service meetings, portfolio rebalancing, and asset allocation analysis. At Provident Wealth Management Group we work to benefit and enrich the lives of our clients by upholding our high standard of care. We work without the constraints of proprietary products, conflicts of interest, or hidden agendas. We offer our clients unparalleled financial advice and first-class service and investment products.Securities offered through LPL Financial, member FINRA/SIPC. Investment Advice offered through Independent Financial Partners, A Registered Investment Advisor and separate entity from LPL Financial.



Qualifications CRD# 4769331
FirmCRD# 6413
Series 7, 66

Compensation/Fee I am a fee-based financial professional, Based on Assets, Commissions, Flat Fee


Office Location 3030 North Rocky Point Drive West, Suite 700,
Tampa,
FL 
33607
Phone Number (813) 2838413

Jarrod Rutledge is a Founding Partner of Provident Wealth Management Group as well as a Registered Representative with LPL Financial. He holds the designation of CERTIFIED FINANCIAL PLANNER™. Jarrod brings a broad range of experience gained over many years as a financial advisor. As a business owner himself, Jarrod understands the importance of having objective, professional help in developing and implementing a comprehensive, fully integrated financial plan. Jarrod specializes in helping business owners and professionals work towards their financial goals using advanced financial planning techniques. LPL Financial offers no investment products of its own and doesn’t engage in investment banking activities. This enables Jarrod to devote his energies not to product quotas, but to understanding and pursuing each client’s individual financial objectives using unbiased investment recommendations. Jarrod is a Florida native, and graduated from the University of South Florida. Jarrod and his wife Sarah are the proud parents of their 10 year old son Peyton, 8 year old daughter Kailey, and 2 year old daughter Rebekah.

About Provident Wealth Management Group

"The mission of Provident Wealth Management Group is to provide each of our clients with unbiased well researched advice, industry leading products, and exceptional personalized service, while acting in their best interest at all times."We are independent financial advisors with LPL Financial. We focus on the preservation of wealth, investment growth, maintaining income during retirement years, and our client’s protection needs. We provide our clients with ongoing advice and support, periodic face-to-face service meetings, portfolio rebalancing, and asset allocation analysis. At Provident Wealth Management Group we work to benefit and enrich the lives of our clients by upholding our high standard of care. We work without the constraints of proprietary products, conflicts of interest, or hidden agendas. We offer our clients unparalleled financial advice and first-class service and investment products. Securities offered through LPL Financial, member FINRA/SIPC. Investment Advice offered through Provident Wealth Management Group, A Registered Investment Advisor and separate entity from LPL Financial.



Office Location 13191 Starkey Rd,
Suite 1,
Tampa,
FL 
33609
Phone Number (727) 5241427

I want to take a moment to introduce you to my family; my wife Ana, and our children Sofia and Adam. Like all of my clients, family is also my most valued asset. My personal and professional choices reflect not only the values I had growing up, but also my discipline as a pilot and officer in the United States Air Force, my dedication as a father and husband, and my devotion as a trusted financial professional. I care about the process of helping people achieve success, the significance of their desired life and financial outcomes, and the life-altering consequences of not protecting against risk. As a pilot and officer in the USAF, I learned many lessons that I now apply to my personal and professional life. The military stresses a value system that puts family, country, and others before self. It teaches people to lead, not just to follow. These are all great lessons that I continue to respect and follow.

About Harwood Financial Group

We are wealth managers and we help financially successful people navigate the challenging financial markets so that they can benefit from their endeavors and enjoy their time in retirement. We are a full service organization, from wealth management and tax reduction strategies to asset protect and estate transition planning. We do not measure our level of services against other financial firms- that just wouldn't be good enough. We strive to lead our industry in excellence. As Fiduciaries we work for you. Your assets are custodian at well-known firms such as Fidelity and TD Ameritrade. Through our arrangements with these firms we will be able to manage your finances in a manner that is aligned with your goals. We will not earn commissions from the assets we manage; we are simply paid a flat fee based on the assets we manage. When you do well, we do well.



Qualifications CRD# 3084281
FirmCRD# 146151
Series 6, 63, 65

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Flat Fee, Hourly


Office Location 125 S. Swoope Ave,
Suite 109,
Maitland,
FL 
32751
Phone Number (407) 6226669

I received my formal education at the University of Florida and completed the Certified Financial Planner Professional Education Program at the University of Central Florida.

About Wealth and Business Planning Group, LLC

Richard E. Reyes, CFP represents the next generation of financial advice; Investor Coaching. Richard has spent years as an investor coach serving the retirement and investment needs for clients. The investor coaching process gives you "Peace of Mind", so you can stop worrying about your future. It helps you find happiness as it guides you in the TRUTH of investing, by teaching you how to make wise choices as you journey through your life's stages. It is all about your relationships and what you value, not your net worth.



Qualifications CRD# 144600
Series 65

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Commissions, Flat Fee, Hourly


Office Location 953 NE Jensen Beach Blvd,
Jensen Beach,
FL 
34957
Phone Number (772) 3349592

I follow a few basic principles when running the practice. They are to do the right thing, do the best you can, and show people that you care. Michael is a hands on advisor who takes great pleasure in running the business, delegating responsibilities to staff, and providing expert guidance to retirees and individuals who are fast approaching retirement. He is committed to providing clients with conservative investment strategies that will help fund a better standard of living during retirement. Just like his clients, Michael believes in the work ethic and knows how important it is to preserve hard-earned dollars. He started his career in the financial services industry in 1986, branching out to form his own company three years later. Since that time, he has had the privilege of meeting with over 2,500 people who are nearing retirement or already enjoying it. Michael is a State Registered Investment Advisor and Licensed Insurance Professional. Since opening his own firm over 20 years ago, Michael has been on a mission to protect client's capital. Unlike many advisors whom he thinks are mentally stuck in the 1990s with aggressive strategies, Michael specializes in conservative strategies that are likely to provide a steady and reliable return. Michael is literally always on the move. He took up running 18 years ago and has since completed numerous full and half marathons. Physical fitness and fiscal fitness are both of crucial importance to him.

About Peak Capital Management

Our philosophy at Peak Capital Management is that we are the coach who assists you in identifying and reaching your own financial goals. Our seven-step educational process helps you identify your objectives and develop the strategies and tactics that will allow you to reach those goals. Seven Step Educational Process Identify lifetime objectives & strategies Understand all your options Determine your risk profile Build your stable allocation model Optimize your investment allocations Identify tax reduction and catastrophic protection strategies Schedule regular periodic reviews Peak Capital Management would be pleased to steer your course toward a lifetime of financial security.



Qualifications CRD# 2648450
FirmCRD# 170454
Series 63

Compensation/Fee I am a fee-only financial professional, Based on Assets


Office Location 3811 Airport Road North Suite 201A,
Naples,
FL 
34110
Phone Number (973) 7678337

Founder, Managing Partner and Chief Investment Officer, Patrumin Investors, LLC, 2012-Present Lead Portfolio Manager, Head of US Equities, Artio Global Management, 2006-2012 Managing Director, Lead Portfolio Manager and Head of US Equities, Deutsche Asset Management, 1999-2006 Senior Industry Analyst, Ernst & Young, LLP, 1997-1999 Equity Analyst, Evergreen Asset Management, 1994-1997 Equity Analyst, Standard & Poor's Corp., 1991-1994 MS, Accounting, American University, Kogod School of Business BA, Business Administration, William Paterson University

About Patrumin Investors

Patrumin Investors, was founded in 2012 by Samuel Dedio. The firm was formed then to ensure a continuation of four successful U.S. Equity Strategies that he managed for New York- based Artio Global Investors since 2006. What distinguishes Patrumin from nearly all competitors is the company specializes and focuses on one thing only: constructing and managing investment portfolios. The firm does NOT sell insurance, annuities, nor is it a paid distributor of mutual funds, like most advisors. Patrumin simply takes an advisory fee of 1.00%-to-1.50% and constructs investment portfolios of individual securities, also know as separately manged accounts (SMAs). The firm does NOT utilize mutual funds unless requested by clients. The ONLY fees Patrumin earns are transparent client advisory fees. Mr. Dedio specializes in analyzing companies and constructing investment portfolios for individuals, retirement plans and institutions. He has over 25 years of Wall Street experience analyzing and successfully managing sizable assets in New York City for leading firms, including: Standard & Poor's, Evergreen Investors, Bankers Trust, Deutsche Bank and Bank Julius Baer. Prior to starting Patrumin in 2012, Mr. Dedio served as Head of U.S. Equities for Bank Julius Baer and Managing Director & Head of U.S. Equities for Deutsche Asset Management. In addition to managing SMAs of qualified retirement and non- retirement investment accounts, Patrumin also provides UMA and sub-advisory account management services.



Qualifications CRD# 5419103
FirmCRD# 148338
Series 66

Compensation/Fee I am a Fee-Based financial professional, Based on Assets


Office Location 9040 Town Center Parkway,
Lakewood Ranch,
FL 
34202
Phone Number (910) 3520751

Dwight's passion for stock analysis, financial planning, and client services grew from his early background as a personal banker. This experience led him to a career as a financial advisor in his hometown of Sarasota, Florida. A true native of Sarasota, he graduated from Sarasota High School in 1999. He moved to North Carolina to be closer to his family and graduated from The University of North Carolina at Wilmington in 2004 with a bachelors degree in finance. After graduation, he decided it was time to move home and pursue a career in the financial industry, helping individuals in the southwest region of Florida. He currently serves as an investment advisor representative and portfolio manager at Horizon Wealth Advisors. Presently, he resides in Sarasota, Florida with his two Labrador retrievers, Abbey and George. Beyond his career, he is passionate about improving his personal health and wellness through yoga, exercise, and meditation. Yoga has become an influential part of his life and he is a Registered Yoga Teacher, RYT-200hr, and teaches several classes a week. In addition, he is a board member and treasurer of the Gulf Coast Italian Cultural Society and supports The Sarasota County Humane Society, Manatee County Humane Society, and Southeastern Guide Dogs, Inc.

About Horizon Wealth Advisors

Horizon Wealth Advisors is a Registered Investment Advisor based in Lakewood Ranch, Florida. We specialize in personal asset management for high net worth individuals, families, and institutions throughout Florida and Pennsylvania. Horizon Wealth Advisors offers the experience and sophistication of a large, institutional investment firm, with a level of attention and client service only an independent, locally-owned company can provide. As your adviser, our goal is to help you focus on the long- term benefits of saving and investing today. We partner with you, guiding you and your family to a future of financial independence. Together we will ensure that every aspect of your financial life is working seamlessly so that you can enjoy retirement. It is our fiduciary duty to provide suitable investment advice and always act in your best interest.



Qualifications CRD# 1321857
Series 65

Compensation/Fee I am a fee-only financial professional, Based on Assets


Office Location 166 A1a,
4371 Park Avenue (US 17), Suite 201,
Fleming Island & Ponte Vedra,
FL 
32082
Phone Number (800) 2621083

Dr. Jeff Camarda, one of the Best Financial Advisors in America according to Barrons, has a lifelong passion for wealth creation and conservation. His motivation to become one of the nation's most heavily credentialed wealth professionals comes from his desire to build, protect, and pass on his own family fortune. Entirely self-made, Jeff has amassed substantial personal wealth using his investment, planning, & tax reduction skills. He safeguards this family wealth using the risk control strategies he's developed over decades, and nurtures and protects it for future generations using advanced trust, tax, asset protection and estate planning methods. He is especially passionate about applying these techniques for the clients Camarda Wealth serves. Guiding from successful personal experience, that's real wealth leadership. Besides the Barron's honors, Jeff's also been named one of WORTH Magazine's Top 250 advisors, and has been nationally recognized for decades. In addition to his PhD in financial and retirement planning, he's completed many financial education programs, including the Chartered Financial Analyst (CFA®), Certified Financial Planner (CFP®), Chartered Financial Consultant (ChFC®), Chartered Life Underwriter (CLU®), Certified Funds Specialist (CFS®), and the Board Certified, Mutual Funds (BCM®) curriculum. He also holds a Master's degree in financial planning (MSFS®), and the E.A. tax expert credential, authorizing him to represent clients before IRS; only E.A.s. CPAs, and attorneys may do so. Jeff's written hundreds of articles and financial reports, whitepapers, and guides, and publishes original financial content in print and video on a regular basis.

About Camarda Wealth Advisors, LLC

Camarda Wealth is nationally recognized and has been advising successful families and managing their portfolios for decades. Beyond CFA®-grade fiduciary fee-only portfolio management, Camarda offers highly credentialed expertise in tax, estate, asset protection, retirement income and other advanced planning. This rare combination of sophisticated knowledge can help families and business owners make and keep far more wealth than may be possible with less capable advisors. Firm leader Jeff Camarda, PhD, CFA®, E.A., has been repeatedly named by Barron's as one of the best financial advisors in America. Barron's calls ranked advisors like Jeff Camarda's the best people in the business and truly great financial advisors and says that they are accepted in the industry as the top 1% who set the highest standards of their profession. He led the successful fight to compel the CFP® Board to require honest disclosure of hidden commissions and other consumer pitfalls, had his advice featured in the Wall Street Journal for years, and quoted as a financial expert in the national press for decades. Camarda Wealth is A+ rated by the Better Business Bureau. Besides Barron's, Jeff and the firm have been regularly top-ranked by notable industry groups such as the National Association of Board Certified Advisory Practices, Bloomberg's Wealth Manager, and others. Dr. Camarda's also an award-winning academic researcher, specializing in advisor education and professionalism, senior financial literacy, and value stock investing. His hobbies include boating, art and antiques. He is active in Boy Scouting at both the unit and regional board levels.



Qualifications CRD# 4766050
FirmCRD# 421
Series 6, 7, 66

Compensation/Fee I am a fee-based financial professional, Based on Assets, Flat Fee


Office Location 6052 Turkey Lake Rd. Ste. 101,
Orlando,
FL 
32819
Phone Number (407) 2370116

David has been in the Financial Services industry for over 15 years whose experience ranges as Founding Partner of Sunrise Wealth Advisors, Financial Advisor for a select group of families in Central Florida and out of state, and coaching and training financial advisors.

About Sunrise Wealth Advisors

Sunrise Wealth Advisors is a full-service financial consulting firm dedicated to helping our clients build wealth and protect their hard-earned assets. Our firm is completely independent, so our loyalty belongs exclusively to our clients -- not to a parent company. Sunrise Wealth Advisors was founded by Nicholas J. Russell, CRPC® and David I. Strunc, CRPC®. Nicholas and David are dedicated to helping families and business owners in the greater Orlando area as well as those in Georgia, Maryland, New York, Louisianna, and Indiana. Your personal Sunrise Wealth Advisor is licensed with his Series 7, Series 66, and state insurance licenses. This allows your personal advisor to properly assist you in different aspects of your life including Retirement Planning, Investments, Insurance, and Financial Planning. Check out our commercial that airs on CNBC and TNT!



Qualifications CRD# 146512
FirmCRD# 146512
Series 65

Compensation/Fee I am a Fee-Based financial professional, Based on Assets


Office Location 4651 salisbury Road,
Suite 400,
Jacksonville,
FL 
32256
Phone Number (352) 4336565

David Morgan has decades of experience in the investment, retirement and estate planning industry advising individuals, professionals, and families in these matters. Able to work throughout the country with his team of advisers and professionals, he coordinates and insures a completely customized plan for all of your affairs: estate planning, financial, income, and tax. Certified Estate Planner (CEP®) Masters of Science in Financial Services (Certifications as Certified Annuity Specialist, Board Certified in Estate Planning, Board Certified in Asset Allocation, Certified Funds Specialist, Retirement Income Specialist) Certified Senior Advisor (CSA) Certified Financial Fiduciary (CFF) Registered Investment Advisor (RIA) firm Member of both the Better Business Bureau & National Ethics Association Paladin Member B.A., Indiana University, Honors Published: "Urban Land Use: Policy & Controls" Elder & active member of his church, avid sports and exercise enthusiast,father, and married to a wonderful wife. Strong advocate for the implementation and utilization of a multi-displinary and coordination of professional services. This comprehensive approach facilitates the protection, distribution, and preservation of your assets and the effectual transfer of your estate to your heirs.

About R.E.A.P., Llc

The REAP Companies (Retirement & Estate Advisors & Professionals, LLC) We at REAP, LLC. are proud to have helped many families and individuals over the years. Our firm uses a robust team approach to focus on retirement issues, estate planning needs and other various financial challenges. REAP is a professional firm designed to assist families in protecting their assets and maintaining their standard of living. The following is a partial list of services we provide: Asset Protection and Preservation Estate Tax Limitation or Reduction Wealth and Estate Transfer Planning Individual and Family Trust Planning Planning for Disability or Incompetence Capital Gains Tax Reduction Reduction of Taxes on Social Security Benefits Income Tax Reduction and Increasing Spendable Income Seminars Specializing in Estate, Income, Financial & Tax Advisory Issues Many families can better organize their estate, income, financial and tax affairs when they know about the many solutions that are available beyond what they are told by their stockbrokers, accountants and attorneys.



Office Location 165 Wells Rd,
Suite 407,
Orange Park,
FL 
32073
Phone Number (888) 2367777

Corporate History / Background Back in 1997, four financial advisors sharing office space discovered they also shared a critical belief: the financial services industry needed a better way to provide advice to clients. They were passionate about that truth. They had complementary skills in financial advice, technical expertise, relationship management and operations that enabled them to translate their passion into action. From those shared beliefs, Wealth Enhancement Group was born. This new approach to financial services put clients first. It made clients long-term partners in planning their own futures based on their values and goals, so that they understood why they owned the investments they did. It ensured our firm's advice would always be in their best interest. Like all good ideas, Wealth Enhancement Group has branched, adapted, and grown as new people work on it. But more than 20 years later, the basics remain. We believe independence from Wall Street, and a client-centered approach to financial services, are good for clients. We believe a team-of-specialists methodology delivers better results than a single financial advisor can offer. And we believe the long-term partnership we create with clients gives them confidence about their financial future.

About Wealth Enhancement Group

At Wealth Enhancement Group, we simplify your financial life through our team-based approach, enabling you to make more confident decisions and be less stressed about managing your wealth. With expertise in six key areas of wealth management, our Roundtable team helps ensure your financial life is examined from all angles: financial planning, tax strategies, investment management, retirement income planning, insurance, and estate planning. You get all the specialized knowledge you need, all through one point of contact. Join us today and rest in the comfort of knowing your entire financial life is unified, simplified and under control.



Qualifications CRD# 2543647
FirmCRD# 6413
Series 7, 24, 63, 65

Compensation/Fee I am a fee-based financial professional, Based on Assets, Commissions, Flat Fee


Office Location 808 Polk Street,
Hollywood,
FL 
33019
Phone Number (954) 9206644

CERTFIED FINANCIAL PLANNER TM Over twenty-five years experience in the financial services industry. 20 years in present position as an independent Registered Investment Advisor Representative and Registered Principal. Registrations are held through LPL Financial. Education : B.A. University of Delaware Stonier Graduate School of Banking Boston University -Financial Planning CFP®

About LPL Financial

I am a CERTIFED FINANCIAL PLANNER™ professional and my practice covers all aspects of financial planning with a focus on retirement. Your financial goals, needs, and priorities are the cornerstones of my practice. My job is to provide you with one on one service, communication, and bring together my knowledge and experience to support your financial objectives. My success is measured by your comfort level in knowing these objectives are being addressed.I have been in the financial services industry for over thirty years and have built my practice on:client service, integrity, and long term investment guidance. I specialize in the following: Financial Planning - Retirement/Estate/Education Retirement Plans - IRA's/Roth/Sep's/401k Rollovers Tax Sheltering - Tax Free Income / Charitable Remainder Trusts / 412i Plans / Cost Effective Investments - Money Managers / Wrap Accounts / Annuities



Office Location 6919 SW 18th Street,
Suite 200-410,
Boca Raton,
FL 
33443
Phone Number (561) 2920510

Bachelors of Business Administration, Finance, Florida Atlantic University. Series 65, Registered Investment Advisor. Founded, Operated and Sold Several Mutli-Million Dollar Companies. Extensive experience in all financial aspects of small/mid sized business. First hand experience working with high net worth individuals and business owners. Experience in real world application of financial management and Retirement Planning.

About Executive Planning LLC

At Executive Planning, we're specialists in helping real people plan for the future. Not just a future with a certain number, a future that represents the life you want for you and your family. We are a fee-based, fiduciary advisory firm, meaning we put your interests first. All our team members are paid a salary, so there's absolutely no incentive to push any products. Using Dimensional Fund Advisors, we build strong, low-cost portfolios based on disciplined, reality-tested principles. Executive Planning builds portfolios based on the science of capital markets. We help investors pursue higher expected returns using a dynamic implementation process that integrates Nobel Prize winning research, portfolio design, portfolio management and tax efficient trading.



Qualifications CRD# 4007586
FirmCRD# 105310
Series 7, 66

Compensation/Fee I am a fee-only financial professional, Based on Assets


Office Location 4851 Tamiami Trail North, Suite 200,
Naples,
FL 
34103
Phone Number (239) 3021715

As Managing Director at Signet Financial Management of SWFL, I strive every day to help my clients pursue their financial goals. I am committed to helping make a difference in the financial futures of the individuals, families, and business owners that I have the opportunity to work with. By taking the time to get to know my clients and understanding what matters the most to them, we are able to work together to create goal-based plans designed around their unique needs. If you have questions about potential investment solutions for retirement, providing for your childrens or grandchildrens education, or legacy planning, I welcome the opportunity to see how I might be able to help. Please call us at: 239-302-1715

About Signet Financial Management, LLC

Signet Financial Management was established in 1988. We have a local Naples Florida presence, and a team of driven professionals including Chartered Financial Analyst's (CFA) and Certified Financial Planner's (CFP) with decades of experience. We believe each client deserves their own personal portfolio, custom tailored to their individual requirements. We accomplish this by developing genuine relationships to intimately understand your goals and needs. We custom design portfolios based upon each client's individual risk tolerance and income needs using our own proprietary management strategies. This means our clients own the individual stocks and bonds our research has identified. The result is, we believe, a lower cost, more tax-efficient portfolio. Furthermore, this promotes transparency for clients about every investment decision we make.



Qualifications CRD# 5167229
FirmCRD# 112097
Series 7, 66

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Commissions, Flat Fee, Hourly


Office Location 5426 Bay Center Dr, Ste 575,
Tampa,
FL 
33609
Phone Number (727) 6230346

Armand applies his investment and wealth planning experience to provide comprehensive solutions for business owners, families and individuals. He believes in a systematic approach to money management and having a detailed process that is based on the foundation of intellectual rigor and discipline. Armand holds a Masters of Science Degree in Personal Financial Planning. He is a CERTIFIED FINANCIAL PLANNER professional and holds the Certified Investment Management Analyst (CIMA) designation through the Wharton School at the University of Pennsylvania, among other industry recognized designations. He was born in St. Petersburg Florida and grew up in the island of Jamaica. Armand has fond childhood memories of raising goats on his families farm in Hanover, Jamaica. Armand returned to the United States in 2002 and attended Eckerd College in St. Petersburg where he received a degree in Economics. Having grown-up in Jamaica and living on a farm, Armand has a true understanding of hard work & dedication, and understands what it takes to be successful. Armand currently resides in St. Petersburg, Florida and enjoys networking and being active within his community. His hobbies include playing & watching soccer, cycling, and when he is able to get away from the office, traveling. Armand is a member of the following Professional Associations & Organizations: * College for Financial Planning Alumni Association * Eckerd College Alumni Association * Financial Planning Association of Tampa Bay * Investment Management Consultants Association

About NBC Securities, Inc.

Armand is an independent financial advisor with NBC Securities, Inc., located in Tampa, Florida. He and his team are CERTIFIED FINANCIAL PLANNER (CFP) professionals, and function as Fiduciary advisors for his clients when building/managing portfolios or doing comprehensive financial planning. He and his team are eager to hear your story and begin to assist you in creating the chapters ahead. Whether it's planning for retirement, investing in your childrens education or ensuring you receive objective advice on a full-range of financial products, they recognize it's your story. They always put your interests first as they function as Fiduciary Advisors. They will guide you through the financial planning process, help you select appropriate solutions, and ensure consistent monitoring for proactive modifications. From the strength of their team of experienced advisors, to the investment and technology platform provided by RBC Correspondent Services, a division of RBC Capital Markets. Armand, his team, and NBC Securities, Inc., is ready to help you create the future you choose.



Qualifications CRD# 1199626
Series 7, 24, 51, 63, 65

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Flat Fee


Office Location 200 Ocean Trail Way,
Ste 1105,
Jupiter,
FL 
33477
Phone Number (561) 5292671

Andy has an extensive background in the financial services industry. He began his career with American Express Financial Advisors in 1983, and worked with them until joining Prudential Financial in 1998. Andy then founded his independent practice, Ascend Wealth Management, LLC. in 2009 with the belief that an objective approach is more beneficial for his clients. Andy earned a Bachelor of Arts degree in Economics from Fordham University in New York, New York. He also holds the Certified Financial Planner (CFP®) designation from the College of Financial Planning, and the Chartered Financial Consultant (ChFC), Chartered Life Underwriter (CLU), and Chartered Leadership Fellow (CLF) from the American College along with the Certified Long-Term Care (CLTC) designation. He holds the Series 7, 24, 51, 63 and 65 licenses with FINRA and various state insurance licenses. Andy is also an active member in various industry groups as a member of the National Association of Insurance and Financial Advisors (NAIFA), the Society of Financial Services Professionals (FSP), and the Financial Planning Association (FPA). In 2004 Andy became a member of the prestigious Research Agency Group (RAGS) of the Life Insurance Marketing and Research Association (LIMRA).

About Ascend Wealth Management, LLC.

At Ascend Wealth Management we work with individuals and businesses as they seek to make sound financial decisions. Our coordinated approach to holistic financial planning is unique for each individual client. Identifying your life goals can help you make the financial decisions that will allow you to realize your dreams - for tomorrow, and well into the future. At Ascend Wealth Management, our initial meeting begins with a discussion about you and your unique situation as we explore your goals & values. After clarifying your priorities, we create a customized, detailed strategy to help you be more confident about your financial future. A comprehensive financial plan will clearly show how your goals are interrelated, and serves as a framework for organizing the pieces of your overall financial picture. Integrating your coordinated financial plan with individually tailored strategies will help guide you on your path towards financial independence. Most importantly, you'll have the peace of mind that comes from knowing that you are on track towards achieving your financial goals. Achieve new heights. Ascend.



Qualifications CRD# 1035089
FirmCRD# 15708
Series 6, 22, 62, 63, 65

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Hourly


Office Location 2420 S Lakemont Ave,
Suite 120,
Orlando,
FL 
32814
Phone Number (407) 6444686

Al Baker, CFP® began his financial career in 1983 with Lincoln Financial Group. He also spent 18 years with SWS Financial Services as an advisor before moving to Security Financial Management as an advisor. Al Baker is considered a true expert in retirement planning and portfolio management by many of his piers. If your looking for someone who truly wants to understand your financial situation and help you achieve your goals, then you came to the right place.

About Security Financial Management

Come in looking for a Financial Planner and Walk out with your very own C.F.O. There are a few things our leadership team knows to be true. First, a good relationship is a powerful thing. Fact is, people test people every day to see if their word has meaning. We invite you to give us a shot. For three decades we have built our firm around reliability and trust. And a hands-on style of customer service. From minimizing estate and income taxes, investment allocation and diversification, to asset protection and planning for persons with disabilities, we’re responsive, experienced and thorough. Like your own C.F.O. should be.



Qualifications CRD# 4955951
Series 7, 66

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Flat Fee


Office Location 6052 Turkey Lake Rd, Ste. 101,
Orlando,
FL 
32819
Phone Number (407) 2370117

A founding partner of Sunrise Wealth Advisors, Nick J. Russell is actively involved in his office as an Investment Advisor Representative and CRPC®. Nick truly believes in dedicating year-round time and attention to each and every one of his clients.Nick specializes in subjects including (but not limited to) Investment Advisement, Wealth Management, Retirement Planning. When he is not at the office, Nick enjoys traveling, spending time with his family and friends, golfing, and rooting for the Virginia Tech Hokies and Orlando Magic sports teams.

About Sunrise Wealth Advisors

Nick J. Russell, CRPC®, is a founding partner of Sunrise Wealth Advisors and developed the company via his firm belief that clients should be able to receive unbiased financial guidance. Nick has over 11 years of industry experience and currently services his clients in Investment, Insurance, and Financial Planning.



Qualifications CRD# 5341060
FirmCRD# 25
Series 7, 66

Compensation/Fee I am a fee-based financial professional, Based on Assets


Office Location 1401 S. Florida Ave.,
Lakeland,
FL 
33803
Phone Number (863) 6166021

A Polk County native, Troy received a B.S. in Financial Management from Florida Southern College where he also played baseball. His wife is a Speech Language Pathologist at Central Florida Speech and Hearing Center. Troy and his wife live in Lakeland where they are members of St. Josephs Catholic Church. As a sports enthusiast who played high school and collegiate baseball, Troys career provided him with a team player attitude that enables him to focus on giving back to his community. Troy and his wife lend their time and talents to local organizations including Good Shepherd Hospice, the Bethany Center for Grieving Teens and Youth, Camp Brave Heart, and the United Way of Central Florida. Troy also serves on the board for Volunteers in Service to the Elderly (VISTE) and is a graduate of Leadership Lakeland class 32. Troy received the 2016 Volunteer of the Year Award for Alliance for Independence with his role in the Wine Festival of Central Florida event that raises funds for adults with disabilities. He joined the Allen & Company team of Financial Advisors in 2007 after serving as a college intern. A Certified Wealth Strategist®, Troy is also a CERTIFIED FINANCIAL PLANNER". He holds Series 7 and 66 licenses, as well as Life, Health and Variable Annuities.

About Allen & Company

Allen & Company's longstanding heritage of personalized customer service spans more than 80 years. From our humble beginnings in J. Everett Allen's windowless office in downtown Lakeland in 1932 to opening multiple locations, generations of family's have trusted Florida's oldest investment firm to grow their wealth and help secure their financial future. When Ralph Allen joined his father's firm in 1963, Allen & Company had four financial advisors. Today we have grown to nearly 70 associates in three offices across Central Florida, and we are on pace to have doubled in size over the past 15 years. Allen & Company expanded to eastern Polk County in 1968 with the establishment of our Winter Haven office. In 1987, our flagship office in Lakeland moved after 50 years in the same downtown location to its current residence, the Allen Building, on South Florida Avenue. With a growing need for advisors across Central Florida, we opened an office in Viera in 2012. Our growth has been both strategic and intentional, and our continued expansion is a result of making relationships our priority. While our client-focused personal service sets us apart, the firm consistently invests in our associates. In fact, Allen & Company created an ESOP in 2012 to give our employees an ownership interest in the firm. We know that when we invest in our associates, everyone benefits.



Qualifications CRD# 1977387
FirmCRD# 104510
Series 7, 8, 63, 66

Compensation/Fee I am a Fee-Based financial professional


Office Location 4651 Sallsbury Road,
Suite 400,
Jacksonville,
FL 
32256
Phone Number (904) 6423939

Office Location 4865 North Wickham Road Suite 108,
Melbourne,FL  32940
Phone Number (321) 7516162

"Joined Financial Engines in 2007. Began his career in the financial services industry in 1993. Successfully completed the Series 7, 8, 63, and 66 examination(s) administered by FINRA. Earned the Chartered Mutual Fund CounselorSM (CMFC®) certification(s). Bachelor's degree in Economics and Finance from the University of West Florida. Hometown is Dunedin, FL. Married to Fane. They have two children: Emily and David. Steve enjoys golfing, movies, and politics."

About Financial Engines Advisors, LLC

Financial Engines is America's largest investment advisor1. We help people achieve greater financial clarity by providing professional investment management, comprehensive financial planning and advice for everyday Americans. Financial Engines was co-founded in 1996 by a Nobel Prize- winning economist and we currently offer financial help to millions of people. Our unique approach, combined with powerful online services, dedicated advisors and personal attention both in and outside of the workplace, promotes greater financial wellness and helps more Americans get on track to meet their financial goals. 1For independence methodology and ranking, see InvestmentNews RIA Data Center. (http://data.investmentnews.com/ria).



List of Additional Financial Advisors in Florida
A. G. Edwards & Sons, Inc. West Palm Beach, FL
AXA Advisors, LLC West Palm Beach, FL
Stratigraphic Asset Management, Inc. Coral Gables, FL
Ameriprise Financial Services, Inc. Miami, FL
Rampersaud Wealth Management Oviedo, FL
FirsTrust Daytona Beach, FL
Bright Financial, Inc. Sunny Isles Beach, FL
CJR Investment Advisers Jacksonville, FL
Allen & Company Of Florida, Inc. Lakeland, FL
Edmp, Inc. Lutz, FL
Allen & Company Of Florida, Inc. Lakeland, FL
Compagnie Financiere de Conseil d?Investissements, LLC Coral Gables, FL
D'amico & Associates Inc Clermont, FL
David L. Winter, P. A. Coral Gables, FL
Dito Private Client Services, Inc Palm Beach Gardens, FL
Mas Advisors Llc Miami, FL
Fin-Est Wealth & Tax Planning, LLC Pembroke Pines, FL
Financial Planning Corporation North Palm Beach, FL
Financial Saving Services, Inc Miramar, FL
Financial Security Concepts Plantation, FL
Financial Strategies Group Weston, FL
Investor Solutions Coconut Grove, FL
Bott-Anderson Partners, Inc Jacksonville, FL
GunnAllen Financial Brandon, FL
ING Financial Partners Tampa, FL
INVEST Financial Corporation Tampa, FL
Independant Pembroke Pines, FL
Invest Financial Corporation Tampa, FL
Diversified Life, Inc Fort Walton Beach, FL
J. Anthony Group Lutz, FL
JB Hanauer & Co. Hallandale Beach, FL
Jefferson Pilot Securities Corporation, Member SIPC Lakeland, FL
John Hancock Financial Network Plantation, FL
Edward Jones Mount Dora, FL
Allen & Company Of Florida, Inc. Lakeland, FL
Purshe Kaplan Sterling Investments Marco Island, FL
Allen & Company Of Florida, Inc. Lakeland, FL
Allen & Company Of Florida, Inc. Lakeland, FL
Dac Asset Management Llc Naples, FL
Lehman Brothers Palm Beach, FL
Leumi Investment Services Inc. North Miami Beach, FL
Lincoln Financial Advisors Jacksonville, FL
Lincoln Financial/Sagemark Consulting Jacksonville, FL
Merrill Lynch Jacksonville, FL
Merrill Lynch West Palm Beach, FL
Merrill Lynch West Palm Beach, FL
Ameriprise Financial Services, Inc. Plantation, FL
Allen & Company Of Florida, Inc. Lakeland, FL
Allen & Company Of Florida, Inc. Lakeland, FL
Ned Davis Research Group Venice, FL
New England Financial Coral Gables, FL
New York Life Jacksonville, FL
New York Life Insurance Jacksonville, FL
Onyx Options Consultants Corp. Surfside, FL
Newport Group Securities, Inc. Heathrow, FL
Quick and Reilly Palm Beach, FL
Allen & Company Of Florida, Inc. Lakeland, FL
Raymond James St Petersburg, FL
Raymond James Financial Services, Inc. Miami Beach, FL
Raymond James Financial Services, Inc. Aventura, FL
Northwestern Mutual Financial Network Clearwater, FL
Robert W. Baird & Co. Incorporated Tampa, FL
Signator Investors, Inc. Jacksonville, FL
Steadman Financial Consulting Group Tampa, FL
LifePlan Advisors, Inc. Ormond Beach, FL
Vincent J. Luongo Financial Solutions, Inc. Hollywood, FL
Provise Management Group, Llc Clearwater, FL
Wachovia Securities Palm Beach Gardens, FL
Wachovia Securities, LLC West Palm Beach, FL
Wachovia Securities, LLC Palm Beach Gardens, FL
Waddell & Reed Financial Advisors Jacksonville, FL
Wealth Solutions, LLC Palm Beach Gardens, FL
Westminster Financial Palm Beach, FL
Allen & Company Of Florida, Inc. Lakeland, FL
Greenberg Financial Group Delray Beach, FL
PlanMember Securities Jacksonville, FL
Virji Investments, Inc. Lake Mary, FL
Sickle Hunter Financial Advisors Tampa, FL

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