wiseradvisor

Sean Casterline, CFP®, CFA®
Delta Capital Management, LLC.

Tel: 407-422-2423 Ext. 110
698 N Maitland Avenue Suite 201
Maitland, FL 32751

Helping Families Reach Their Long-Term Financial Goals

Delta Capital Management, LLC. | Financial Advisor in Maitland ,FL

About Delta Capital Management, LLC.

The company provides services to individuals, trusts and qualified retirement plans. The firm's objective is to assist you in reaching your long-term financial goals. In investing, as in tailoring, there's no such thing as one size fits all. The most important thing we do is tailor your finances to your individual investment needs and risk tolerances. Only after defining the end needs can we truly map out a plan to get you there.

The common stitch among our clients is their desire for peace of mind concerning their investments. They are all looking for a long-term relationship upon which to build the financial foundation of their life. They are looking for a relationship with a firm that can give them objective and unbiased investment consulting.

Our goal is to help the investor decipher the best way to achieve their long-term financial goals. For some investors, their goals may be surrounded by maximum returns in a long-term time frame. For others, it may be a steady flow of income or a simple reduction in risk. Our services add value. Developing long-term financial goals and adhering to a well defined investment discipline is the most reliable way in which to meet our goals. Believe it or not, most individuals, regardless of wealth, have a great deal of anxiety about their finances. When you hire Delta Capital Management, you hire a group of individuals with broad credentials and market experience who believe in a long-term disciplined investment approach. We help you develop a plan. We instill a discipline to your investing. We help you reach your long-term financial goals.


General Information

Firm Start Year:   2003
No.of Employees:   10-19
Gender:   Male
Name of Custodial Firm:   Charles Schwab Institutional
States Licensed in:   FL, LA
Number of Years with Current Firm:   18
Work Experience:   We work with individuals, families, and employers in both the Greater Orlando area and across America. We do not have a minimum AUM for our only goal is the success of the client. With over 30 years of experience in many facets of financial and retirement planning, we will succeed in helping our clients reach their long term financial goals.
I work with the following types of clients:   Businesses, Individual Investors, Non-Profit Organizations
Foreign Languages Serviced:   English
Advisory Services Provided:   Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities, Financial Advice & Consulting


Services

Investment Types:   Options & Futures, Stocks, Mutual Funds, Bonds, Alternative Investments, Exchange Traded Funds (ETFs), Annuities, Insurance
I can meet clients in the following ways:   Video Conference, Via Email, Via Phone, At your office, At your home, At my office, Our Offices


Qualifications & Memberships

Insurance and Annuity Licenses:   Health, Life, Variable Annuity


Firm Information

Firm's Number of Clients:   500
Firm's Number of Planning Clients:   500
Firm's Number of Managed Clients:   500
Assets Managed by Firm:   184 Million
Advisor's Number of Clients:   500
Advisor's Number of Managed Clients:   500
Advisor's Number of Planning Clients:   500
Assets Managed by Advisor:   $184 Million


Compliance

Registered Investment Advisor:   Yes
Registered Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   Fee-Based
Compensation Methods:   Based on Assets


Board Positions

Organization:  University of Florida Alumni Association  Gainesville, Florida
Position :  Member
Duration :  01/01/2000-Currently holding

Organization:  Sharing Smiles - Advent Health  Orlando, FL.
Position :  Board Member
Duration :  01/01/2020-Currently holding


Education

Masters in Business Administration - Finance and Business  University of Florida - Gainesville, FL.
08/01/1997-08/01/1998



Faqs

  • Why should I choose you as my financial advisor? Our defining principle is the genuine connections we build with our clients. We take the time to fully understand our clients wants/needs. With this, we are able to build a portfolio that will help them reach their long-term financial goals. Because of this, our clients become part of the family. This relationship is what separates us from the rest.
  • How do you charge for your services? We charge a quarterly fee paid in advanced based on the Assets Under Management.
  • What services do you provide? What are your specialties? As noted above, we are Fiduciaries who specialize in portfolio and wealth managing. We specialize in managing brokerage, retirement, and trust accounts along with Employer Simple, SEPs, and 401(k)s.
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Sean Casterline

Sean Casterline

CFP®, CFA®

Sean D. Casterline is the President and Senior Portfolio Manager for Delta Capital Management, LLC an Investment Advisory firm located in Orlando, Florida. Mr. Casterline began his career with Delta First Financial as an asset manager.

During his time at Delta, he progressed thru the company to eventually land as the Senior Portfolio Manager with the firm. In 1998, he left for an opportunity to work with Wealth Management Financial Group as their Senior Portfolio Manager. While there, Mr. Casterline managed client assets totaling over $185 million and co-hosted a syndicated financial radio show called "Talking About your Investments". The show was broadcast in 85 cities nationwide for four hours a day and was heard in such cities as New York, San Francisco and Dallas. Mr. Casterline has also been published in several trade magazines/websites and in April 2010 had his book Investors Passport to Hedge Fund Profits hit the bookshelves.

Mr. Casterline earned both his Bachelor's Degree in Finance and Master"s Degree in Business Administration from the University of Florida. He also has the distinction of being a CFA Charter holder and was an Arbitrator for the NASD. He has held many securities licenses including, Series 7 , General Securities Rep, Series 63 , State Securities, Series 65 , National RIA, Series 4 , Options Principal and a Series 24 , General Securities Principal as well as Life, Health and Variable Annuity License.

Mr. Casterline is also an active member in the University of Florida Alumni Association and has also served as a Director for the CFA-Orlando Society. He has been involved with other charitable organizations such as the Fellowship of Christian Athletes, Big Brothers/Big Sisters of Gainesville and Habitat for Humanity. Mr. Casterline met his wife Amy in 1992 and the couple has been married for nineteen years. After graduating from the University of Florida, Mrs. Casterline spent eight years as a field sales representative , most recently as a District Sales Manager in the legal publishing industry. In 2001 Mrs. Casterline chose to give up her career when the couple decided to become full time foster parents. They were licensed through the Childrens Home Society in 2002 and are now proud parents of their two adopted sons, Jonathan who is twenty years old and his younger brother Beau who is nineteen.

My Team

Graduating Summa Cum Laude, he earned both a Geoscience degree and a Geographical Information Systems certificate at Florida Atlantic University while playing Division 1 College Football for three years. Anthony made his transition into the Financial Services Industry after spending the first part of his career in the world of Civil Engineering. He now holds several security licenses including the Series 65 - National RIA, the Series 7 , General Securities Representative (with Delta Securities C ...more

Alex is a financial advisor with Delta Capital Management, LLC. Alex's prior experience includes advising assets totaling over $45 million. He has managed accounts for a variety of individuals and businesses across the United States. Prior to joining the Delta Advisory Group, Inc. team, Alex managed an Edward Jones Investments office located in the Dr. Phillips suburb of Orlando. Alex has passed the Financial Industry Regulatory Authority's Series 66 and Series 7 exams, and is licensed to transa ...more

Office Hours

wiseradvisor-balck-li-img Mon. 8:30 AM - 5:30 PM
wiseradvisor-balck-li-img Tue. 8:30 AM - 5:30 PM
wiseradvisor-balck-li-img Wed. 8:30 AM - 5:30 PM
wiseradvisor-balck-li-img Thu. 8:30 AM - 5:30 PM
wiseradvisor-balck-li-img Fri. 8:30 AM - 5:30 PM

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