There are hundreds of financial professionals in your area. However, choosing the right advisor that understands your financial situation and meets your needs may be quite daunting. WiserAdvisor has a network of vetted financial advisors and advisory firms and has listed them below. You can find the details of each advisor, such as their qualifications, service offerings, etc. that you could use while searching for the financial advisor that best suits your financial and investment goals.
We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards.
Cary
has
6
WiserAdvisor vetted Financial Planners and Advisors for you to
choose from and
51
non-vetted advisors in your local area. These financial advisors in
Cary, North Carolina
have an average of
16
years of experience.
NOTE: The list of financial
advisors in
Cary, North Carolina
mentioned below do not include all the advisors in our network due
to their compliance listing restrictions. More vetted advisors may
be available when you use our free
match service to compare financial advisors near you in
Cary, North Carolina.
Qualified Financial Advisors in Cary, North Carolina | ||||
---|---|---|---|---|
Financial Advisor | Experience | AUM | Minimum Assets | Fee Structure |
John McAulay
CFP®, CLTC® MCAULAY FINANCIAL AT LPL 126 W. Chatham Street, Cary, NC 27511 |
20 | $60,000,000 | $500,000 | Fee-Based |
Coach Pete D'Arruda
RFC®, RICP®, MRFC CAPITAL FINANCIAL ADVISORY GROUP, LLC 1500 Town Side Drive, Suite 200, Call : (919) 657-4201, Apex, NC 27502 |
27 | Not Specified | Not Specified | Fee-Based |
Kelli Smith
CFP®, Chartered Mutual Fund Counselor (CMFC®), CRPC® EDELMAN FINANCIAL ENGINES, LLC 4700 Falls of Neuse Road, Suite 275, Raleigh, NC 27609 |
8 | Not Specified | Not Specified | Fee-Based |
Kenneth Nelson
Chartered Retirement Plans Specialist (CRPS®), MBA, Chartered Retirement Planning Counselor (CRPC®), AIF® NELSON WEALTH ADVISORS 10604 Bent Twig Drive, Raleigh, NC 27613 |
30 | Not Specified | $100K and up | Fee-Based |
Janet Galloway
CFP®, CDFA® B&B STRATEGIC MANAGEMENT 1010 Old US HWY 1 S, Southern Pines, NC 28387 |
8 | Not Specified | Not Specified | Fee-Based |
Kelli Smith
CFP®, CRPC® EDELMAN FINANCIAL ENGINES, LLC 717 Green Valey Rd., Suite 200, Greensboro, NC 27408 |
8 | Not Specified | Not Specified | Fee-Based |
Qualifications
CRD# 4439033
FirmCRD# 6413
Series 7, 24, 31, 66
Compensation/Fee Fee-Based
Office Location
126 W. Chatham Street,
Cary,
NC
27511
Phone Number
919-244-1416
Began career in financial services by joining Legg Mason Wood Walker as a Financial Advisor in 2001, and transitioned to Smith Barney via a company acquisition in 2006. Have been a CERTIFIED FINANCIAL PLANNER™ professional since 2006, and received a certificate in Financial Planning from Duke University. Born and raised in Long Island, NY by parents who emigrated from Scotland in the 1950's, John moved to North Carolina to attain his undergraduate degree from East Carolina University. He currently resides in Morrisville, NC with his wife, Leslie. Have two children: son Jack is a 2nd Lt. in the US Army, and daughter Lindsay is in nursing school.
LPL Financial is he largest independent broker dealer with more than 18,000 advisors nationwide. We are publicly traded under the symbol LPLA.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management
Qualifications
CRD# 2756672
FirmCRD# 144374
Series 65
Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly
Office Location
1500 Town Side Drive, Suite 200,
Call : (919) 657-4201,
Apex,
NC
27502
Phone Number
919-657-4201
Known as "Coach Pete" on the radio, Mr. D'Arruda has over 27 years in the financial arena with NO complaints. Coach Pete is also a SMARTVESTOR PRO with Dave Ramsey. He has authored 6 books and co-authored 2. Two of his books have reached the best-sellers list on Amazon. The most noteworthy book, Successonomics, is one that Coach Pete co-authored with Steve Forbes. But, by far, his favorite book just happens to be his most recent, 7 Baby Steps to a ridiculously Reliable Retirement Income. His newest book, AMERICA ASKS COACH is a great read as well. He has just been named to the prestigious Forbes Leadership Council and will be submitting at least 6 articles a year to Forbes. He is a graduate of The University of North Carolina. He is a proud father of daughter, Caroline, age 14 with his wife, Kim. A+ rating with the BBB (Better Business Bureau) and the National Ethics Association.
Known as "Coach Pete" to his listeners and clients, Coach Pete and his firm are a committed group of professional fiduciaries dedicated to providing superior investment advice to their high networth clients. Coach Pete is also a SMARTVESTOR PRO with Dave Ramsey. A fiduciary is any person or institution that has the power to act on behalf of another in situations that require great trust, honesty, and loyalty. His radio show, "The Financial Safari" first aired in 2005 and can be heard weekly on more than 50 stations nationwide. Other Shows founded and hosted by Coach Pete are AMERICA'S 401K SHOW, ROCK ON RETIREMENT, and A+ RETIREMENT. All these shows are heard weekly throughout North Carolina and much of the nation. Also known as the King of Income Planning, Coach Pete's approach to systematic, lifetime income planning is followed by many who wish to reduce retirement worries. The firm provides personalized investment and income strategies as well as tax and estate evaluation for all sizes of portfolios and estates. Call today and see if this is the family atmosphere you've always wanted.
Advisory Services Provided:
Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Estate Planning & Trusts, Annuities, Insurance Planning
Qualifications
CRD# 6519874
FirmCRD# 6519874
Series 65
Compensation/Fee Fee-Based
Office Location
4700 Falls of Neuse Road,
Suite 275,
Raleigh,
NC
27609
Phone Number
919-747-6052
I partner with my clients to help them envision their future and build a plan around what's most important to them. When I'm not working, I spend time with my family, staying active and exploring the state of North Carolina.
Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisory firm, recognized by Barron's,1 awarded September 2021 based on data within a 12-month period. Compensation paid for use and distribution of rating. We have 145+ offices across the country and are entrusted by more than 1.3 million clients to manage more than $291 billion in assets.2 Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1The 2021 Top 100 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, revenue generated, regulatory record, staffing levels and diversity, technology spending and succession planning. Firms elect to participate but do not pay to be included in the ranking. Compensation is paid for use and distribution of rating. Investor experience and returns are not considered. 2Data as of Dec. 31, 2021.
Qualifications
CRD# 1780923
FirmCRD# 30613
Series 7, 9, 10, 24, 63, 65
Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly, Subscriptions
Office Location
10604 Bent Twig Drive,
Raleigh,
NC
27613
Phone Number
919-796-9907
Ken Nelson started in the investment industry in Manhattan immediately after the crash of 1987. He earned an Engineering degree from Tufts University and has very strong quantitative skills as evidenced by his perfect Math SAT score, and State Chess Championship. He became a branch manager of a major brokerage firm at age 26, one of the youngest in his firms history. Ken has provided economic commentary on TV and radio since 1990. He can be heard in the Triangle on 680AM. Ken earned his MBA (3.9 GPA) from Duke University in 2001. At graduation, Ken was asked by his Professors to return and guest lecture. Ken has guest lectured at Duke in the MBA program and Olli Program. This Spring, Ken taught a class on "The History of Money and Financial Markets". He is in the process of turning his course into a book. Ken has utilized Duke, UNC,and NC State Phd candidates, Masters candidates and undergraduates as interns since 1991. They help Ken with his academic research in the financial markets. Ken and his fiance have 10 children and 4 grandchildren. Ken has coached boys and girls soccer at the recreational, Challenge and Classic level periodically since 1992 (mostly with CASL). Ken loves soccer, chess, skiing, history, and investments. While Ken has 30+ years in the industry, he hopes to work 30 more. His investment practice is a family affair. His fiance' and son also work in the investment practice.
We are a committed group of professionals dedicated to providing superior investment advice to our corporate and high net worth clients. We average over 27 years of experience in the financial industry. We strive to provide the best, most professional and personalized service possible. We act honestly, with pride and integrity, and always in the best interest of our clients. We earn our clients trust and respect. We believe our knowledge, combined with the exceptional service we provide, ensure our clients are proud to recommend us to their family members, colleagues and friends.
Qualifications
CRD# 6234627
FirmCRD# 171991
Series 65
Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee
Office Location
1010 Old US HWY 1 S,
Southern Pines,
NC
28387
Phone Number
910-751-0848
Growing up in an active-duty military family, Janet has lived all over the world. She spent most of her time in Virginia and Kansas. She now calls Pinehurst, NC her permanent home. Janet's first career was raising her four children. As they got older, she went back to school earning her Master's in Personal Financial Planning from Kansas State University. She is a CFP® ; (Certified Financial Planner) professional and a CDFA® ; (Certified Divorce Financial Analyst) professional. She is passionate about helping others create a financial road map that makes sense for their unique situation. Janet has built a solid foundation of knowledge and experience, working in both small firms and large broker dealers. You will often find her helping in the local community through Habitat for Humanity and Kiwanis. She also enjoys playing golf and listening to the talented local music artists. Janet travels back to Kansas to visit her grandson as time allows.
How much money do I need to retire? When should I claim social security? When can I retire? What will I do when I retire? Am I saving enough? Am I on track? These are just a few of the questions we help our clients answer. We identify your money mind set, your money script and analyze where you are now and where you want to be. We then use this information to create a comprehensive strategy uniquely tailored to your goals. We don't leave you alone though - we are always here with advice to keep you on track to help you achieve your financial goals. We simplify your financial life with a short summary so it's easy to see where everything is. We coordinate with your other professionals such as CPAs and Attorneys to ensure you have a team coordinating your important financial matters.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Qualifications
CRD# 6519874
FirmCRD# 104510
Series 65
Compensation/Fee Fee-Based
Office Location
717 Green Valey Rd.,
Suite 200,
Greensboro,
NC
27408
Phone Number
919-747-6052
I partner with my clients to help them envision their future and build a plan around what's most important to them. When I'm not working, I spend time with my family, staying active and exploring the state of North Carolina.
Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisory firm, recognized by Barron's,1 awarded September 2021 based on data within a 12-month period. Compensation paid for use and distribution of rating. We have 145+ offices across the country and are entrusted by more than 1.3 million clients to manage more than $291 billion in assets.2 Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1The 2021 Top 100 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, revenue generated, regulatory record, staffing levels and diversity, technology spending and succession planning. Firms elect to participate but do not pay to be included in the ranking. Compensation is paid for use and distribution of rating. Investor experience and returns are not considered. 2Data as of Dec. 31, 2021.
Top Financial Advisor Firms in Cary, North Carolina (Ranked by AUM) |
|||
---|---|---|---|
Firm Name | AUM | No. of Clients | Fee Structure |
Veratis Advisors, Inc.
1400 Crescent Green , Suite 110, Cary, NC 27518-8118 |
$3,981,673,216 | 400 |
A percentage of AUM Hourly charges Fixed fees |
Comperio Retirement Consulting, Inc.
51 Kilmayne Drive , Suite 304, Cary, NC 27511 |
$2,000,919,635 | 30 |
A percentage of AUM Hourly charges Fixed fees |
Wealthshield Partners, Llc
2500 Regency Parkway, Cary, NC 27518 |
$913,541,231 | 1330 |
A percentage of AUM Hourly charges Subscription fees Fixed fees |
Raleigh Capital Management Inc.
7980 Chapel Hill Road Suite 135, Cary, NC 27513 |
$205,734,597 | 1568 |
A percentage of AUM Fixed fees Other (SELECTION OF OTHER ADVISORS) |
Stonegate Wealth Management, Llc
2500 Regency Parkway, Cary, NC 27518 |
$52,591,336 | 155 |
A percentage of AUM Hourly charges Fixed fees |
Wealthshield Llc
125 Regency Parkway, Cary, NC 27518 |
$0 | 0 |
A percentage of AUM Fixed fees |
* Additional advisors listing is provided in partnership with Yext
Financial Advisor | Office Location | Phone Number |
Barry Horne Inquire with Barry |
2000 Regency Parkway, Ste 200, Cary, NC 27518 | 919-462-5581 |
Barone Financial Group | Cary, NC Inquire with Barone |
400 Pinner Weald Way, Suite 102, Cary, NC 27513 | 919-234-1719 |
Hicks & Associates Inquire with Hicks |
1225 Crescent Grn, Ste 100, Cary, NC 27518 | 919-851-5500 |
C Theodore Hicks Inquire with C |
1225 Crescent Grn, Ste 100, Cary, NC 27518 | 919-851-5500 |
Bryan Richardson Inquire with Bryan |
200 S Academy St, Ste 200, Cary, NC 27511 | 919-813-6140 |
Edwards Brawley Inquire with Edwards |
2500 Regency Pkwy, Cary, NC 27518 | 919-872-2246 |
Will Dyson Inquire with Will |
2500 Regency Pkwy, Cary, NC 27518 | 919-227-3179 |
Phil Sielatycki Inquire with Phil |
1135 Kildaire Farm Rd, Ste 200, Cary, NC 27511 | 919-415-4248 |
Kevin Berry | Secure Financial Solutions Inquire with Kevin |
2500 Regency Parkway, Cary, NC 27518 | 919-654-6838 |
Kristin Sutton Inquire with Kristin |
5000 Valleystone Drive, #110, Cary, NC 27519 | 919-534-7355 |
Financial advisors help their client by providing financial advice and strategy to build wealth and eliminate risk. They assess the client's risk appetite, their unique needs and requirements, their short-term and long-term goals and guide them towards adopting the right financial plan, retirement plan, estate plan or education plan etc. as necessary. Learn more about the roles & benefits of a financial advisor.
Financial advisors strategize financial planning and help you make the right decision about your investments. They weigh the pros and cons, and are abreast with the latest industry updates regarding tax issues and investment vehicles. These valuable insights guide you to make investments that meet your financial requirements and goals such as buying a house, education, having a baby or securing your retirement. Learn more about the cost of a financial advisor?.
A financial advisor can help you manage your finances especially when you don't have the time to do it yourself or when there are major changes in your life, such as getting married or having a baby. Even if you've managed your investment on your own, the best financial planners can vet your plan and assess it from a different perspective, to add surety to your decisions. Learn more about the best time to hire a financial advisor.
While choosing a financial planner to help you with your investment decisions, it's important to do some spadework. Meet different consultants and compare and contrast their advice. Pick up clues that demonstrate their experience and integrity. It is also important to verify the credentials of an independent financial planner before making a decision. Read the guide on choosing the best financial advisor.
Finding the right person or a financial advisory firm to help with your retirement planning might take some effort, but the effort is worth it. Financial advisors might have different specializations, look for one who has had past experience in retirement planning. Also, this could translate to a long - term relationship, so it's important to find someone whom you like, trust and respect. Read here the importance of retirement planning.
A fiduciary is any person or firm who acts on behalf of another individual or firm to manage their assets. Fiduciary financial advisors provide their client the highest quality of care while maintaining 'good faith', meaning they wouldn't act in favor of anyone else's interests, including their own. The best way to be certain that a financial advisor is a fiduciary is to simply ask. Learn more about what is a fiduciary financial advisor.
A financial advisor is any person who helps their client manage their money by giving valuable investment insights to help financial decision making. A financial planner is also a financial advisor but specializes in creating comprehensive plans for their clients to match their specific goals. Learn more about financial advisor vs financial planner: Who do you need?