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Your service helped us connect with Brian who had clients similar to our situation.
Former advisor put our cash in a cookie-cutter investment plan and we wanted to find alternative options...
Susan, a Retired Executive from New York
There are hundreds of financial professionals in your area. However, choosing the right advisor that understands your financial situation and meets your needs may be quite daunting. WiserAdvisor has a network of vetted financial advisors and advisory firms and has listed them below. You can find the details of each advisor, such as their qualifications, service offerings, etc. that you could use while searching for the financial advisor that best suits your financial and investment goals.
We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards.
Monterey
has
3
WiserAdvisor vetted Financial Planners and Advisors for you to
choose from and
27
non-vetted advisors in your local area. These financial advisors in
Monterey, California
have an average of
13
years of experience.
NOTE: The list of financial
advisors in
Monterey, California
mentioned below do not include all the advisors in our network due
to their compliance listing restrictions. More vetted advisors may
be available when you use our free
match service to compare financial advisors near you in
Monterey, California.
| Qualified Financial Advisors in Monterey, California | ||||
|---|---|---|---|---|
| Financial Advisor | Experience | AUM | Minimum Assets | Fee Structure |
| Allegra Swan
CFP® ALLWORTH FINANCIAL 644 North Santa Cruz Ave Suite 4, Los Gatos, CA 95030 |
Not Disclosed | Not Specified | Not Specified | Fee-Based |
| Eddie Lee
EDELMAN FINANCIAL ENGINES, LLC 3945 Freedom Circle, Suite 950, Santa Clara, CA 95054 |
16 | Not Specified | Not Specified | Fee-Based |
| Personal Capital
PERSONAL CAPITAL 3 Lagoon Drive, Suite 200, Redwood City, CA 94065 |
11 | $22,400,000,000 | $100,000 | Fee-Based |
Qualifications
CRD# 5910316
Firm CRD# 111167
Compensation/Fee Fee-Based
Office Location
644 North Santa Cruz Ave Suite 4,
Los Gatos,
CA
95030
Phone Number
888-242-6766
Allegra Swan, CFP®, is an advisor in Allworth’s Los Gatos office. Raised in nearby Saratoga, California, Allegra is a CERTIFIED FINANCIAL PLANNER™ professional who graduated from the University of California, Santa Barbara. Allegra’s primary role involves developing, implementing, and reviewing clients’ financial plans and investment strategies. In her spare time, Allegra enjoys mountain biking and hiking, and has long served as a mentor with Big Brothers and Big Sisters of America for the Santa Cruz County chapter.
Based out of Sacramento, California, Allworth Financial is an independent financial advisory firm that specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth delivers long- and short-term investment planning solutions and advice to help clients achieve their goals and plan strategically for retirement. The firm, which was founded in 1993, has grown to serve more than 12,000 clients and manages over $10 billion in client assets.
Advisory Services Provided:
Retirement Planning, Tax Advice and Services, Estate Planning & Trusts
Qualifications
CRD# 6711825
Firm CRD# 104510
Series 66
Compensation/Fee Fee-Based
Office Location
3945 Freedom Circle, Suite 950,
Santa Clara,
CA
95054
Phone Number
408-565-8572
As a financial planner, I have the privilege of helping individuals and families achieve their personal and financial goals. By addressing your concerns and understanding what is most important to you, I will develop a comprehensive financial plan to help guide you through every stage of life. Outside of work, my wife, Kathy, and I spend a lot of time cooking, working out, and searching for our next dog to adopt (Boston terrier or Saint Bernard or both).
Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisory firm, recognized by Barron's,1 awarded September 2021 based on data within a 12-month period. Compensation paid for use and distribution of rating. We have 145+ offices across the country and are entrusted by more than 1.3 million clients to manage more than $291 billion in assets.2 Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1The 2021 Top 100 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, revenue generated, regulatory record, staffing levels and diversity, technology spending and succession planning. Firms elect to participate but do not pay to be included in the ranking. Compensation is paid for use and distribution of rating. Investor experience and returns are not considered. 2Data as of Dec. 31, 2021.
Qualifications
Firm CRD# 155172
Compensation/Fee Fee-Based
Office Location
3 Lagoon Drive,
Suite 200,
Redwood City,
CA
94065
Phone Number
650-556-1310
Personal Capital offers $200 Plus a Free Consultation. Here's all you have to do:
Ready to take control of your finances? Personal Capital is here to help. We have objective fiduciary advisors ready to analyze your financial situation, and help you build a personalized, holistic plan.
The holistic financial plan recommendation is yours to keep, no strings attached. You also get $200, just for speaking with us.
There's never been a better time to get a second opinion on your financial future. Schedule a call with Personal Capital today.
WHY USE PERSONAL CAPITAL
Personal Capital provides a unique combination of award-winning financial tools and personalized, human advice.
Work with our team of licensed fiduciary advisors to build a free Personalized Plan that's yours to keep. You and your advisor will use our comprehensive array of free money management tools to identify and alert you to opportunities for investment management, retirement planning, and cash flow.
Setting up your dashboard will make your discussion with an advisor -- whether ours or a competitor's -- more productive. And it's completely free to get started:
Personal Capital Advisors Corporation ("PCAC") compensates WiserAdvisor ("Company") for new leads. ("Company") is not an investment client of PCAC.
Advisory Services Provided:
Portfolio Management, Wealth Management
Top Financial Advisor Firms in Monterey, California (Ranked by AUM) |
|||
|---|---|---|---|
| Firm Name | AUM | No. of Clients | Fee Structure |
| Monterey Private Wealth, Inc.
2340 Garden Road , Suite 202, Monterey, CA 93940 |
$858,305,772 | 1809 |
A percentage of AUM Hourly charges Fixed fees Other (PERCENTAGE RETIREMENT PLAN ASSETS UNDER ADVISEMENT) |
| Integris Wealth Management, Llc
435 Washington Street , Suite A, Monterey, CA 93940 |
$511,322,528 | 758 |
A percentage of AUM Hourly charges Fixed fees |
| Topturn Capital, Llc
40 Ragsdale Drive , Suite 100, Monterey, CA 93940 |
$163,243,000 | 301 |
A percentage of AUM Fixed fees |
* Additional advisors listing is provided in partnership with Yext
| Financial Advisor | Office Location | Phone Number |
| Ashley Burrell Inquire with Ashley |
401 Fremont Street, Suite 200, Monterey, CA 93940 | 831-646-6137 |
| Herminia Ojeda Inquire with Herminia |
40 Ragsdale Dr, Ste 160, Monterey, CA 93940 | 408-796-7415 |
| Chris Stapleton Inquire with Chris |
40 Ragsdale Dr, Ste 160, Monterey, CA 93940 | 408-796-7415 |
| Morgan Stanley Financial Advisors Inquire with Morgan |
401 Fremont Street, Suite 200, Monterey, CA 93940 | 831-373-1861 |
| Central Coast Financial Management Inquire with Central |
659 Abrego Street, Suite #7, Monterey, CA 93940 | 831-275-2608 |
| The Cortright Group Inquire with Cortright |
401 Fremont Street, Suite 200, Monterey, CA 93940 | 831-646-6134 |
| William J Belanger Inquire with William |
401 Fremont Street, Suite 200, Monterey, CA 93940 | 831-646-6133 |
| Philip Vy Inquire with Philip |
401 Fremont Street, Suite 200, Monterey, CA 93940 | 831-646-6121 |
| Gary Pirtle Inquire with Gary |
401 Fremont Street, Suite 200, Monterey, CA 93940 | 831-646-6152 |
| Susan Yedlicka Inquire with Susan |
401 Fremont Street, Suite 200, Monterey, CA 93940 | 831-646-6111 |
Grow your AUM with pre-qualified leads!
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