Find Top Financial Advisors in Pasadena


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Qualifications of Financial Advisor in Pasadena

Each and every financial advisor in our network from large Fortune 500 companies to small independent financial firms are pre-screened for industry experience, disclosures and registrations with SEC and FINRA. Collectively, our Pre-Screened advisors, serve thousands of happy clients, managing billions of dollars and providing financial freedom and security for families and individuals like you.



Financial Advisors in Pasadena, California
Financial Advisor Office Location Phone Number
Fritz Miller,
Signature Estate & Investment Advisors, LLC (SEIA)
155 N. Lake Ave.,
Pasadena, CA  91101
(626) 795-2944
Alan Gelb, CFP®,
WESCAP Group
330 N. Brand Blvd.,
Glendale, CA  91203
(800) 820-2453
Zain Griffith,
Dash Investments
9701 Wilshire Blvd,
Beverly Hills, CA  90212
(424) 333-6114
Paul Taghibagi, CFP®,
Signature Estate & Investment Advisors, LLC
2121 Avenue of the Stars,
Los Angeles, CA  90067
(310) 712-2323
Theodore E. Saade CFP®, AIF®, CMFC,
Signature Estate & Investment Advisors, LLC
2121 Avenue of the Stars,
Los Angeles, CA  90067
(310) 712-2356
Anthony Masterson,
Financial Engines Advisors, LLC
12100 Wilsure Blvd.,
Los Angeles, CA  90025
(424) 365-6153
Rachel Vivian,
Edelman Financial Services, LLC
1960 E. Grand Ave.,
El Segundo, CA  90245
(888) 752-6742
Mark Higginbotham,
Financial Engines Advisors, LLC
21515 Hawthorne Blvd,
Torrance, CA  90503
(424) 365-6153
Brad Maurer,
Financial Engines Advisors, LLC
2400 E Katella Ave,
Anaheim, CA  92806
(949) 705-5960
Rick Donnelly,
Financial Engines Advisors, LLC
2040 Main Street,
Irvine, CA  92614
(424) 365-6153
Simon Reeves,
TideRock Financial
30 Enterprise, Suite #190,
Aliso Viejo, CA  92656
(877) 433-3665

Information on Qualified Financial Advisors in Pasadena

Signature Estate & Investment Advisors, LLC (SEIA)

Fritz Miller, CFP, ChFC, AIF is a Partner at Signature Estate & Investment Advisors, LLC's (SEIA) Pasadena office. His emphasis is in investment management and retirement income planning for affluent families and private companies. As a Certified Financial Planner he works with clients from a comprehensive wealth management focus. Since 1985, Mr. Miller has been in the financial services business.

Fritz is married with four children and has lived in the Pasadena area for more than 30 years.

Qualifications CRD#: 1396295
FirmCRD#: 468
Series 6, 7, 22, 24, 66

Compensation/Fees I am a Fee-Based financial professional, Based on Assets, Flat Fee


Office Location 155 N. Lake Ave.,
Pasadena,CA  91101

Phone Number (626)7952944


About Signature Estate & Investment Advisors, LLC (SEIA)

Fritz Miller Signature Estate & Investment Advisors, LLC (SEIA) is a
Registered Investment Advisory Firm offering Investment
Management and Financial Planning services. We provide an
enduring partnership focused solely on helping our clients
achieve their long-term goals and objectives.

SEIA helps you focus on the big picture by overseeing the
financial management process. We act as a fiduciary with your
best interests at heart. Our team of experienced professionals
address your unique goals and objectives with an unbiased
investment, estate or financial plan.

Your assets are segregated and held in your name at two of the
country's largest financial firms -- Charles Schwab & Co. and/or
Fidelity Institutional Wealth Services.

Your SEIA advisory team is further supported by a group of more
than 60 financial professional. SEIA creates a world-class
experience with a dedicated wealth management infrastructure.




WESCAP Group

Alan is a Financial Advisor and member of WESCAP's Group’s Investment Committee. He has over 26 years of industry experience performing portfolio management, personal financial planning, research, client servicing, and marketing duties. Alan has counseled institutional clients and high net worth individuals of various occupational backgrounds.

Prior to joining WESCAP Group, Alan was a Consultant and an Analyst with Seidler Foster Pott, a wealth management firm serving the needs of high net worth individuals and nonprofit organizations. Other past experience includes working for such distinguished Los Angeles-based investment firms as Kayne Anderson and Wilshire Associates.

Alan is a CERTIFIED FINANCIAL PLANNER™ professional. He earned his MBA with a concentration in Finance from Loyola Marymount University and a Bachelor of Arts in Economics from the University of California, Irvine. Alan obtained his certificate in Personal Financial Planning (PFP) from the University of California at Los Angeles (UCLA). He is a member of the National Association of Personal Financial Advisors (NAPFA) and the Financial Planning Association (FPA).

Alan is a life-long resident of Southern California. He resides in West Los Angeles with his wife Stephanie, a practicing attorney. In his free time, Alan enjoys cycling, hiking, traveling, photography, scuba, wine tasting, and cooking.

Qualifications CRD#: 3112275
FirmCRD#: 104759
Series: ---

Compensation/Fees I am a Fee-Only financial professional, Based on Assets


Office Location 330 N. Brand Blvd.,
Glendale,CA  91203

Phone Number (800)8202453


About WESCAP Group

Alan Gelb, CFP® WESCAP Group is an independent Registered Investment Advisory
firm offering investment management and financial planning
services to a diverse client base of individuals and families.

Founded in 1988, WESCAP Group is headquartered in Glendale,
California, and serves clients throughout the United States.
We are objective, unbiased, and pursue the highest possible standards in everything that we do.

Our distinctive attributes are:
* Visionary portfolio construction
* Unbiased financial planning
* Extensive experience & education
* Quantifiable results
* Independence and integrity

We provide exceptional service for our clients and strive to
develop lifelong relationships.




Dash Investments


About Dash Investments

Zain Griffith Dash Investments is a fee-only independent investment firm recently ranked by "Money
Magazine" as one of the top financial advisory firms in the country. We offer
comprehensive financial planning, retirement planning and asset management services.
Our firm is built on the philosophy that each client deserves individual attention and
proactive service. We want to be a partner in your success.

Qualifications CRD#: 5741663
FirmCRD#: ---
Series 63, 65

Compensation/Fees I am a fee-only financial professional, Based on Assets


Office Location 9701 Wilshire Blvd,
Beverly Hills,CA  90212

Phone Number (424)3336114





Signature Estate & Investment Advisors, LLC


About Signature Estate & Investment Advisors, LLC

Paul Taghibagi, CFP® Welcome to Signature Estate & Investment Advisors, LLC

Signature Estate & Investment Advisors, LLC (SEIA®) is a Registered Investment Advisory firm offering Investment Management and Financial Planning Services tailored to meet the unique needs of affluent individuals, institutions, and corporations.

SEIA's reputation is earned on a daily basis, in each client relationship and professional affiliation we maintain. Accordingly, these values shape our firm:

SEIA mandates extensive and comprehensive requirements for all advisors in the areas of accredited degrees, professional designations, licensing, and ethics requirements

Continuous enhanced education and experience enable our Certified Financial Planners (CFP®) and Chartered Financial Analysts (CFA®) to design individually tailored strategies and provide relationship-based financial advice meeting both the short and long term goals of each client

Confidential, unbiased, high quality financial advice is the core of our wealth management strategies

Qualifications CRD#: 2075689
FirmCRD#: 468
Series 6, 7, 22, 24, 63

Compensation/Fees I am a fee-based financial professional, Based on Assets


Office Location 2121 Avenue of the Stars,
Los Angeles,CA  90067

Phone Number (310)7122323




Signature Estate & Investment Advisors, LLC


About Signature Estate & Investment Advisors, LLC

Theodore E. Saade CFP®, AIF®, CMFC Welcome to Signature Estate & Investment Advisors, LLC

Signature Estate & Investment Advisors, LLC (SEIA®) is a Registered Investment Advisory firm offering Investment Management and Financial Planning Services tailored to meet the unique needs of affluent individuals, institutions, and corporations.

SEIA's reputation is earned on a daily basis, in each client relationship and professional affiliation we maintain. Accordingly, these values shape our firm:

SEIA mandates extensive and comprehensive requirements for all advisors in the areas of accredited degrees, professional designations, licensing, and ethics requirements

Continuous enhanced education and experience enable our Certified Financial Planners (CFP®) and Chartered Financial Analysts (CFA®) to design individually tailored strategies and provide relationship-based financial advice meeting both the short and long term goals of each client

Confidential, unbiased, high quality financial advice is the core of our wealth management strategies

Qualifications CRD#: 2650992
FirmCRD#: 108163
Series 6, 7, 63, 65

Compensation/Fees I am a Fee-Based financial professional, Based on Assets, Hourly


Office Location 2121 Avenue of the Stars,
Los Angeles,CA  90067

Phone Number (310)7122356




Financial Engines Advisors, LLC

Joined Financial Engines in 2017. Began his career in the financial services industry in 2002. Successfully completed the Series 7 and 66 examination(s) administered by FINRA. Earned the Chartered Retirement Planning CounselorSM (CRPC®) certification(s) and the Accredited Asset Management SpecialistSM (AAMS®) designation(s). Bachelor's degree in Psychology from UCLA. Married to Tatiana. Anthony enjoys swimming, hiking, playing guitar, and is a live music enthusiast.

Qualifications CRD#: 1524917
FirmCRD#: 104510
Series 7, 66

Compensation/Fees I am a Fee-Based financial professional


Office Location 12100 Wilsure Blvd.,
Los Angeles,CA  90025

Phone Number (424)3656153


About Financial Engines Advisors, LLC

Anthony Masterson Financial Engines is America’s largest investment advisor1. We help people achieve greater financial clarity by providing professional investment management, comprehensive financial planning and advice for everyday Americans.

Financial Engines was co-founded in 1996 by a Nobel Prize-winning economist and we currently offer financial help to millions of people. Our unique approach, combined with powerful online services, dedicated advisors and personal attention both in and outside of the workplace, promotes greater financial wellness and helps more Americans get on track to meet their financial goals.

1For independence methodology and ranking, see InvestmentNews RIA Data Center.




Edelman Financial Services, LLC

Formal Education:
Bachelor of Business Administration in Personal Financial Planning, Western Michigan University

Business Background:
Rachel Vivian has been an investment advisor for 15 years, and has been with Edelman Financial Services since 2015.

Employment History:
2015–Present: Associate Director of Financial Planning for Edelman Financial Services. Provides financial advice to clients.
2010–2015: Financial Consultant at Fidelity Investments. Provided financial advice to clients.
2009–2010: Financial Consultant at AXA Equitable. Provided financial advice to clients.
2008–2009: Assistant Vice President and Client Manager at Bank of America. Provided financial advice to clients.
2003–2008: Licensed Financial Consultant at National City Bank. Provided financial advice to clients.

Professional Designation(s):
CERTIFIED FINANCIAL PLANNER™

Qualifications CRD#: ---
FirmCRD#: 113299
Series: ---

Compensation/Fees I am a fee-based financial professional, Based on Assets, Commissions, Flat Fee


Office Location 1960 E. Grand Ave.,
El Segundo,CA  90245

Phone Number (888)7526742


About Edelman Financial Services, LLC

Rachel Vivian Founded by Ric and Jean Edelman in 1987, Edelman Financial Services is one of the nation's largest independent financial planning firms1 with 164 financial planners and 43 offices coast-to-coast, provides financial planning and investment management services to more than 36,000 individuals and families, and manages more than $21 billion in assets.2 The firm also provides 401(k) plans and institutional investment management for businesses. Edelman Financial Services has won more than 100 financial, business, community and philanthropic awards,3 and offers an investment philosophy that puts clients first and delivers value through in-depth financial education, personalized financial plans and unfettered access to planners.





Financial Engines Advisors, LLC

Joined Financial Engines in 2017. Began his career in the financial services industry in 1989.
Successfully completed the Series 7, 8, 24, 63, and 65 examination(s) administered by FINRA.
Received graduate degree in Economics from De Paul University. Married to Linda and has two children. Mark enjoys hiking, biking, X-C skiing, baseball and having dinners with family and friends.

Qualifications CRD#: 1524917
FirmCRD#: 104510
Series 7, 8, 24, 63, 65

Compensation/Fees I am a Fee-Based financial professional


Office Location 21515 Hawthorne Blvd,
Torrance,CA  90503

Phone Number (424)3656153


About Financial Engines Advisors, LLC

Mark Higginbotham Financial Engines is America’s largest investment advisor1. We help people achieve greater financial clarity by providing professional investment management, comprehensive financial planning and advice for everyday Americans.

Financial Engines was co-founded in 1996 by a Nobel Prize-winning economist and we currently offer financial help to millions of people. Our unique approach, combined with powerful online services, dedicated advisors and personal attention both in and outside of the workplace, promotes greater financial wellness and helps more Americans get on track to meet their financial goals.

1For independence methodology and ranking, see InvestmentNews RIA Data Center.




Financial Engines Advisors, LLC

Joined Financial Engines in 2017. Began his career in the financial services industry in 1996. Successfully completed the Series 6, 7, 63, and 66 examination(s) administered by FINRA. Earned the Certified Investment Management AnalystSM (CIMA®) certification(s). Bachelor of Science in Business Administration with a minor in Finance from Shippensburg University of Pennsylvania. Married to Andrea and they have two dogs; Reeses and Chewie. Enjoys traveling, scuba diving, golf, and cooking. Him and his wife have traveled to Asia, Australia, Europe and South America.

Qualifications CRD#: 2737876
FirmCRD#: 104510
Series 6, 7, 63, 66

Compensation/Fees I am a Fee-Based financial professional, Hourly


Office Location 2400 E Katella Ave,
Anaheim,CA  92806

Phone Number (949)7055960


About Financial Engines Advisors, LLC

Brad Maurer Financial Engines is America's largest investment advisor1.
We help people achieve greater financial clarity by providing
professional investment management, comprehensive
financial planning and advice for everyday Americans.

Financial Engines was co-founded in 1996 by a Nobel Prize-
winning economist and we currently offer financial help to
millions of people. Our unique approach, combined with
powerful online services, dedicated advisors and personal
attention both in and outside of the workplace, promotes
greater financial wellness and helps more Americans get on
track to meet their financial goals.

1For independence methodology and ranking, see InvestmentNews RIA Data Center. (http://data.investmentnews.com/ria).




Financial Engines Advisors, LLC

Joined Financial Engines in 2017. Began his career in the financial services industry in 2001. Successfully completed the Series 7, 31, and 66 examination(s) administered by FINRA. Rick grew up in New York, but has lived in Newport Beach CA for 15 years. Married and has three children. In his free time he enjoys playing golf and tennis.

Qualifications CRD#: 4378370
FirmCRD#: 104510
Series 7, 31, 66

Compensation/Fees I am a Fee-Based financial professional


Office Location 2040 Main Street,
Irvine,CA  92614

Phone Number (424)3656153


About Financial Engines Advisors, LLC

Rick Donnelly Financial Engines is America’s largest investment advisor1. We help people achieve greater financial clarity by providing professional investment management, comprehensive financial planning and advice for everyday Americans.

Financial Engines was co-founded in 1996 by a Nobel Prize-winning economist and we currently offer financial help to millions of people. Our unique approach, combined with powerful online services, dedicated advisors and personal attention both in and outside of the workplace, promotes greater financial wellness and helps more Americans get on track to meet their financial goals.

1For independence methodology and ranking, see InvestmentNews RIA Data Center.




TideRock Financial

Simon brings 20 years of investment experience to his role as
Founder and Chief Executive Officer of TideRock Financial. He
specializes in advising wealthy families and high-net worth
individuals to help them achieve their long-term investment
goals, including estate and heritage planning.

As a former Wall Street trader, Simon utilizes his unique
investment insight to create globally diversified, tax-efficient
portfolios based on solid academic research and an in-depth
analysis of economic, political, and social developments around
the world. His clients include current and former professionals
at the top of their respective fields, including CEOs,
entrepreneurs, hedge fund managers, and attorneys.

Simon currently serves on the Board of Directors of Saddleback
Memorial Foundation. As a member of the Board's Investment
Committee, he helps one of Orange County's leading non-profit
hospital systems to invest its substantial portfolio and further
its mission.

Prior to becoming an independent wealth manager, Simon was the
Founder and President of his own options trading company on the
floor of the American Stock Exchange in New York. There he
generated significant profits utilizing risk-averse trading
strategies, eventually expanding his company to include traders
on the floors of the American Stock Exchange, Chicago Board of
Trade and Philadelphia Stock Exchange.

Born and raised in New York City, Simon holds a B.A. degree from
the University of Michigan with an emphasis on global economics.

Qualifications CRD#: 2835991
FirmCRD#: 155622
Series 65

Compensation/Fees I am a Fee-Based financial professional, Based on Assets, Flat Fee, Hourly


Office Location 30 Enterprise, Suite #190,
Aliso Viejo,CA  92656

Phone Number (877)4333665


About TideRock Financial

Simon Reeves Simon brings 20 years of investment experience to his role as
founder and chief executive officer of TideRock Financial. He
specializes in advising wealthy families and high-net worth
individuals to help them achieve their long-term investment goals,
including estate and heritage planning. As a former Wall Street
trader, Simon utilizes his unique investment insight to create
globally diversified, tax efficient portfolios based on solid
academic research and an in-depth analysis of economic, political,
and social developments around the world. His clients include
current and former professionals at the top of their respective
fields, including CEOs, entrepreneurs, hedge fund managers, and
attorneys.




List of Additional Financial Advisors in or around Pasadena, California
Cameron Murphy & Spangler Inc Pasadena, CA
Flaherty & Crumrine Incorporated Pasadena, CA
LPL Financial Services Pasadena, CA
Flaherty & Crumrine Incorporated Pasadena, CA
First Wilshire Securities Management, Inc. Pasadena, CA
Ameriprise Financial Service, Inc. Pasadena, CA

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