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Portfolio Size of 100K and
above
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Your service helped us connect with Brian who had clients similar to our situation.
Former advisor put our cash in a cookie-cutter investment plan and we wanted to find alternative options...
Susan, a Retired Executive from New York
Personalized advice for portfolio size
of 100K & above
Santa Barbara, California, known for its beautiful beaches and stunning mountains, is home to over 87,000 residents. With the cost of living at a staggering 57% higher than the national average, having a financial plan in place may be essential for residents to overcome the high costs. That's where an experienced and certified financial advisor can help individuals like you make informed decisions about your investments, retirement plans, savings goals, and more. WiserAdvisor's directory of screened financial advisors, financial advisory firms, certified financial planners, and more can act as a helpful resource to compare vetted and ranked financial advisors in and around Santa Barbara. With a personalized financial plan created by an experienced financial advisor, residents can focus on the beautiful surroundings Santa Barbara has to offer, knowing that their financial future is being overseen and managed by an experienced financial professional.
Santa Barbara
has
4
WiserAdvisor vetted Financial Planners and Advisors on the online list below for you to
choose from and
53
non-vetted advisors in your local area. These financial advisors in
Santa Barbara,
California
have an average of
13
years of experience.
NOTE: The list of vetted financial
advisors in
Santa Barbara,
California
mentioned below does not include all the advisors in our network due
to their compliance listing restrictions. More vetted advisors may
be available when you use our free match service
to compare financial advisors near you in
Santa Barbara, California.
| Financial Advisor | Experience | AUM | Minimum Assets | Fee Structure |
|---|---|---|---|---|
| 14 Years | $135,000,000 | $250,000 | Fee-Based | |
| 9 Years | $75,000,000 | $0 | Fee-Only | |
| 16 Years | $52,000,000 | $250,000 | Fee-Only | |
| Not Disclosed | $370,000,000 | Not Specified | Fee-Only |
Qualifications
CRD# 4978922
Firm CRD# 283824
Series 7, 10, 66
Compensation/Fee Fee-Based
Office Location
401 Chapala St #105,
Santa Barbara,
CA
93101
Phone Number
805-880-9444
As the Principal Wealth Manager and founder of Foronjy Financial, Bryan created a practice for clients that truly appreciate a personal relationship with a seasoned practitioner who intends to stick with them for the long term. As a seasoned financial professional, Bryan helps clients design a customized vision for retirement by listening, asking insightful questions, and offering sensible advice drawing from over a decade of professional experience. Bryan graduated with a Bachelor of Science degree in Finance with a emphasis in Personal Financial Planning from San Diego State University. Before founding Foronjy Financial in 2015, Bryan worked for a decade as a Senior Account Executive at Fidelity Investments in Santa Barbara, CA. While not in the office, Bryan keeps a healthy work-life balance by exercising regularly, enjoying a game of chess, or spending time outdoors with his wife and three children.
Foronjy Financial was created with the intention of providing clients with sensible investment advice and personalized service. We help our clients chart a course toward retirement using professional experience coupled with sophisticated software. At Foronjy Financial we make financial planning personal again.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Qualifications
CRD# 6312263
Firm CRD# 170861
Series 65
Compensation/Fee Fee-Only, Hourly, Flat Fee, Based on Assets
Office Location
1500 Palma Dr.,
Suite 133,
Ventura,
CA
93003
Phone Number
805-655-5062
I started working as a financial planner in 2014. I use my background in the fields of psychology, business, and financial planning to assist you in achieving your goals and navigating financial decisions. I specialize in helping solopreneurs maximize the effectiveness of their resources. I live with my wife and two children, and enjoy running, cooking, and travelling together.
Sherman Asset Management is a Registered Investment Advisor serving clients in the State of California.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management
Qualifications
CRD# 5646552
Firm CRD# 1111
Series 65
Compensation/Fee Fee-Only, Hourly, Based on Assets
Office Location
573 Avenida Del Recreo,
Ojai,
CA
93023
Phone Number
805-285-7686
Nathan brings 15+ years of investment experience to Savvy. He began his career as a research analyst at a boutique quantitative equity management firm, where he helped research and implement new factors to drive portfolio performance. During that time, he entered the institutional consulting field and helped plan and implement portfolio strategies for multiple pension funds across the west coast of the United States. In 2013 Nathan founded Greyfox Investors, with the goal of providing intelligent, approachable wealth management strategies for families, nonprofits and institutions. Nathan is particularly passionate about providing ESG focused solutions to clients and helping align investments with his clients ethics. Nathan lives in southern California with his three children and two dogs. A true outdoorsman and philanthropist, he spends his time outside of work camping, skiing, and volunteering his time with a variety of educational and environmental non-profits.
Savvy Wealth is a modern wealth management firm. We pair you with a dedicated financial advisory team to handle your holistic wealth management needs, including financial planning, investment management, tax optimization, estate planning, retirement planning, and more. We help take control of your financial future so that you can live the life you aspire to live. Visit www.savvywealth.com to learn more. Savvy Wealth Inc. is a technology company and parent company of Savvy Advisors Inc., a Registered Investment Advisory Firm (Savvy Advisors DBA Savvy Wealth).
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts
Qualifications
Firm CRD# 135281
Compensation/Fee Fee-Only
Office Location
21600 Oxnard Street Ste 1755,
Woodland Hills,
CA
91367
Phone Number
818-309-4065
The Retirement Planning Experts for Over 20 Years. Dash Investments offers Comprehensive Financial Planning, Retirement Planning, and Investment Management services. Dash is a fee-only Independent Fiduciary Investment firm recently featured by "Money Magazine" as one of the top advisors in the country and has also been featured in Forbes, Wall Street Journal, and numerous other publications. Client portfolios are personally overseen by our Executive Investment Committee, a team with over 50 years of combined experience. Heading the committee is Founder & Chief Investment Officer Jonathan Dash. Mr. Dash graduated from the University of Southern California in Finance and has also completed numerous Executive Programs at both Harvard Business School and Columbia Business School covering Corporate Restructuring, Financial Analysis, and Valuation. Our Philosophy is that each client deserves individual attention and proactive service. We want to be a partner in your success. Now also welcoming investors to our newest location at 4849 Greenville Avenue Ste 100, Dallas, TX 75206. Read articles by Jonathan Dash
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Estate Planning & Trusts
| Firm Name | No. of Advisors | No. of Clients | AUM | Fee Structure |
|---|---|---|---|---|
| 228 | 6389 | $27,145,091,688 | A percentage of AUM, Hourly charges, Fixed fees
|
|
| 10 | 1598 | $880,800,000 | A percentage of AUM, Hourly charges, Fixed fees
|
|
| 11 | 561 | $452,336,412 | A percentage of AUM, Hourly charges, Fixed fees
|
|
| 5 | 358 | $449,812,000 | A percentage of AUM
|
|
| 5 | 830 | $392,810,085 | A percentage of AUM, Hourly charges, Fixed fees
|
|
| 6 | 768 | $373,259,185 | A percentage of AUM, Hourly charges, Fixed fees
|
|
| 2 | 334 | $370,991,358 | A percentage of AUM, Hourly charges, Fixed fees
|
|
| 4 | 517 | $245,608,171 | A percentage of AUM, Hourly charges
|
|
| 3 | 113 | $206,635,816 | A percentage of AUM, Hourly charges
|
|
| 3 | 7 | $170,155,821 | Fixed fees, Performance Based
|
|
| 11 | 290 | $147,349,880 | A percentage of AUM, Fixed fees
|
|
| 3 | 455 | $137,251,837 | A percentage of AUM, Hourly charges, Fixed fees
|
|
| 3 | 233 | $120,358,836 | A percentage of AUM, Hourly charges, Fixed fees
|
|
| 3 | 0 | $0 | A percentage of AUM, Hourly charges, Fixed fees
|
|
| 1 | 0 | $0 | A percentage of AUM, Hourly charges, Fixed fees
|
* Additional advisors listing is provided in partnership with Yext
| Financial Advisor | Office Location | Phone Number |
|---|---|---|
| 319 E Carrillo St, Ste 107, Santa Barbara, CA 93101 | 805-682-8187 | |
| 1014 Santa Barbara St, Santa Barbara, CA 93101 | 805-963-3381 | |
| 1014 Santa Barbara St, Santa Barbara, CA 93101 | 805-564-7977 | |
| 1014 Santa Barbara St, Santa Barbara, CA 93101 | 805-564-7941 | |
| 111 W. Micheltorena St., Suite 200, Santa Barbara, CA 93101 | 805-618-3160 | |
| 1014 Santa Barbara St, Santa Barbara, CA 93101 | 805-564-7987 | |
| 1014 Santa Barbara St, Santa Barbara, CA 93101 | 805-564-7908 | |
| 1014 Santa Barbara St, Santa Barbara, CA 93101 | 805-564-7944 | |
| 1014 Santa Barbara St, Santa Barbara, CA 93101 | 805-564-7997 | |
| 1014 Santa Barbara St, Santa Barbara, CA 93101 | 805-564-7923 |
Financial advisors and financial planners in California differ in their scope of services and qualifications. A financial advisor provides a variety of services such as investment management, retirement planning, wealth management, and more, depending on the need of an individual. In contrast, a financial planner is a qualified professional who creates personalized financial plans for clients, focusing on areas including retirement, tax, and estate planning. Planners hold specific credentials (CFP, CFA, etc.), and have a fiduciary duty to act in their client's best interests. To learn more, read on about the differences between Financial advisors and financial planners.
When choosing a financial advisor in California who specializes in socially responsible investing, be sure to ask the advisor about their approach to screening investments for environmental, social, and governance (ESG) factors. You can also search for advisors who are members of organizations like the Sustainable Investment Professional Certification (SIPC) or the US SIF: The Forum for Sustainable and Responsible Investment. Additionally, you may also use our free advisor match service to get matched to and compare 2 to 3 financial advisors who meet your specific requirements. To further understand a financial advisor's approach to socially responsible investing, consider using the following 6 Questions On Sustainable Investing That You Should Ask Your Financial Advisor.
When choosing a financial advisor in California, look for some common credentials like Certified Financial Planner (CFP), Chartered Financial Analyst (CFA), Chartered Financial Consultant (ChFC), etc. These designations indicate that the advisor has undergone rigorous training and testing in the field of financial planning and is committed to upholding high ethical standards. To ensure you are making a more informed decision while picking an advisor, explore the 6 common financial advisor certifications you need to know. To further explore the various credentials an advisor can hold, read more about advisor designations.
To ensure that a financial advisor in California prioritizes your best interests, seek out advisors who adhere to a fiduciary standard, which legally obligates them to act in your best interests and avoid conflicts of interest. When selecting an advisor, inquire about their fiduciary status and how they will consistently prioritize your interests. To make sure your best interests are being considered, learn more about the role of a fiduciary financial advisor and the support they can provide.
A financial planner can help you choose the most suitable retirement plans based on your individual circumstances and financial goals, including a 401(k), IRA, Thrift Savings Plan (TSP), and cash-balance pension plans. If you wish to learn more about planning for retirement, read more about the 4 Types of Retirement Plans.
A financial advisor in California may assist you in reducing your tax burden through various strategies, such as optimizing deductions, implementing tax-efficient investment strategies, exploring retirement account contributions, and advising on tax-advantaged savings vehicles. However, WiserAdvisor's directory may not include advisors that specialize in taxes. In the "Advisory Services Provided" section, you will be able to confirm if tax advice and tax preparation services are among the services they offer.
