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Find Top Financial Advisors in Napa, California

Q: What does a financial advisor do?

Financial advisors help their client by providing financial advice and strategy to build wealth and eliminate risk. They assess the client's risk appetite, their unique needs and requirements, their short-term and long-term goals and guide them towards adopting the right financial plan, retirement plan, estate plan or education plan etc. as necessary. Learn more about the roles & benefits of a financial advisor.

Q: Is it worth paying for a financial advisor?

Financial advisors strategize financial planning and help you make the right decision about your investments. They weigh the pros and cons, and are breast with the latest industry updates regarding tax issues and investment vehicles. These valuable insights guide you to make investments that meet your financial requirements and goals such as buying a house, education, having a baby or securing your retirement.

Q: What is the difference between a financial planner and a financial advisor?

A financial advisor is any person who helps their client manage their money by giving valuable investment insights to help financial decision making. A financial planner is also a financial advisor but specializes in creating comprehensive plans for their clients to match their specific goals

Q: When should I hire a financial advisor?

A financial advisor can help you manage your finances especially when you don't have the time to do it yourself or when there are major changes in your life, such as getting married or having a baby. Even if you've managed your investment on your own, the best financial planners can vet your plan and assess it from a different perspective, to add surety to your decisions.

Q: How do I choose the right financial advisor?

While choosing a financial planner to help you with your investment decisions, it's important to do some spadework. Meet different consultants and compare and contrast their advice. Pick up clues that demonstrate their experience and integrity. It is also important to verify the credentials of an independent financial planner before making a decision.

Q: How do I choose a financial planner for retirement?

Finding the right person or a financial advisory firm to help with your retirement planning might take some effort, but the effort is worth it. Financial advisors might have different specializations, look for one who has had past experience in retirement planning. Also, this could translate to a long - term relationship, so it's important to find someone whom you like, trust and respect

Q: How do I know if my financial advisor is a fiduciary?

A fiduciary is any person or firm who acts on behalf of another individual or firm to manage their assets. Fiduciary financial advisors provide their client the highest quality of care while maintaining 'good faith', meaning they wouldn't act in favor of anyone else's interests, including their own. The best way to be certain that a financial advisor is a fiduciary is to simply ask.

Napa, California is a small, but charming city with a population of over 49,000 people. Napa has a cost of living that is 56% higher than the national average. Therefore, Napa residents may benefit from the assistance of a financial advisor to make the most of their earnings, choose suitable investments, and create an effective financial plan. If you're seeking ongoing assistance from a trusted financial advisor in Napa, California, WiserAdvisor's directory of ranked and pre-screened financial advisors and financial advisory firms can be a great starting point for your search. Vetted financial advisors listed below are experienced in navigating various financial matters such as retirement planning, investment strategies, wealth management, financial planning, estate planning, and more.

How To Find Trusted Financial Advisors in Napa, California

Napa has 8 WiserAdvisor vetted Financial Planners and Advisors on the online list below for you to choose from. These financial advisors in Napa, California have an average of 31 years of experience.

NOTE: The list of vetted financial advisors in Napa, California mentioned below does not include all the advisors in our network due to their compliance listing restrictions. More vetted advisors may be available when you use our free match service to compare financial advisors near you in Napa, California.

Qualified Financial Advisors in Napa, California

VETTED

Financial Advisor	Experience	AUM	Minimum Assets	Fee Structure
John CordeiroVintage Wealth Advisors513 Lincoln AvenueNapa, CA 94558	31 Years	Not Specified	Not Specified	Fee-Based
Sonoma Wealth539 BroadwaySonoma, CA 95476	N/A	$0	$0	Fee-Based
David Roggenkamp4040 Civic Center DriveSan Rafael, CA 94903	N/A	Not Specified	Not Specified	Fee-Based
Edelman Financial Engines, LLC2175 North California BoulevardWalnut Creek, CA 94596 9245 Laguna Springs DriveElk Grove, CA 95758 2901 Douglas BlvdRoseville, CA 95661 3945 Freedom CircleSanta Clara, CA 95054	N/A	$0	Not Specified	Fee-Only
Parker O'SullivanCRPS^®Farther Finance, LLC600 Moraga RdMoraga, CA 94556	Not Disclosed	Not Specified	$0	Fee-Only

Financial Advisor

John CordeiroVintage Wealth Advisors513 Lincoln AvenueNapa, CA 94558

Experience31 Years

AUMNot Specified

Minimum AssetsNot Specified

Fee StructureFee-Based

Financial Advisor

Sonoma Wealth539 BroadwaySonoma, CA 95476

ExperienceN/A

AUM$0

Minimum Assets$0

Fee StructureFee-Based

Financial Advisor

David Roggenkamp4040 Civic Center DriveSan Rafael, CA 94903

ExperienceN/A

AUMNot Specified

Minimum AssetsNot Specified

Fee StructureFee-Based

Financial Advisor

Edelman Financial Engines, LLC

2175 North California BoulevardWalnut Creek, CA 94596

9245 Laguna Springs DriveElk Grove, CA 95758

2901 Douglas BlvdRoseville, CA 95661

3945 Freedom CircleSanta Clara, CA 95054

ExperienceN/A

AUM$0

Minimum AssetsNot Specified

Fee StructureFee-Only

Financial Advisor

Parker O'SullivanCRPS^®Farther Finance, LLC600 Moraga RdMoraga, CA 94556

ExperienceNot Disclosed

AUMNot Specified

Minimum Assets$0

Fee StructureFee-Only

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Information on Qualified Financial Advisors in Napa, California

VETTED

John Cordeiro

Vintage Wealth Advisors

About John Cordeiro

John Cordeiro is the CEO/President of Vintage Wealth Advisors where he provides clients with invaluable financial guidance as a wealth advisor. He has over 20 years of experience working with individuals, families and small to mid-sized companies in the Napa Valley. John considers himself a life advisor who specializes in money. His goal is to create a legacy for every client he has the opportunity to work with. Education: John received his Bachelor of Science in Finance from California State University, Sacramento in 1993. He holds his Series 6, 7 and 63 with LPL Financial and Series 65 with Financial Advocates Investment Management. He also has his California Life and Health insurance license #OB26203. Interests: John is very active in his local community. He is a member of the Sunrise Rotary Club, a board member at the Queen of the Valley hospital and the Napa Boys and Girls Club. He also volunteers with several other non-profit organizations. John enjoys spending time with his wife Donna and two children.

About Vintage Wealth Advisors

Vintage Wealth Advisors is an independent, full-service financial planning firm committed to supporting the goals of individuals and business owners in the Napa Valley. As registered representatives of LPL Financial and Investment Advisor Representatives of Financial Advocates Investment Management, the team at Vintage Wealth Advisors provides fee-based advice and a wide array of services that include: comprehensive financial planning, proactive investment management, customized retirement strategies, estate planning, and insurance and annuities.

Advisory Services Provided

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities

Qualifications

CRD# 2319931 Firm CRD# 151298Series 7, 63, 65

Compensation/Fee

Fee-Based

Office Location

513 Lincoln Avenue,Napa,CA 94558

Phone Number

707-492-5100

VETTED

Sonoma Wealth

About Sonoma Wealth

At Sonoma Wealth, we pride ourselves on working as hard for you as you have for yourself. We invest our energy in our clients just as they invest with us. We provide our clients a holistic approach to finance, including: financial planning, asset management, tax planning and asset protection. Our approach is coaching-focused and down-to-earth. We enjoy a collaborative, and even fun environment together, to work toward your financial goals.

Advisory Services Provided

Qualifications

Firm CRD# 305614

Compensation/Fee

Fee-Based, Flat Fee, Based on Assets

Office Location

539 Broadway,Sonoma,CA 95476

Phone Number

707-343-9508

VETTED

David Roggenkamp

About Commonwealth Financial Network

Commonwealth wants you to succeed! Working with us will help you achieve financial independence. Together, we'll implement and monitor a comprehensive process for managing assets and can advise you on most other aspects of your financial life. We typically establish lifelong client relationships.

Client references furnished upon request. https://www.davidroggenkamp.com/

Qualifications

Firm CRD# 8032

Compensation/Fee

Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets

Office Location

4040 Civic Center Drive,Suite 200,San Rafael,CA 94903

Phone Number

415-785-4540

VETTED

Edelman Financial Engines, LLC

About Edelman Financial Engines, LLC

Get a free financial plan

What if you didn't need to be ultra-wealthy for personal, top-to-bottom financial guidance and investment advice? Since 1986, we've helped millions of people get the ball rolling on their financial plans — with straightforward guidance built around their story and where they're headed next. Today, we're proud to be one of America's top independent investment advisory firms as ranked by Barron's (awarded September 2025, based on prior 12-month data through June 30), with nearly 1.25 million clients and more than $314 billion assets under management (as of March 31, 2026) — and prouder still of the trust clients place in us.

The Barron's Top 100 RIA Firms list, an annual ranking of independent advisory firms, is based on qualitative and quantitative criteria. Firms elect to participate but do not pay to be included in the ranking.

Qualifications

Firm CRD# 104510

Compensation/Fee

Fee-Only, Based on Assets

Office Locations

2175 North California Boulevard,Suite 800,Walnut Creek,CA 94596Phone Number877-208-7414

9245 Laguna Springs Drive,Suite 200,Elk Grove,CA 95758Phone Number877-208-7414

2901 Douglas Blvd,Suite 250,Roseville,CA 95661Phone Number877-208-7414

3945 Freedom Circle,Suite 450,Santa Clara,CA 95054Phone Number877-208-7414

VETTED

Parker O'SullivanCRPS^®

Farther Finance, LLC

About Parker O'Sullivan

With over 15 years of industry experience, Parker is a fee-only financial advisor specializing in wealth management, financial planning, and investment management for high-net-worth individuals, executives, business owners, doctors, dentists, and retirees. He provides objective, holistic, comprehensive financial planning, investment, and retirement plan solutions that enable his clients to achieve their short and long-term financial goals.

Before Farther, Parker was most recently a wealth advisor at independent RIAs. Prior to joining the RIA side, he worked for Nuveen and Kayne Anderson in Los Angeles and Cambridge Associates in Boston. Parker holds the Chartered Retirement Plans Specialist (CRPS^®) designation from the College of Financial Planning. He is currently working on his CFP^® coursework at UC Berkley.

Parker graduated from the University of California Santa Barbara. A former ski instructor for Vail Resorts, Parker has a passion for skiing and loves spending time in the mountains. He lives in Moraga, CA, with his wife and daughter.

About Farther Finance, LLC

Farther is a new kind of financial institution, combining expert advisors and cutting-edge technology to deliver a comprehensive, personalized client experience. Backed by Lightspeed Venture Partners, Bessemer Venture Partners, Context Ventures, Cota Capital, Khosla Ventures, MassMutual Ventures, and Moneta Venture Capital, Farther caters to high-net-worth professionals who are building generational wealth and need a more holistic approach to managing their money.

Advisory Services Provided

Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts

Qualifications

CRD# 5923601 Firm CRD# 302050Series 7, 63, 65

Compensation/Fee

Fee-Only, Flat Fee, Based on Assets

Office Location

600 Moraga Rd,Moraga,CA 94556

Phone Number

310-697-6795

WiserAdvisor Reviews

Note: The client testimonials appearing above may not necessarily be representative of all client experiences with WiserAdvisor. You may click on the number of total reviews hyperlinked above to review the entirety of the reviews WiserAdvisor has received. WiserAdvisor did not pay any compensation in consideration of such reviews.

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Top Financial Advisory Firms in Napa, California

Napa, California is home to several reputable financial advisory firms specializing in multiple advisory services such as investment management, retirement planning, estate planning, tax strategies, and risk management.

Most firms in Napa, California are registered with the SEC and follow a fiduciary standard. This means that they are legally obligated to act in the best interest of their clients. Being part of one of the largest and most diverse financial advisory markets in the country, the firms are well-versed in serving individuals and businesses with complex financial needs.

Methodology

To identify the top financial advisors and advisory firms in Napa, California, all SEC-registered firms based in the city were first identified. Each firm was subsequently assessed based on the number of clients and affiliated advisors, AUM, fee structure, and the range of advisory services they provide. The associated advisors and firms were then ranked according to the following criteria:

AUM:Firms are ranked based on the size of their AUM, with those having larger AUMs being ranked higher.

Number of Clients:Firms catering primarily to individual clients were ranked higher.

Fee Structure:Firms employing a fee-only compensation structure are ranked higher.

Age of Firm:Established firms with proven longevity are ranked higher.

Clients per Advisor:Firms having a lower client-to-advisor ratio are ranked higher.

Advisory Services Offered:Firms offering a broad range of advisory services are ranked higher.

Please note: All information is sourced from publicly available records and updated once a year, ensuring any changes in credentials, services, or regulatory status are reflected and up to date. Firms are selected and ranked independently, according to the criteria described above.

WiserAdvisor features the firms listed above in the 'Top Advisory Firms' section based on objective criteria, without any influence from existing affiliations. No firm receives preferential treatment due to any relationship with WiserAdvisor.


CAPITAL RESEARCH AND MANAGEMENT COMPANYLos Angeles, CA	1384	22262	$3,315,358,763,219	A percentage of AUM, Other (GROSS INVESTMENT INCOME)
BLACKROCK FUND ADVISORSSan Francisco, CA	700	522	$3,047,294,350,591	A percentage of AUM
PACIFIC INVESTMENT MANAGEMENT COMPANY LLCNewport Beach, CA	3194	2811	$2,615,929,249,500	A percentage of AUM, Performance Based
CHARLES SCHWAB INVESTMENT MANAGEMENT, INCSan Francisco, CA	857	304509	$1,098,805,397,188	A percentage of AUM, Fixed fees, Other (COSTS)
FRANKLIN ADVISERS, INC.San Mateo, CA	408	18979	$467,015,634,913	A percentage of AUM, Performance Based
DODGE & COXSan Francisco, CA	306	746	$362,992,567,571	A percentage of AUM
ARES MANAGEMENT LLCLos Angeles, CA	2919	535	$314,926,162,888	A percentage of AUM, Performance Based
WESTERN ASSET MANAGEMENT COMPANYPasadena, CA	471	36775	$298,749,800,684	A percentage of AUM, Performance Based
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLCSanta Monica, CA	562	220	$208,753,633,756	A percentage of AUM, Fixed fees, Performance Based
KKR CREDIT ADVISORS (US) LLCSan Francisco, CA	470	187	$205,116,297,686	A percentage of AUM, Performance Based, Other (MANAGEMENT FEES)
SAGEVIEW ADVISORY GROUP, LLCNewport Beach, CA	262	34543	$202,573,491,630	A percentage of AUM, Hourly charges, Fixed fees
OAKTREE CAPITAL MANAGEMENT, L.P.Los Angeles, CA	853	637	$161,477,442,132	A percentage of AUM, Performance Based
PAYDEN & RYGELLos Angeles, CA	183	869	$142,283,304,330	A percentage of AUM, Fixed fees, Performance Based
PRIMECAP MANAGEMENT COPasadena, CA	40	37	$134,476,880,987	A percentage of AUM
HELLMAN & FRIEDMAN LLCSan Francisco, CA	120	42	$105,674,000,000	A percentage of AUM, Other (CARRIED INTEREST; PROFITS INTEREST)

Firm Name

CAPITAL RESEARCH AND MANAGEMENT COMPANYLos Angeles, CA

No. of Advisors1384

AUM$3,315,358,763,219

No. of Clients22262

Fee StructureA percentage of AUM, Other (GROSS INVESTMENT INCOME)

Firm Name

BLACKROCK FUND ADVISORSSan Francisco, CA

No. of Advisors700

AUM$3,047,294,350,591

No. of Clients522

Fee StructureA percentage of AUM

Firm Name

PACIFIC INVESTMENT MANAGEMENT COMPANY LLCNewport Beach, CA

No. of Advisors3194

AUM$2,615,929,249,500

No. of Clients2811

Fee StructureA percentage of AUM, Performance Based

Firm Name

CHARLES SCHWAB INVESTMENT MANAGEMENT, INCSan Francisco, CA

No. of Advisors857

AUM$1,098,805,397,188

No. of Clients304509

Fee StructureA percentage of AUM, Fixed fees, Other (COSTS)

Firm Name

FRANKLIN ADVISERS, INC.San Mateo, CA

No. of Advisors408

AUM$467,015,634,913

No. of Clients18979

Fee StructureA percentage of AUM, Performance Based

Firm Name

DODGE & COXSan Francisco, CA

No. of Advisors306

AUM$362,992,567,571

No. of Clients746

Fee StructureA percentage of AUM

Firm Name

ARES MANAGEMENT LLCLos Angeles, CA

No. of Advisors2919

AUM$314,926,162,888

No. of Clients535

Fee StructureA percentage of AUM, Performance Based

Firm Name

WESTERN ASSET MANAGEMENT COMPANYPasadena, CA

No. of Advisors471

AUM$298,749,800,684

No. of Clients36775

Fee StructureA percentage of AUM, Performance Based

Firm Name

GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLCSanta Monica, CA

No. of Advisors562

AUM$208,753,633,756

No. of Clients220

Fee StructureA percentage of AUM, Fixed fees, Performance Based

Firm Name

KKR CREDIT ADVISORS (US) LLCSan Francisco, CA

No. of Advisors470

AUM$205,116,297,686

No. of Clients187

Fee StructureA percentage of AUM, Performance Based, Other (MANAGEMENT FEES)

Firm Name

SAGEVIEW ADVISORY GROUP, LLCNewport Beach, CA

No. of Advisors262

AUM$202,573,491,630

No. of Clients34543

Fee StructureA percentage of AUM, Hourly charges, Fixed fees

Firm Name

OAKTREE CAPITAL MANAGEMENT, L.P.Los Angeles, CA

No. of Advisors853

AUM$161,477,442,132

No. of Clients637

Fee StructureA percentage of AUM, Performance Based

Firm Name

PAYDEN & RYGELLos Angeles, CA

No. of Advisors183

AUM$142,283,304,330

No. of Clients869

Fee StructureA percentage of AUM, Fixed fees, Performance Based

Firm Name

PRIMECAP MANAGEMENT COPasadena, CA

No. of Advisors40

AUM$134,476,880,987

No. of Clients37

Fee StructureA percentage of AUM

Firm Name

HELLMAN & FRIEDMAN LLCSan Francisco, CA

No. of Advisors120

AUM$105,674,000,000

No. of Clients42

Fee StructureA percentage of AUM, Other (CARRIED INTEREST; PROFITS INTEREST)

Frequently Asked Questions

What does a financial advisor do?

Is it worth paying for a financial advisor?

What is the difference between a financial planner and a financial advisor?

When should I hire a financial advisor?

How do I choose the right financial advisor?