Andrew Chabot, MBA, CFP | Financial Advisor in Rancho Cucamonga ,CA

11810 Sebastian Way Suite 105
Rancho Cucamonga, CA 91730
Phone: (909) 935-5555

Chabot Wealth Management


About

I am a local, independent, CERTIFIED FINANCIAL PLANNER and specialize in growing and more importantly preserving wealth for my clients. As a long-term investor, you are faced with a wide array of financial considerations. You may need to provide financial assistance for a child's college education or help support a loved one. In addition, you must prepare for your own retirement as well as consider what's to be done with your estate after you are gone. You are confronted with a growing number of investment and insurance products and services. Should you invest in mutual funds, annuities, individual securities, or a comprehensive asset management program. Add up all of these important considerations and your need for competent, objective financial guidance has never been greater. This is where I come in. I help you make better decisions.

15 Years of Experience



General Information
Firm Start Year:   2010
No.of Employees:   2-4
Insurance License#:   California Insurance License #0E70330
Name of Broker/Dealer:   LPL Financial
Name of Custodial Firm:   LPL Financial
States Licensed in:   CA, NV, AZ, NJ , PA
Number of Years with Current Firm:   4
Work Experience:   Wells Fargo Bank
Bank Of America
Farmers Insurance Group
CUSO Financial Services
Altura Credit Union
I work with the following types of clients:   Non-Profit Organizations , Businesses , Individual Investors


Services
Investment Types:   Annuities , Insurance , Options & Futures , Stocks , Mutual Funds , Bonds , Alternative Investments , Commodities , Exchange Traded Funds (ETFs) , Mortgages & Real Estate , Socially Responsible Investments (SRI)


Qualifications & Memberships
Insurance and Annuity Licenses:   HMO , Annuity , Life , Variable Life , Variable Annuity , Property , Accident , Long Term Care , Health , Disability , Casualty
Financial Organization Memberships:   Financial Planning Association (FPA)
Non-Financial Organization Memberships:   Better Business Bureau. Rancho Cucamonga Chamber of Commerce


Firm Information
Firm's Number of Clients:   150
Firm's Number of Planning Clients:   150
Firm's Number of Managed Clients:   150
Advisor's Number of Clients:   200
Advisor's Number of Managed Clients:   200
Advisor's Number of Planning Clients:   200


Compliance
Registered Representative:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation & Fees
Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   $100,000
Compensation Methods:   Commissions , Based on Assets , Hourly , Flat Fee
Additional Details on Charges:   Percentage of Assets, Commission and/or hourly rate all agreed upon by both parties. No charge or obligation for initial consultation


Board Positions
Organization:  OliveCrest Foundation  Riverside CA
Position :  Board Member, Fundraising Chair
Duration :  June 2013-Currently holding


Education
MBA - Business Administration   CSUSB
-

BA - Marketing  CSUSB
-



FAQs

  • Do you have a customer satisfaction or refund policy? Yes
  • What are your qualifications? What is your education background? MBA, CFP, FINRA SERIES 6,7,24,26,63 and 65 Licenses through LPL Financial. California Property, Casualty, Life and Health Insurance License #0E70330. Completely Independent Registered Principal through LPL Financial one of the world's leading independent broker dealers. President of Chabot Wealth Management.
  • What is your approach to financial planning? I make complex issues simple for my clients and provide objective financial advise so my clients make better decisions with their money.
  • What services do you offer? Comprehensive Financial Planning Retirement Planning Business Consulting / Succession Planning Estate Planning College Planning Investment Planning Insurance Planning Comprehensive asset management accounts Mutual funds and ETF's Individual stocks and bonds Domestic and foreign securities Alternative investments Annuities Trust services FDIC-insured cash accounts
  • How many clients do you currently manage? 100
see more
Andrew Chabot MBA, CFP

Andrew Chabot MBA, CFP

CERTIFIED FINANCIAL PLANNER™ Certificant

Biography


Andrew Chabot has been in the financial services industry for over 15 years. Andrew is a CERTIFIED FINANCIAL PLANNER professional and takes pride in helping his clients pursue their goals in life. He specializes in growing and preserving his client's wealth and helps his clients make better decisions.

Andrew earned his BA in Marketing and has also earned an MBA. He currently holds FINRA Series 6, 7, 24, 26, 63 and 65 FINRA registrations through LPL Financial as well as Life / Health / Property and Casualty Insurance licenses. Andrew is an LPL Registered Principal and Chabot Wealth Management's President. He is an active member in the Rancho Cucamonga Chamber of Commerce. Andrew is also a volunteer board member for the OliveCrest Foundation which is dedicated to helping abused and at-risk children.

Communities Served

Azusa Bloomington
Blue Jay Bryn Mawr
Chino Chino Hills
Claremont Colton
Corona Covina
Crestline Fontana
Glendora Grand Terrace
Highland La Verne
Lake Arrowhead Loma Linda
Lytle Creek Mira Loma
Montclair Mt Baldy
Norco Ontario
Phelan Pinon Hills
Pomona Rancho Cucamonga
Redlands Rialto
Riverside San Bernardino
San Dimas Upland
Wrightwood CA

Office Hours

Mon. 9:00 AM - 8:00 PM
Tue. 9:00 AM - 8:00 PM
Wed. 9:00 AM - 8:00 PM
Thu. 9:00 AM - 8:00 PM
Fri. 9:00 AM - 8:00 PM

Social Networks


tweeter facebook linkedin google plus