Andrew Chabot, MBA, CFP®
Rancho Cucamonga, CA 91730
Rancho Wealth Management
About
I am a local, independent, CERTIFIED FINANCIAL PLANNER? and specialize in growing and more importantly preserving wealth for my clients. As a long-term investor, you are faced with a wide array of financial considerations. You may need to provide financial assistance for a child's college education or help support a loved one. In addition, you must prepare for your own retirement as well as consider what's to be done with your estate after you are gone. You are confronted with a growing number of investment and insurance products and services. Should you invest in mutual funds, annuities, individual securities, or a comprehensive asset management program. Add up all of these important considerations and your need for competent, objective financial guidance has never been greater. This is where I come in. I help you make better decisions.
15 Years of Experience
- SEC File# 4622383
- CRD# 4622383
- Firm CRD# 6413
- Insurance License# California Insurance License #0E70330
- Series 6, 7, 24, 26, 63, 65
| General Information |
| Firm Start Year: | 2010 | |
| No.of Employees: | 2-4 | |
| Insurance License#: | California Insurance License #0E70330 |
| Name of Broker/Dealer: | LPL Financial |
| Name of Custodial Firm: | LPL Financial |
| States Licensed in: | CA, NV, AZ, NJ , PA |
| Number of Years with Current Firm: | 4 |
| Work Experience: |
Wells Fargo Bank Bank Of America Farmers Insurance Group CUSO Financial Services Altura Credit Union |
| I work with the following types of clients: | Businesses , Non-Profit Organizations , Individual Investors |
| Services |
| Investment Types: | Bonds , Alternative Investments , Exchange Traded Funds (ETFs) , Mortgages & Real Estate , Stocks , Options & Futures , Commodities , Mutual Funds , Insurance , Annuities , Socially Responsible Investments (SRI) |
| I can meet clients in the following ways: | Via phone , At my office , At your home , At your office |
| Qualifications & Memberships |
| Insurance and Annuity Licenses: | Disability , Property , Casualty , Accident , Annuity , Health , Life , HMO , Variable Annuity , Long Term Care , Variable Life |
| Financial Organization Memberships: | Financial Planning Association (FPA) |
| Non-Financial Organization Memberships: | Better Business Bureau. Rancho Cucamonga Chamber of Commerce |
| Firm Information |
| Firm's Number of Clients: | 150 |
| Firm's Number of Planning Clients: | 150 |
| Firm's Number of Managed Clients: | 150 |
| Advisor's Number of Clients: | 200 |
| Advisor's Number of Managed Clients: | 200 |
| Advisor's Number of Planning Clients: | 200 |
| Compliance |
| Registered Representative: | Yes |
| Investment Advisor Representative: | Yes |
| I am an acknowledged fiduciary: | Yes |
| Compliance Disclosures in Last 5 years: | I have a clean record |
| Criminal Disclosures in Last 5 years: | I have a clean record |
| Compensation & Fees |
| Fee Structure: | I am a fee-based financial professional |
| Minimum Portfolio Size for New Managed Accounts: | $100,000 |
| Compensation Methods: | Based on Assets , Hourly , Flat Fee , Commissions |
| Additional Details on Charges: | Percentage of Assets, Commission and/or hourly rate all agreed upon by both parties. No charge or obligation for initial consultation |
| Organization: | OliveCrest Foundation Riverside CA |
| Position : | Board Member, Fundraising Chair |
| Duration : | June 2013-Currently holding |
Education
| MBA - Business Administration |
CSUSB
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| BA - Marketing |
CSUSB
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FAQs
- Do you have a customer satisfaction or refund policy? Yes
- What are your qualifications? What is your education background? MBA, CFP®, FINRA SERIES 6,7,24,26,63 and 65 Licenses through LPL Financial. California Property, Casualty, Life and Health Insurance License #0E70330. Completely Independent Registered Principal through LPL Financial one of the world's leading independent broker dealers. President of Chabot Wealth Management.
- What is your approach to financial planning? I make complex issues simple for my clients and provide objective financial advise so my clients make better decisions with their money.
- What services do you offer? Comprehensive Financial Planning Retirement Planning Business Consulting / Succession Planning Estate Planning College Planning Investment Planning Insurance Planning Comprehensive asset management accounts Mutual funds and ETF's Individual stocks and bonds Domestic and foreign securities Alternative investments Annuities Trust services FDIC-insured cash accounts
- How many clients do you currently manage? 100
Andrew Chabot MBA, CFP®
CERTIFIED FINANCIAL PLANNER™ Certificant
Biography
Andrew Chabot has been in the financial services industry for over 15 years. Andrew is a CERTIFIED FINANCIAL PLANNER? professional and takes pride in helping his clients pursue their goals in life. He specializes in growing and preserving his client's wealth and helps his clients make better decisions.
Andrew earned his BA in Marketing and has also earned an MBA. He currently holds FINRA Series 6, 7, 24, 26, 63 and 65 FINRA registrations through LPL Financial as well as Life / Health / Property and Casualty Insurance licenses. Andrew is an LPL Registered Principal and Chabot Wealth Management's President. He is an active member in the Rancho Cucamonga Chamber of Commerce. Andrew is also a volunteer board member for the OliveCrest Foundation which is dedicated to helping abused and at-risk children.
Communities Served
| Azusa | Bloomington |
| Blue Jay | Bryn Mawr |
| Chino | Chino Hills |
| Claremont | Colton |
| Corona | Covina |
| Crestline | Fontana |
| Glendora | Grand Terrace |
| Highland | La Verne |
| Lake Arrowhead | Loma Linda |
| Lytle Creek | Mira Loma |
| Montclair | Mt Baldy |
| Norco | Ontario |
| Phelan | Pinon Hills |
| Pomona | Rancho Cucamonga |
| Redlands | Rialto |
| Riverside | San Bernardino |
| San Dimas | Upland |
| Wrightwood | CA |
Office Hours
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Mon. | 9:00 AM - 8:00 PM |
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Tue. | 9:00 AM - 8:00 PM |
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Wed. | 9:00 AM - 8:00 PM |
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Thu. | 9:00 AM - 8:00 PM |
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Fri. | 9:00 AM - 8:00 PM |
Social Networks
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