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Portfolio Size of 100K and above
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Quality: All Advisors undergo strict screening to be part of our match network.
Accuracy: We match you to vetted advisors that closely align with your needs.
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Your service helped us connect with Brian who had clients similar to our situation.
Former advisor put our cash in a cookie-cutter investment plan and we wanted to find alternative options...
Susan, a Retired Executive from New York
There are hundreds of financial professionals in your area. However, choosing the right advisor that understands your financial situation and meets your needs may be quite daunting. WiserAdvisor has a network of vetted financial advisors and advisory firms and has listed them below. You can find the details of each advisor, such as their qualifications, service offerings, etc. that you could use while searching for the financial advisor that best suits your financial and investment goals.
We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards.
Scotts Valley
has
6
WiserAdvisor vetted Financial Planners and Advisors for you to
choose from and
5
non-vetted advisors in your local area. These financial advisors in
Scotts Valley, California
have an average of
16
years of experience.
NOTE: The list of financial
advisors in
Scotts Valley, California
mentioned below do not include all the advisors in our network due
to their compliance listing restrictions. More vetted advisors may
be available when you use our free
match service to compare financial advisors near you in
Scotts Valley, California.
| Qualified Financial Advisors in Scotts Valley, California | ||||
|---|---|---|---|---|
| Financial Advisor | Experience | AUM | Minimum Assets | Fee Structure |
| Allworth Financial
CFP® ALLWORTH FINANCIAL 644 North Santa Cruz Ave Suite 4, Los Gatos, CA 95030 1550 The Alameda, Suite 125, San Jose, CA 95126 |
Not Disclosed | $10,000,000,000 | Not Specified | Fee-Based |
| Personal Capital
PERSONAL CAPITAL 3 Lagoon Drive, Suite 200, Redwood City, CA 94065 250 Montgomery Street, San Francisco, CA 94104 250 Montgomery Street, San Francisco, CA 94104 |
11 | $22,400,000,000 | $100,000 | Fee-Based |
| David Roggenkamp
ChFC® COMMONWEALTH FINANCIAL NETWORK 700 Larkspur Landing Circle, Suite 199, Larkspur, CA 94939 |
31 | Not Specified | Not Specified | Fee-Based |
Qualifications
Firm CRD# 111167
Compensation/Fee Fee-Based
Office Location
644 North Santa Cruz Ave Suite 4,
Los Gatos,
CA
95030
Phone Number
888-242-6766
Office Location
1550 The Alameda, Suite 125,
San Jose,CA 95126
Phone Number
888-242-6766
Allworth Financial has been providing transparent, straightforward, and honest financial advice to individuals and families for more than 26 years. They are a fiduciary, fee-based firm that focuses on helping people achieve financial confidence. The advisors at Allworth are not salespeople, so their sole interest is providing the recommendations and advice people need to hear. During your free consultation, the advisor will listen to your goals, answer your questions, and lay out a series of next steps for success.
Advisory Services Provided:
Retirement Planning, Tax Advice and Services, Estate Planning & Trusts
Qualifications
Firm CRD# 155172
Compensation/Fee Fee-Based
Office Location
3 Lagoon Drive,
Suite 200,
Redwood City,
CA
94065
Phone Number
650-556-1310
Office Location
250 Montgomery Street,
Suite 700,
San Francisco,CA 94104
Phone Number
855-855-8005
Office Location
250 Montgomery Street,
Suite 700,
San Francisco,CA 94104
Phone Number
650-556-1310
Ready to take control of your finances? Personal Capital is here to help. We have objective fiduciary advisors ready to analyze your financial situation, and help you build a personalized, holistic plan.
The holistic financial plan recommendation is yours to keep, no strings attached.
There's never been a better time to get a second opinion on your financial future. Schedule a call with Personal Capital today.
WHY USE PERSONAL CAPITAL
Personal Capital provides a unique combination of award-winning financial tools and personalized, human advice.
Work with our team of licensed fiduciary advisors to build a free Personalized Plan that's yours to keep. You and your advisor will use our comprehensive array of free money management tools to identify and alert you to opportunities for investment management, retirement planning, and cash flow.
Setting up your dashboard will make your discussion with an advisor -- whether ours or a competitor's -- more productive. And it's completely free to get started:
Personal Capital Advisors Corporation ("PCAC") compensates WiserAdvisor ("Company") for new leads. ("Company") is not an investment client of PCAC.
Advisory Services Provided:Portfolio Management, Wealth Management
Qualifications
CRD# 1934091
Firm CRD# 8032
Series 7, 63
Compensation/Fee Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
Office Location
700 Larkspur Landing Circle, Suite 199,
Larkspur,
CA
94939
Phone Number
415-785-4540
David Roggenkamp has been in the investment advisory business for 31 years. His practice is focused on investment management for individuals and small businesses, including retirement plans. David also provides fee-based consulting guidance on retirement plan investments, education, fiduciary obligations for various types of trusts and qualified plans. He holds FINRA Series 7, 63 securities registrations through Commonwealth Financial Network® and is a certified Chartered Financial Consultant (ChfC). David was appointed Chartered Financial Consultant® (ChFC®) in 2000 from the American College in Bryn Mawr, Pennsylvania. The ChFC certification is a nationally recognized accreditation, demonstrating proficiency eight key areas of practice: investment analysis, capital markets, retirement planning, financial planning, investment risk management and succession planning for business owners and professionals, income tax law, and estate planning. The certification is a recognized standard for investment proficiency and fiduciary ethics in financial planning.David is involved in on-going education to affirm his ChFC certification as well as broker/dealer and regulatory agency education requirements. His immediate prior affiliations include: John Hancock Inc., Transamerica Investment Advisors Inc. David is a 1987 graduate of Kenyon College. David works and lives in Marin County, California, and has resided with his family in the San Francisco Bay area since 1988. References furnished upon request.
Commonwealth wants you to succeed! Working with us will help you achieve financial independence. Together, we'll implement and monitor a comprehensive process for managing assets and can advise you on most other aspects of your financial life. We typically establish lifelong client relationships. Client references furnished upon request. https://www.davidroggenkamp.com/
* Additional advisors listing is provided in partnership with Yext
| Financial Advisor | Office Location | Phone Number |
| Edward Jones Inquire with Edward |
5619 Scotts Valley Dr, Ste 120, Scotts Valley, CA 95066 | 831-438-2778 |
| Edward Jones Inquire with Edward |
5403 Scotts Valley Dr, Suite C, Scotts Valley, CA 95066 | 831-438-2168 |
| Edward Jones Inquire with Edward |
5619 Scotts Valley Dr, Ste 100, Scotts Valley, CA 95066 | 831-438-0719 |
| Edward Jones Inquire with Edward |
221 Mount Hermon Rd, Suite F, Scotts Valley, CA 95066 | 831-461-9311 |
| Edward Jones Inquire with Edward |
5619 Scotts Valley Dr, Ste 120, Scotts Valley, CA 95066 | 831-438-2778 |
Grow your AUM with pre-qualified leads!
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