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Find Top Financial Advisors in Beverly Hills


WiserAdvisor has over 20 years experience in matching the right financial advisor that is best suited to individuals like you in Beverly Hills. You need a financial advisor who will understand your financial situation and have the relevant financial qualifications to provide you with the right financial guidance and an insightful edge towards your financial journey.

Qualifications of Financial Advisor in Beverly Hills

Each and every financial advisor in our network from large Fortune 500 companies to small independent financial firms are pre-screened for industry experience, disclosures and registrations with SEC and FINRA. Collectively, our Pre-Screened advisors, serve thousands of happy clients, managing billions of dollars and providing financial freedom and security for families and individuals like you.

Financial Advisors in Beverly Hills, California
Financial Advisor Office Location Phone Number
Zain Griffith
Dash Investments
9701 Wilshire Blvd,
Beverly Hills, CA  90212
9701 Wilshire Blvd.,
Beverly Hills, CA  90212
(424) 302-3423
(415) 748-9181
Paul Taghibagi, CFP®
Signature Estate & Investment Advisors, LLC
2121 Avenue of the Stars,
Los Angeles, CA  90067
(310) 712-2323
Theodore E. Saade CFP®, AIF®, CMFC
Signature Estate & Investment Advisors, LLC
2121 Avenue of the Stars,
Los Angeles, CA  90067
(310) 712-2356
Anthony Masterson
Edelman Financial Engines, LLC
12100 Wilsure Blvd.,
Los Angeles, CA  90025
(424) 365-6153
Rachel Vivian
Edelman Financial Engines, LLC
1960 E. Grand Ave.,
El Segundo, CA  90245
(424) 230-7438
Anthony A. Saccaro, ChFC
Providence Financial & Insurance Services, Inc
20335 Ventura Boulevard, Suite 125,
Woodland Hills, CA  91364
(818) 887-6443
Kirk Miller
Western International Securities
21900 Burbank Boulevard,
Woodland Hills, CA  91367
(574) 261-0014
John Sperger
Edelman Financial Engines, LLC
150 South Los Robles Avenue,
Pasadena, CA  91101
(626) 788-5025
James Selu
Edelman Financial Engines, LLC
21550 Oxnard Street,
Woodland Hills, CA  91367
(818) 857-4855
Mark Higginbotham
Edelman Financial Engines, LLC
21515 Hawthorne Blvd,
Torrance, CA  90503
(424) 903-7477
Eric Pritz, CFP®
Signature Estate & Investment Advisors
1848 S. Elena Avenue,
Redondo Beach, CA  90277
(310) 712-2349
Ryan Gunn, CFP®
Gunn Financial Associates
2629 Townsgate Rd., Suite 245,
Westlake Village, CA  91361
(888) 902-5999Ext2
Brad Maurer
Edelman Financial Engines, LLC
2400 E. Katella Ave.,
Anaheim, CA  92806
(424) 903-7477
Robert Nevarez,PFP
HN Financial Group
650 Town Center Dr.,
Costa Mesa, CA  92626
(310) 634-4646
Corey Fast
Edelman Financial Engines, LLC
600 Anton Blvd,
Costa Mesa, CA  92626
(714) 841-0982
Rick Donnelly
Edelman Financial Engines, LLC
2040 Main Street,
Irvine, CA  92614
(949) 705-5960

Information on Qualified Financial Advisors in Beverly Hills

Qualifications CRD# 5741663
Series 63, 65

Compensation/Fee I am a fee-only financial professional, Based on Assets


Office Location 9701 Wilshire Blvd,
Suite 1000,
Beverly Hills,
CA 
90212
Phone Number (424) 3023423

Office Location 9701 Wilshire Blvd.,
Suite 1000,
Beverly Hills,CA  90212
Phone Number (415) 7489181

About Dash Investments

Dash Investments is a fee-only independent investment firm recently ranked by "Money Magazine" as one of the top financial advisory firms in the country. We offer comprehensive financial planning, retirement planning and asset management services. Our firm is built on the philosophy that each client deserves individual attention and proactive service. We want to be a partner in your success.



Qualifications CRD# 2075689
FirmCRD# 468
Series 6, 7, 22, 24, 63

Compensation/Fee I am a fee-based financial professional, Based on Assets


Office Location 2121 Avenue of the Stars,
Suite 1600,
Los Angeles,
CA 
90067
Phone Number (310) 7122323

About Signature Estate & Investment Advisors, LLC

Welcome to Signature Estate & Investment Advisors, LLC Signature Estate & Investment Advisors, LLC (SEIA®) is a Registered Investment Advisory firm offering Investment Management and Financial Planning Services tailored to meet the unique needs of affluent individuals, institutions, and corporations. SEIA's reputation is earned on a daily basis, in each client relationship and professional affiliation we maintain. Accordingly, these values shape our firm: SEIA mandates extensive and comprehensive requirements for all advisors in the areas of accredited degrees, professional designations, licensing, and ethics requirements Continuous enhanced education and experience enable our Certified Financial Planners (CFP®) and Chartered Financial Analysts (CFA®) to design individually tailored strategies and provide relationship-based financial advice meeting both the short and long term goals of each client Confidential, unbiased, high quality financial advice is the core of our wealth management strategies



Qualifications CRD# 2650992
FirmCRD# 108163
Series 6, 7, 63, 65

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Hourly


Office Location 2121 Avenue of the Stars,
Suite 1600,
Los Angeles,
CA 
90067
Phone Number (310) 7122356

About Signature Estate & Investment Advisors, LLC

Welcome to Signature Estate & Investment Advisors, LLC Signature Estate & Investment Advisors, LLC (SEIA®) is a Registered Investment Advisory firm offering Investment Management and Financial Planning Services tailored to meet the unique needs of affluent individuals, institutions, and corporations. SEIA's reputation is earned on a daily basis, in each client relationship and professional affiliation we maintain. Accordingly, these values shape our firm: SEIA mandates extensive and comprehensive requirements for all advisors in the areas of accredited degrees, professional designations, licensing, and ethics requirements Continuous enhanced education and experience enable our Certified Financial Planners (CFP®) and Chartered Financial Analysts (CFA®) to design individually tailored strategies and provide relationship-based financial advice meeting both the short and long term goals of each client Confidential, unbiased, high quality financial advice is the core of our wealth management strategies



Qualifications CRD# 104510
FirmCRD# 104510
Series 7, 66

Compensation/Fee Fee Based Only - No Commissions


Office Location 12100 Wilsure Blvd.,
8th Floor,
Los Angeles,
CA 
90025
Phone Number (424) 3656153

Joined Edelman Financial Engines in 2017. Began his career in the financial services industry in 2002. Successfully completed the Series 7 and 66 examination(s) administered by FINRA. Earned the Chartered Retirement Planning CounselorSM (CRPC®) certification(s) and the Accredited Asset Management SpecialistSM (AAMS®) designation(s). Bachelor's degree in Psychology from UCLA. Married to Tatiana. Anthony enjoys swimming, hiking, playing guitar, and is a live music enthusiast.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 5034679
FirmCRD# 104510
Series 6, 7, 63, 66

Compensation/Fee Fee Based Only - No Commissions


Office Location 1960 E. Grand Ave.,
Suite 720,
El Segundo,
CA 
90245
Phone Number (424) 2307438

Joined Edelman Financial Engines in 2015. Began her career in the financial services industry in 2003. Earned the Certified Financial Planner certification. Bachelor's degree in Business Administration in Personal Financial Planning from Western Michigan University.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 5230816
FirmCRD# 141988
Series 65

Compensation/Fee I am a Fee-Only financial professional, Based on Assets, Flat Fee, Hourly


Office Location 20335 Ventura Boulevard, Suite 125,
Woodland Hills,
CA 
91364
Phone Number (818) 8876443

Anthony A. Saccaro, ChFC, founder and president of Providence Financial & Insurance Services, is a financial planner and registered investment advisor. For over 15 years, he has coached thousands of individuals with their finances. He is passionate about helping them develop income strategies for a secure future. Saccaro is a frequent speaker on estate and financial planning topics and is an advisory board member for Senior Market Advisor, a leading industry publication. Saccaro has been featured in prestigious publications such as The Wall Street Journal, USA Today, Forbes, Los Angeles Daily News, Pasadena Star News, Fox Business, West Valley News and Long Beach Tribune. In 2011, the San Fernando Valley Business Journal named Providence Financial as one of the top 100 firms in the San Fernando Valley. In October 2012, Saccaro appeared on the cover of Life Insurance Selling, a premier national magazine for financial planners and insurance professionals. In May 2013, Forbes named him one of Southern California’s Financial Leaders and featured him in that month's edition of their magazine. In January 2014, Saccaro was invited to be a guest on KCAL9 News and speak on the topic of financial resolutions. As a born again Christian, Saccaro professes his faith in Jesus Christ as his Lord and Savior and regularly attends Grace Community Church, pastored by Dr. John MacArthur, in Sun Valley, California. Born and raised in Los Angeles, Saccaro’s favorite pastimes include spending time with his wife Anca and son Aiden, reading, playing golf and traveling.

About Providence Financial & Insurance Services, Inc

Providence Financial & Insurance Services provides comprehensive financial, estate and tax planning education and services for clients in the greater Los Angeles area. We specialize in conservative investment strategies for baby boomers and retirees. Our service first philosophy means we invest our time in you and listen to your situation before ever asking you to become a client. At Providence Financial, we listen to our client's needs and concerns and educate them on their financial options. We then help them make informed decisions and come up with a customized financial action plan. Investing can be tricky, but our experience and knowledge in financial and estate planning, investment portfolios and asset management help us to maximize our clients’ goals. It’s what we’ve been doing for 15years! When it comes to preparing for retirement, it is critical to find a financial advisor who cares about your life savings as much as you do. Anthony A. Saccaro, Chartered Financial Consultant and president of Providence Financial, coaches his clients and helps them to invest their hard-earned money in a responsible way. Contact us and schedule a free financial consultation. We promise that we will answer your questions and give you some good, old fashioned financial advice...all without any obligation to become a client if you don't want to!



Qualifications CRD# 5004970
FirmCRD# 39262
Series 7, 63, 66

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Commissions, Flat Fee, Subscriptions


Office Location 21900 Burbank Boulevard,
3rd Floor,
Woodland Hills,
CA 
91367
Phone Number (574) 2610014

Kirk Miller is an independent financial advisor with Western International Securities with over 10 years of industry experience. He has a proven track record of helping clients with asset management, financial and retirement planning, insurance, and assessments of 401k plans. Kirk also has a great deal of knowledge regarding real estate exchanges and private investments. He received his undergraduate degree and MBA from the University of Notre Dame with emphasis in finance and investments. Upon graduation, Kirk taught mathematics before returning to school. After he received his MBA, he expanded his knowledge of credit as he worked in investment banking for the Bank of Montreal where he did origination and structuring of securitization deals. He then moved to JP Morgan where he built a book of business of over $120M while working for their Private Bank and Private Client groups for almost 10 years.

About Western International Securities

Western International Securities, Inc. was founded in 1995 to combine the same full service of the nation?s largest financial institutions with the personal touch that is missing in so many firms today. Our clearing relationships with National Financial Services Inc, and Pershing, LLC assure access to some of the most highly regarded research and market analysis. In addition, through extensive electronic news sources and databases, we can quickly provide market analysis and background information on literally thousands of investment possibilities throughout the world. NFS and Pershing offers state-of-the-art account access and online client reporting capabilities and is well regarded on the street for it's superior technology, service and support. Through these relationships, our Representatives have access to a full array of products and services as well as advanced trading capabilities, block trading, fixed income desks and managed account programs.



Qualifications CRD# 4808720
FirmCRD# 104510
Series 7, 66

Compensation/Fee Fee Based Only - No Commissions


Office Location 150 South Los Robles Avenue,
Suite 880,
Pasadena,
CA 
91101
Phone Number (626) 7885025

Joined Edelman Financial Engines in 2016. Began his career in the financial services industry in 2005. Earned the Certified Financial Planner certification(s). Bachelor's degree in Economics from Villanova University.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high- touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 5492468
FirmCRD# 104510
Series 7, 9, 10, 63, 66

Compensation/Fee Fee Based Only - No Commissions


Office Location 21550 Oxnard Street,
Suite 950,
Woodland Hills,
CA 
91367
Phone Number (818) 8574855

Joined Edelman Financial Engines in 2015. Began his career in the financial services industry in 2008. Earned the Certified Financial Planner certification(s). Bachelor's degree in International Relations from Brigham Young University.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high- touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 1524917
FirmCRD# 104510
Series 7, 8, 24, 63, 65

Compensation/Fee Fee Based Only - No Commissions


Office Location 21515 Hawthorne Blvd,
Suite 580,
Torrance,
CA 
90503
Phone Number (424) 9037477

Joined Edelman Financial Engines in 2017. Began his career in the financial services industry in 1989. Successfully completed the Series 7, 8, 24, 63, and 65 examination(s) administered by FINRA. Received graduate degree in Economics from De Paul University. Married to Linda and has two children. Mark enjoys hiking, biking, X-C skiing, baseball and having dinners with family and friends.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 4865043
FirmCRD# 468
Series 7, 66

Compensation/Fee I am a fee-based financial professional, Based on Assets, Commissions, Flat Fee, Hourly


Office Location 1848 S. Elena Avenue,
Suite 100,
Redondo Beach,
CA 
90277
Phone Number (310) 7122349

About Signature Estate & Investment Advisors

Welcome to Signature Estate & Investment Advisors, LLC Signature Estate & Investment Advisors, LLC (SEIA®) is a Registered Investment Advisory firm offering Investment Management and Financial Planning Services tailored to meet the unique needs of affluent individuals, institutions, and corporations. SEIA's reputation is earned on a daily basis, in each client relationship and professional affiliation we maintain. Accordingly, these values shape our firm: SEIA mandates extensive and comprehensive requirements for all advisors in the areas of accredited degrees, professional designations, licensing, and ethics requirements Continuous enhanced education and experience enable our Certified Financial Planners (CFP®) and Chartered Financial Analysts (CFA®) to design individually tailored strategies and provide relationship-based financial advice meeting both the short and long term goals of each client Confidential, unbiased, high quality financial advice is the core of our wealth management strategies



Qualifications CRD# 5326196
Series 7, 66

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Flat Fee, Hourly


Office Location 2629 Townsgate Rd., Suite 245,
Westlake Village,
CA 
91361
Phone Number (888) 9025999Ext2

-CERTIFIED FINANCIAL PLANNER® -BA Finance -Finra Series 7 & 66 Registrations -Licensed Mortgage Loan Originator -Licensed Insurance Agent -Member of the Academy of Preferred Financial Advisors

About Gunn Financial Associates

Gunn Financial Associates is a financial planning firm providing financial, retirement and investment services to individuals, families and small business owners who desire a high-touch level of service. Our firm has over 40 years of experience in financial planning and its elements of accounting, taxes, investments and insurance. We assist clients with analysis and decisions regarding their financial goals and build and preserve their wealth. Financial Planning & Investment Services Include: -Management of retirement & non-retirement investments -Income & retirement cash flow planning -Reducing income taxes now and in the future -Planning to preserve your assets and income -Estate planning in preparation for incapacity or death



Qualifications CRD# 2737876
FirmCRD# 104510
Series 6, 7, 63, 66

Compensation/Fee Fee Based Only - No Commissions


Office Location 2400 E. Katella Ave.,
Suite 410,
Anaheim,
CA 
92806
Phone Number (424) 9037477

Joined Edelman Financial Engines in 2017. Began his career in the financial services industry in 1996. Successfully completed the Series 6, 7, 63, and 66 examination(s) administered by FINRA. Earned the Certified Investment Management AnalystSM (CIMA®) certification(s). Bachelor of Science in Business Administration with a minor in Finance from Shippensburg University of Pennsylvania. Married to Andrea and they have two dogs; Reeses and Chewie. Enjoys traveling, scuba diving, golf, and cooking. Him and his wife have traveled to Asia, Australia, Europe and South America.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 4039930
FirmCRD# 141238
Series 6, 7, 24, 63, 65

Compensation/Fee I am a fee-based financial professional, Based on Assets, Flat Fee, Hourly, Subscriptions


Office Location 650 Town Center Dr.,
# 1400,
Costa Mesa,
CA 
92626
Phone Number (310) 6344646

About HN Financial Group

Here at HN Financial Group, we have a combined 38 years of industry experience, and our partnership allows us to bring a fresh, innovative approach to financial planning. We strive to shake off the limited thought processes of other firms and try to address our clients’ needs with a fine touch, precisely and proactively making changes and adjustments to their portfolios in order to both protect their assets and increase their financial worth. Our priority is to help people retire with confidence, and we love doing it. Led by partners Robert Nevarez and Gali Horev, the HN Financial team has helped hundreds of clients with their short- and long- term financial goals, individualizing our process to their specific needs. If there is anything we’ve come to understand about wealth management, it’s that every client is unique in their expectations and that their goals and needs can – and often do – change quickly and unexpectedly. Every HN associate is well prepared for the challenge, primed and ready to serve, poised to take advantage of every opportunity while acting as guardians to our clients and their wealth. We look forward to changing the way our clients think about portfolio management and the financial industry, utilizing both state-of-the-art technology and tried-and-true tricks of the trade. We’re excited about the possibilities; we want you to be too.



Qualifications CRD# 4866465
FirmCRD# 104510
Series 6, 7, 63, 65

Compensation/Fee Fee Based Only - No Commissions


Office Location 600 Anton Blvd,
Suite 1750,
Costa Mesa,
CA 
92626
Phone Number (714) 8410982

Joined Edelman Financial Engines in 2015. Began his career in the financial services industry in 2005. Earned the Certified Financial Planner certification(s). Bachelor's degree in Technology from Bowling Green State University.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high- touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 4378370
FirmCRD# 104510
Series 7, 31, 66

Compensation/Fee Fee Based Only - No Commissions


Office Location 2040 Main Street,
Suite 150,
Irvine,
CA 
92614
Phone Number (949) 7055960

Joined Edelman Financial Engines in 2017. Began his career in the financial services industry in 2001. Successfully completed the Series 7, 31, and 66 examination(s) administered by FINRA. Rick grew up in New York, but has lived in Newport Beach CA for 15 years. Married and has three children. In his free time he enjoys playing golf and tennis.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



List of Additional Financial Advisors in or around Beverly Hills, California
Merrill Lynch Beverly Hills, CA
Merrill Lynch Beverly Hills, CA
Ssi Investment Management, Inc Beverly Hills, CA
Solomon David Capital Advisors Beverly Hills, CA
Oppenheimer & Co., Inc. Los Angeles, CA
Windward Capital Management Los Angeles, CA
Merrill Lynch Los Angeles, CA
Financial Education Network Development Los Angeles, CA
John R Carter Corporation Sherman Oaks, CA
Levinrad Capital Management Sherman Oaks, CA

Select other cities around Beverly Hills, California to broaden your search for a financial advisor