Gunn Financial Associates is a financial planning firm providing financial, retirement and
investment services to individuals, families and small business owners who desire a high-touch
level of service.
Our firm has over 40 years of experience in financial planning and its elements of accounting, taxes, investments and insurance. We assist clients with analysis and decisions regarding their financial goals and build and preserve their wealth.
Financial Planning & Investment Services Include:
-Management of retirement & non-retirement investments
-Income & retirement cash flow planning
-Reducing income taxes now and in the future
-Planning to preserve your assets and income
-Estate planning in preparation for incapacity or death
|Firm Start Year:||1989|
|Name of Broker/Dealer:||Royal Alliance Associates, Inc.|
|Name of Custodial Firm:||Several choices|
|States Licensed in:||CA|
|Number of Years with Current Firm:||10|
|I work with the following types of clients:||Retirees , Non-Profit Organizations , Investment Clubs , Businesses , Individual Investors|
|Investment Types:||Alternative Investments , Exchange Traded Funds (ETFs) , Insurance , Bonds , Stocks , Commodities , Annuities , Mutual Funds , Mortgages & Real Estate , Socially Responsible Investments (SRI)|
|I can meet clients in the following ways:||Via phone , At my office , At your home , At your office , Via email|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Disability , Variable Life , Long Term Care , Variable Annuity , Life , Annuity|
|Financial Organization Memberships:||Academy of Preferred Financial Advisors|
|Firm's Number of Clients:||125+|
|Firm's Number of Planning Clients:||125+|
|Firm's Number of Managed Clients:||125+|
|Assets Managed by Firm:||$85,000,000+|
|Assets Managed by Advisor:||$85,000,000+|
|Investment Advisor Representative:||Yes|
|I am an acknowledged fiduciary:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Fee Structure:||I am a Fee-Based financial professional|
|Minimum Portfolio Size for New Managed Accounts:||$100,000|
|Compensation Methods:||Hourly , Based on Assets , Flat Fee|
|Fee % Based on Assets:||1%|
|Additional Details on Charges:||Asset management fee is a tiered system based on assets under management with our firm.|
|Minimum Fee Charged for Hourly Planning Accounts:||250|
|B.A. Finance - Finance||
University of Utah
July 2001-May 2005
Securities & advisory services offered through Royal Alliance Associates, Inc., member FINRA/SIPC. Insurance Services offered through Gunn Financial Associates and is not affiliated with Royal Alliance Associates,Inc.805.446.4600, CA Ins. 0I67971
Ryan is a Certified Financial Planner(TM) and has been a partner at Gunn Financial Associates since 2008. Ryan holds series 7 & 66 registrations as a registered representative for Royal Alliance Associates, Inc. He is also a licensed mortgage loan originator and insurance agent. Ryan specializes in assisting clients prepare for and enjoy a financially productive and rewarding life. After graduating in Finance from the David Eccles School of Business at the University of Utah, Ryan began his professional career at Wells Fargo Financial where he assisted both English and Spanish speaking clients with credit repair, debt consolidation and mortgage refinancing. Ryan became an independent financial planner at Aegis Wealth Group which eventually led him to join Gunn Financial Associates. Ryan believes that regular communication and education are the best tools for helping clients achieve their financial goals.
Qualifications: CERTIFIED FINANCIAL PLANNER®, BA Finance, FINRA Series 7 & 66 Registrations, Licensed Mortgage Loan Originator, Licensed Insurance Agent, Founding Member of the Academy of Preferred Financial Advisors.
Determine when to retire. Determine a sustainable distribution from investments that you will not outlive. Determine when to begin social security benefits.
Estate Planning & Trusts
Verify proper plans are in place to accomplish legacy goals. Review beneficiary designations. Re-titling of assets. Establishing inherited IRAs. Strategy implementation to reduce estate taxes. Guidance in the event of a death.
Tax Planning & Mitigation
Implement tax strategies to reduce income taxes now and in the future. Coordination of your tax and investment decisions. Consulting with tax professional. Recommendations of tax saving investments.
|Mon.||8:00 AM - 6:00 PM|
|Tue.||8:00 AM - 6:00 PM|
|Wed.||8:00 AM - 6:00 PM|
|Thu.||8:00 AM - 6:00 PM|
|Fri.||8:00 AM - 6:00 PM|
|Newbury Park||North Hills|
|Port Hueneme||Porter Ranch|
|Santa Paula||Sherman Oaks|