Cornerstone Asset Management is an independent financial services firm based in Denver, Colorado.
We operate as a branch office of Securities America, Inc.member FINRA/SIPC. We specialize in
comprehensive financial planning and dynamic asset allocation strategies. Whatever your needs may
be - portfolio management, retirement planning, estate planning, risk management, money
management or educational planning -we offer strategies that are consistent with your unique
values, goals and financial objectives.
We provide a variety of portfolio management solutions including our Active Tactical Asset Allocation Modeling system. Our Investment Advisory Services are offered through CUE Financial Group, Inc., a SEC Registered Investment Advisor.
Our mission at Cornerstone Asset Management is to provide exceptional service and to help our clients reach their goals for the reasons that are most important to them.
|Firm Start Year:||1997|
|Name of Broker/Dealer:||Securities America|
|Name of Custodial Firm:||Charles Schwab, Pershing LLC|
|States Licensed in:||
Advisory Services offered in CO,NM,OR,PA
|Number of Years with Current Firm:||2|
|I work with the following types of clients:||Individual Investors, Businesses|
|Investment Types:||Annuities, Insurance, Options, Stocks, Alternative Investments, Exchange Traded Funds (ETFs), Mutual Funds, Bonds|
|I can meet clients in the following ways:||At my office, At your home, At your office, Via phone|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Variable Life, Annuity, Life, Variable Annuity|
|Firm's Number of Clients:||195|
|Firm's Number of Planning Clients:||100|
|Firm's Number of Managed Clients:||175|
|Assets Managed by Firm:||$90 Million|
|Advisor's Number of Clients:||195|
|Advisor's Number of Managed Clients:||175|
|Advisor's Number of Planning Clients:||100|
|Assets Managed by Advisor:||$90 Million|
|Registered Investment Advisor:||Yes|
|Investment Advisor Representative:||Yes|
|I am an acknowledged fiduciary:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Fee Structure:||Fee-Based (Fee and Commissions)|
|Minimum Portfolio Size for New Managed Accounts:||$500,000|
|Compensation Methods:||Based on Assets, Flat Fee, Hourly|
|Fee % Based on Assets:||1-1.5%|
|Flat Fee Rate:||$500|
Stephen Gordon, the firms President, has spent over Twenty years as a financial advisor serving the retirement and financial planning needs for private clients and small businesses.
Stephen holds his Bachelor of Arts Degree in Economics and finds his passion in hands on wealth and portfolio management. He has developed the firms proprietary tactical asset management strategies. Cornerstone Asset Management offers those solutions within our wealth management platforms.
While second in importance to honesty and integrity, his credentials and experience are paramount to providing his clients confidence inspiring & value added financial advice, and wealth management solutions.
|Mon.||7:00 AM - 4:30 PM|
|Tue.||7:00 AM - 4:30 PM|
|Wed.||7:00 AM - 4:30 PM|
|Thu.||7:00 AM - 4:30 PM|
|Fri.||7:00 AM - 2:30 PM|