Stephen Gordon
Cornerstone Asset Management
Suite 990
Greenwood Village, CO 80111
Wealth Management done the right way
About Cornerstone Asset Management
- CRD# 2714986
- Series: 7, 24, 63, 65
22 Years of Experience
Cornerstone Asset Management is an independent financial services firm based in Denver, Colorado.
We operate as a branch office of Securities America, Inc.member FINRA/SIPC. We specialize in
comprehensive financial planning and dynamic asset allocation strategies. Whatever your needs may
be - portfolio management, retirement planning, estate planning, risk management, money
management or educational planning -we offer strategies that are consistent with your unique
values, goals and financial objectives.
We provide a variety of portfolio management solutions including our Active Tactical Asset
Allocation Modeling system. Our Investment Advisory Services are offered through CUE Financial
Group, Inc., a SEC Registered Investment Advisor.
Our mission at Cornerstone Asset Management is to provide exceptional service and to help our
clients reach their goals for the reasons that are most important to them.
General Information |
| Firm Start Year: | 1997 | |
| No.of Employees: | 2-4 | |
| Name of Broker/Dealer: | Securities America |
| Name of Custodial Firm: | Charles Schwab, Pershing LLC |
| States Licensed in: |
CO,AZ,NM,TX,WY,KS,MT,OR,CA,NV,PA,ID,UT,WI,LA Advisory Services offered in CO,NM,OR,PA |
| Number of Years with Current Firm: | 2 |
| I work with the following types of clients: | Individual Investors , Businesses |
Services |
| Investment Types: | Options , Mutual Funds , Bonds , Stocks , Annuities , Insurance , Exchange Traded Funds (ETFs) , Alternative Investments |
| I can meet clients in the following ways: | Via phone , At your home , At your office , At my office |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Variable Life , Annuity , Life , Variable Annuity |
Firm Information |
| Firm's Number of Clients: | 195 |
| Firm's Number of Planning Clients: | 100 |
| Firm's Number of Managed Clients: | 175 |
| Assets Managed by Firm: | $90 Million |
| Advisor's Number of Clients: | 195 |
| Advisor's Number of Managed Clients: | 175 |
| Advisor's Number of Planning Clients: | 100 |
| Assets Managed by Advisor: | $90 Million |
Compliance |
| Registered Investment Advisor: | Yes |
| Registered Representative: | Yes |
| Investment Advisor Representative: | Yes |
| I am an acknowledged fiduciary: | Yes |
| Compliance Disclosures in Last 5 years: | I have a clean record |
| Criminal Disclosures in Last 5 years: | I have a clean record |
Compensation and Fees |
| Fee Structure: | I am a Fee-Based financial professional |
| Minimum Portfolio Size for New Managed Accounts: | $500,000 |
| Compensation Methods: | Flat Fee , Based on Assets , Hourly , Commissions |
| Fee % Based on Assets: | 1-1.5% |
| Hourly Rate: | $200 |
| Flat Fee Rate: | $500 |
Faqs
- Do you have a customer satisfaction or refund policy? No. Member of BBB for over 4 years. Results speak for themselves
- What are your qualifications? What is your education background? Economics degree from University of New Mexico. Registered Investment Advisor Representative, Series 24 and Series 7
- What is your approach to financial planning? All planning servies based on the comprehensive fundamentals of Financial Planning
- What services do you offer? Planning, Implimentation, Ongoing Asset Management
- How many clients do you currently manage? 180 clients
Stephen Gordon
Office Hours
 |
Mon. | 7:00 AM - 4:30 PM |
|
Tue. | 7:00 AM - 4:30 PM |
|
Wed. | 7:00 AM - 4:30 PM |
|
Thu. | 7:00 AM - 4:30 PM |
|
Fri. | 7:00 AM - 2:30 PM |