wiseradvisor

Mose  Richardson Jr.
UBS Financial Services

Tel: (513) 792-3771
8044 Montgomery Road, Suite 100
Cincinnati, OH 45236

Help clients create, manage and maximize personal wealth.


About UBS Financial Services

UBS is committed to bringing its global resources to bear on the portfolios of high net worth individuals to help them pursue their wealth management goals. Today, as the world?s largest wealth manager, we are strongly positioned to help our clients address the realities of the global economy and their sophisticated needs. Customized solutions are delivered by dedicated Financial Advisors who are aligned to help give clients confidence in reaching their goals no matter what the environment.


General Information

Firm Start Year:   2014
No.of Employees:   2-4
Name of Broker/Dealer:   UBS Financial Services
Name of Custodial Firm:   UBS Financial Services
Number of Years with Current Firm:   5.5
I work with the following types of clients:   Business Owners, Individual Investors


Services

Investment Types:   Mutual Funds, Bonds, Stocks, Insurance, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
I can meet clients in the following ways:   At my office, Via phone, Via email


Qualifications & Memberships

Insurance and Annuity Licenses:   Disability, Life, Accident, Health, Variable Life, Long Term Care
Financial Organization Memberships:   Financial Planning Association (FPA)


Compensation and Fees

Fee Structure:   Fee-Based (Fee and Commissions)
Minimum Portfolio Size for New Managed Accounts:   $500,000
Compensation Methods:   Based on Assets, Flat Fee


Board Positions

Organization:  Prevent Blindness of the Miami Valley
Position :  Executive Council
Organization:  American Cancer Society of Cincinnati
Position :  Volunteer Leadership Council

Education

MBA  Tiffin University
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BA   Indiana University
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Faqs

  • What are your qualifications? What is your education background? I have earned the Certified Financial Planner" and Chartered Life Underwriter® designations. I received a MBA from Tiffin University and a Bachelors from Indiana University, where I was a member of the varsity football team.
  • What is your approach to financial planning? I want to help clients make smart decisions about their money to help them achieve everything that is important to them.
  • How are you compensated? How will I pay for your services? Fee based. You will pay either a fee to manage your assets or a fee to prepare a financial plan.
  • How much risk should I be willing to take? The amount of risk you take is based on your risk profile
  • Have you ever been charged with any breaches? No
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Mose  Richardson Jr.

Mose  Richardson Jr.

CLU®, CERTIFIED FINANCIAL PLANNER™ Certificant

It is the important things that connect us. And although making sense of it all can be hard, asking the right questions can make things clearer. So when I talk to you about wealth management, I want to learn about those life questions that are on your mind. Together, I know we can find the answers.

Whatever your concerns, I can help you create a comprehensive financial plan to address your important priorities. I put my experience to work for each of my clients, helping them find the best way forward to pursue the goals that truly matter.

I deliver comprehensive wealth management and focus on these areas: - Investment Consulting - Wealth Enhancement - Wealth Transfer - Wealth Protection - Charitable Giving

Experience to guide you forward - Vice President, Wealth Management, UBS Financial Services Inc., 2014 - Present - Regional Vice President, Disability Resource Group - Regional Vice President, MetLife

My Team

Whether you're looking to build wealth for the future, protect it for the next generation or create a giving strategy for the people and causes that mean so much to you, we are well-positioned with advice and a plan that will give you greater confidence to pursue all of your life goals.

Anastacia  Young
Anastacia Young AWMA
Anastacia joined the team in 2018. She received her Bachelors of Science from Indiana University's Kelley School of Business. She has earned her Accredited Wealth Management Advisor® designation through the College for Financial Planning®. Anastacia is FINRA registered, holding her Series 7 and Series 66 securities licenses.

Office Hours

wiseradvisor-balck-li-img Mon. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Tue. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Wed. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Thu. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Fri. 8:00 AM - 5:00 PM

Communities Served

Cincinnati Covington
Dayton Erlanger
Fayetteville Florence
Fort Thomas Ft Mitchell
Hamilton Loveland
Maineville Mason
Middletown Milford
Monroe West Chester