About
Associates of Egan, Berger & Weiner, LLC focuses on
financial planning and coaching. We guide our clients to their
dreams by skillfully navigating them through the myriad of
life?s financial decisions. We foster an environment for our
team where they will achieve competitive greatness in their
careers while simultaneously realizing their personal
aspirations.
| General Information |
| Firm Start Year: |
|
2003 |
| No.of Employees: |
|
10-19 |
| Name of Broker/Dealer: |
|
Voya Financial Advisors
|
| Name of Custodial Firm: |
|
Pershing
|
| States Licensed in: |
|
VA and 35 other states see FINRA report
|
| Number of Years with Current Firm: |
|
11
|
| I work with the following types of clients: |
|
Individual Investors
|
| Services |
| Investment Types: |
|
Commodities
, Mutual Funds
, Bonds
, Stocks
, Annuities
, Insurance
, Exchange Traded Funds (ETFs)
, Alternative Investments
, Socially Responsible Investments (SRI)
|
| I can meet clients in the following ways: |
|
Via phone
, At your office
, At my office
, Via email
|
| Qualifications & Memberships |
| Insurance and Annuity Licenses: |
|
Disability
, Annuity
, Life
, Variable Annuity
, Long Term Care
, Variable Life
|
| Financial Organization Memberships: |
|
Financial Planning Association (FPA)
, Paladin Registry
|
| Firm Information |
| Assets Managed by Firm: |
|
$425,000,000
|
| Compliance |
| Registered Representative: |
|
Yes
|
| Investment Advisor Representative: |
|
Yes
|
| I am an acknowledged fiduciary: |
|
Yes
|
| Compliance Disclosures in Last 5 years: |
|
I have a clean record
|
| Criminal Disclosures in Last 5 years: |
|
I have a clean record
|
| Compensation & Fees |
| Fee Structure: |
|
I am a fee-based financial professional
|
| Minimum Portfolio Size for New Managed Accounts: |
|
$250K and up
|
| Compensation Methods: |
|
Based on Assets
|
DISCLOSURE
DISCLAIMER
Securities and investment advisory services
offered through Voya Financial Advisors, Inc,
member,
SIPC.
Egan, Berger & Weiner is not a subsidiary of
nor
controlled by Voya Financial Advisors.
Due to various state regulations and
registration
requirements concerning the dissemination of
information regarding investment products and
services, we are currently required to limit
access of the following pages to individuals
residing in states where we are currently
registered. A Broker/Dealer, Registered
Investment
Adviser, Registered Representative, or
Investment
Adviser Representative may only transact
business
in a particular state after licensure or upon
satisfying qualifications requirements of that
state, or only if they are excluded or exempted
from the state?s Broker/Dealer, Registered
Investment Adviser, or Registered
Representative
or Investment Adviser Representative
requirements,
as the case may be, and follow-up
individualized
responses to consumers in a particular state by
Broker/Dealer, Registered Investment Adviser,
Registered Representative, or Investment
Adviser
Representative that involve either the
effecting
or attempting-to-effect transactions in
securities
or the rendering of personalized investment
advice
for compensation, as the case may be, shall not
be
made without first complying with the state?s
Broker/Dealer, Registered Investment Adviser,
Registered Representative, or Investment
Adviser
Representative requirements, or pursuant to an
applicable state exemption or exclusion.
For information concerning the license status
or
disciplinary history of a Broker/Dealer,
Registered Investment Adviser, Registered
Representative, or Investment Adviser
Representative, a consumer should contact his
or
her stated securities law administrator.
CFPTM and Certified Financial Planner are
certification marks owned by the Certified
Financial Planner Board of Standards, Inc.
These
marks are awarded to individuals who
successfully
complete the CFP Board?s initial and ongoing
certification requirements.
Investment products and services from this
representative(s) available only to residents
of
Arizona
Arkansas
California
Colorado
Connecticut
Delaware
District of Columbia
Florida
Georgia
Idaho
Illinois
Iowa
Kentucky
Maine
Maryland
Massachusetts
Michigan
Minnesota
Missouri
New Hampshire
New Jersey
New Mexico
New York
North Carolina
Oklahoma
Oregon
Pennsylvania
South Carolina
South Dakota
Texas
Utah
Virginia
Washington
West Virginia
Privacy & Other Important Disclosures
